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3M (MMM) Group President granted 5,229 RSUs and 22,636 stock options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

3M Group President Christian T. Goralski Jr. reported new equity awards granted on February 6, 2026. He received 5,229 restricted stock units, each representing one share of 3M common stock, which vest 100% three years from the grant date.

He also received a non-qualified stock option covering 22,636 shares of 3M common stock, with an exercise price of $172.65 per share

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Goralski Christian T JR

(Last) (First) (Middle)
3M CENTER

(Street)
ST. PAUL MN 55144-1000

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
3M CO [ MMM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Group President
3. Date of Earliest Transaction (Month/Day/Year)
02/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 02/06/2026 A 5,229 (2) (2) Common Stock 5,229 $0 5,229 D
Non-qualified Stock Option (Right to Buy) $172.65 02/06/2026 A 22,636 02/06/2027(3) 02/05/2036 Common Stock 22,636 $0 22,636 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
2. The restricted stock units vest 100% three years from the grant date.
3. The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.
/s/ Patricia L. Meagher, attorney-in-fact for Christian T. Goralski, Jr. 02/10/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did 3M (MMM) report for Christian T. Goralski Jr.?

3M reported that Group President Christian T. Goralski Jr. received equity awards on February 6, 2026, including 5,229 restricted stock units and a non-qualified stock option for 22,636 shares of 3M common stock, all held directly as part of his compensation.

How many restricted stock units did 3M (MMM) grant to Christian T. Goralski Jr.?

3M granted Christian T. Goralski Jr. 5,229 restricted stock units. Each unit represents a contingent right to receive one share of 3M common stock, and the entire award vests 100% three years from the February 6, 2026 grant date, subject to the award terms.

What are the terms of Christian T. Goralski Jr.’s stock options at 3M (MMM)?

Christian T. Goralski Jr. received a non-qualified stock option on 22,636 shares of 3M common stock with a $172.65 exercise price. The option vests in three equal installments on the first, second and third anniversaries of the February 6, 2026 grant date, if conditions are met.

When do Christian T. Goralski Jr.’s restricted stock units at 3M (MMM) vest?

The restricted stock units granted to Christian T. Goralski Jr. on February 6, 2026 vest 100% three years from the grant date. Once vested, each of the 5,229 restricted stock units entitles him to receive one share of 3M common stock, per the award terms.

Are Christian T. Goralski Jr.’s new 3M (MMM) equity awards held directly or indirectly?

The filing shows that both the 5,229 restricted stock units and the 22,636-share non-qualified stock option are held directly by Christian T. Goralski Jr. There is no indication of indirect ownership through entities or related parties in the reported transactions or footnotes.

What role does Christian T. Goralski Jr. hold at 3M (MMM) in this Form 4?

In this Form 4, Christian T. Goralski Jr. is identified as an officer of 3M with the title of Group President. The reported transactions reflect equity compensation awards granted to him in that capacity on February 6, 2026, and reported under Section 16 rules.
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