3M (MMM) EVP John Banovetz reports performance share vesting and tax withholding

Rhea-AI Filing Summary

3M Executive Vice President John P. Banovetz reported equity changes in his 3M common stock holdings. On February 2, 2026, he acquired 12,513.696 shares at $0 when a performance share award granted on March 1, 2023 vested after meeting performance-based requirements. On the same date, 4,859 shares were withheld, at $0, to cover estimated taxes. After these transactions, he directly owned 39,515.1246 shares of 3M common stock, including shares from the General Employee Stock Purchase Plan and dividend share equivalents accrued under 3M's Deferred Compensation Plan.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Banovetz John Patrick

Role Executive Vice President

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	12,513.696	$0.00	--
Tax Withholding	Common Stock	4,859	$0.00	--

Holdings After Transaction: Common Stock — 44,374.125 shares (Direct)

Footnotes (1)

1. Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2023. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes was estimated and will be revised by amendment if necessary. Includes shares acquired under 3M's General Employee Stock Purchase Plan. Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Banovetz John Patrick

(Last) (First) (Middle)

3M CENTER

(Street)

ST. PAUL MN 55144

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
3M CO [ MMM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Executive Vice President

3. Date of Earliest Transaction (Month/Day/Year)
02/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/02/2026		A		12,513.696(1)	A	$0	44,374.1246	D
Common Stock	02/02/2026		F		4,859(2)	D	$0	39,515.1246(3)(4)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2023. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified.

2. The number of shares withheld for taxes was estimated and will be revised by amendment if necessary.

3. Includes shares acquired under 3M's General Employee Stock Purchase Plan.

4. Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

	/s/ Patricia L. Meagher, attorney-in-fact for John P. Banovetz	02/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did 3M (MMM) executive John P. Banovetz report?

John P. Banovetz reported a performance share vesting of 12,513.696 3M shares and tax withholding of 4,859 shares. Both transactions occurred on February 2, 2026 at $0 per share and affected his directly held common stock position.

How many 3M (MMM) shares does John P. Banovetz hold after this Form 4?

After the reported transactions, John P. Banovetz directly owns 39,515.1246 shares of 3M common stock. This figure includes shares acquired under 3M's General Employee Stock Purchase Plan and dividend share equivalents from the company’s Deferred Compensation Plan.

What is the source of the 12,513.696 3M (MMM) shares awarded to John P. Banovetz?

The 12,513.696 shares represent 3M common stock delivered under a performance share award granted on March 1, 2023. The shares vested when performance-based requirements were satisfied and certified on February 2, 2026, triggering the share delivery at that time.

Why were 4,859 3M (MMM) shares withheld from John P. Banovetz?

4,859 3M shares were withheld to cover estimated tax obligations related to the vesting of the performance share award. The filing notes this tax withholding amount is an estimate and may be updated by amendment if adjustment becomes necessary.

What is John P. Banovetz’s role at 3M (MMM) in this Form 4 filing?

John P. Banovetz is identified as an officer of 3M with the title Executive Vice President. The Form 4 reports changes in his beneficial ownership of 3M common stock arising from the vesting of a performance share award and related tax withholding.

Do John P. Banovetz’s reported 3M (MMM) holdings include plan-related shares?

Yes. His reported 39,515.1246 directly owned 3M shares include shares from 3M’s General Employee Stock Purchase Plan. They also include dividend share equivalents that accrue quarterly under 3M’s Deferred Compensation Plan, as noted in the filing footnotes.