STOCK TITAN

3M (MMM) Group President granted 8,650 performance shares, 3,945 withheld

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

3M Group President Beatriz Karina Chavez Rodriguez reported equity compensation activity in 3M common stock. On February 2, 2026, she acquired 8,650.304 shares at $0 under a performance share award granted on March 1, 2023, after performance goals were certified as achieved.

On the same date, 3,945 shares were withheld at $0 to cover estimated taxes related to this award. Following these transactions, she directly held 14,259.3048 shares of common stock, and a separate holding line reflects 2,209.385 shares, which includes dividend share equivalents accrued under 3M's Deferred Compensation Plan.

Positive

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Insider Chavez Rodriguez Beatriz Karina
Role Group President
Type Security Shares Price Value
Grant/Award Common Stock 8,650.304 $0.00 --
Tax Withholding Common Stock 3,945 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 18,204.305 shares (Direct)
Footnotes (1)
  1. Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2023. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes was estimated and will be revised by amendment if necessary. Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Chavez Rodriguez Beatriz Karina

(Last) (First) (Middle)
3M CENTER

(Street)
ST. PAUL MN 55144

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
3M CO [ MMM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Group President
3. Date of Earliest Transaction (Month/Day/Year)
02/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/02/2026 A 8,650.304(1) A $0 18,204.3048 D
Common Stock 02/02/2026 F 3,945(2) D $0 14,259.3048(3) D
Common Stock 2,209.385 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2023. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified.
2. The number of shares withheld for taxes was estimated and will be revised by amendment if necessary.
3. Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.
Patricia L. Meagher, attorney-in-fact for Beatriz Karina Chavez Rodriguez 02/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did 3M (MMM) report for Beatriz Karina Chavez Rodriguez?

3M reported that Group President Beatriz Karina Chavez Rodriguez acquired 8,650.304 shares of common stock at $0 from a vested performance share award. The award was granted March 1, 2023, and vested when performance was certified on February 2, 2026.

How many 3M (MMM) shares were withheld for taxes in this Form 4?

The filing shows 3,945 3M common shares were withheld to cover estimated taxes related to the vested performance share award. These shares were withheld at a stated price of $0 and the amount may be revised by amendment if necessary.

How many 3M (MMM) shares does Beatriz Karina Chavez Rodriguez own after this transaction?

After the reported transactions, she directly held 14,259.3048 shares of 3M common stock. Another reported holding line shows 2,209.385 shares, which includes dividend share equivalents accrued under 3M’s Deferred Compensation Plan.

What is the source of the 8,650.304 3M (MMM) shares reported as acquired?

The 8,650.304 shares represent common stock to be delivered under a performance share award granted on March 1, 2023. The performance-based vesting requirements were satisfied and certified on February 2, 2026, triggering delivery of the shares.

What does the tax withholding entry mean in this 3M (MMM) Form 4?

The Form 4 shows 3,945 shares with transaction code F, indicating shares withheld to satisfy tax obligations from the vested award. The filing notes this number was estimated and may be adjusted later through an amendment if needed.

What are dividend share equivalents mentioned in the 3M (MMM) insider filing?

Dividend share equivalents are additional share units credited instead of cash dividends, typically in deferred plans. The filing states the 2,209.385-share holding includes dividend share equivalents accrued quarterly under 3M’s Deferred Compensation Plan for the reporting person.