3M (NYSE: MMM) EVP Banovetz logs RSU vesting and tax share sale

Rhea-AI Filing Summary

3M Executive Vice President John Patrick Banovetz reported routine equity compensation activity. On February 6, 2026, 4,818 restricted stock units converted into the same number of 3M common shares at an exercise price of $0, reflecting previously granted stock-based compensation that vested three years after the February 7, 2023 grant.

On the same day, 1,362 common shares were withheld or sold at $172.65 under transaction code “F,” typically used for tax withholding on vesting. After these transactions, Banovetz directly held 42,971.1246 shares of 3M common stock, including dividend equivalents and shares from company plans.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Banovetz John Patrick

(Last) (First) (Middle)

3M CENTER

(Street)

ST. PAUL MN 55144

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
3M CO [ MMM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Executive Vice President

3. Date of Earliest Transaction (Month/Day/Year)
02/06/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/06/2026		M		4,818	A	$172.65	44,333.1246	D
Common Stock	02/06/2026		F		1,362	D	$172.65	42,971.1246(1)(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(3)	02/06/2026		M			4,818	(4)	(4)	Common Stock	4,818	$0	0	D

Explanation of Responses:

1. Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

2. Includes shares acquired under 3M's General Employee Stock Purchase Plan.

3. Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

4. The restricted stock units vest 100% three years from the grant date of February 7, 2023.

	/s/ Patricia L. Meagher, attorney-in-fact for John P. Banovetz	02/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What did 3M (MMM) Executive Vice President John Banovetz report on this Form 4?

John Patrick Banovetz reported routine stock-based compensation activity. Restricted stock units converted into 4,818 3M common shares, and a portion of shares was disposed of for tax-related purposes, updating his directly held share balance with the company.

How many 3M (MMM) shares did John Banovetz acquire through restricted stock units?

He acquired 4,818 3M common shares when restricted stock units vested and were converted. Each restricted stock unit represented a right to receive one share of common stock, vesting 100% three years after the February 7, 2023 grant date.

Why were 1,362 3M (MMM) shares disposed of in the Form 4 filing?

The 1,362 shares were disposed of under transaction code “F,” indicating shares withheld or sold to cover tax obligations on the vesting event. The shares were valued at $172.65 each in this tax-related transaction on February 6, 2026.

How many 3M (MMM) shares does John Banovetz own after these transactions?

Following the reported transactions, John Banovetz directly owned 42,971.1246 shares of 3M common stock. This amount includes dividend share equivalents accrued under the Deferred Compensation Plan and shares acquired through the General Employee Stock Purchase Plan.

What do the restricted stock units in this 3M (MMM) Form 4 represent?

Each restricted stock unit represents a contingent right to receive one share of 3M common stock. In this filing, 4,818 units vested in full three years after the February 7, 2023 grant, resulting in the same number of common shares being issued.

When did the restricted stock units reported by 3M (MMM) Executive Vice President vest?

The restricted stock units vested 100% three years from the grant date of February 7, 2023. That vesting triggered on February 6, 2026, leading to the conversion of 4,818 units into an equal number of 3M common shares reported in this Form 4.