STOCK TITAN

3M (MMM) Group President converts 5,639 RSUs and withholds 1,769 shares for taxes

Filing Impact
(Very High)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

3M Group President Christian T. Goralski Jr. reported equity transactions involving company stock. On February 6, 2026, 5,639 restricted stock units were converted into the same number of 3M common shares at an exercise price of $172.65 per share.

On the same date, 1,769 of those common shares were disposed of in a transaction coded “F,” reflecting shares withheld to cover tax obligations at $172.65 per share. After these transactions, Goralski directly owned 6,845.8033 shares of 3M common stock, and the reported restricted stock units balance was reduced to zero.

Positive

  • None.

Negative

  • None.
Insider Goralski Christian T JR
Role Group President
Type Security Shares Price Value
Exercise Restricted Stock Units 5,639 $0.00 --
Exercise Common Stock 5,639 $172.65 $974K
Tax Withholding Common Stock 1,769 $172.65 $305K
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Common Stock — 8,614.803 shares (Direct)
Footnotes (1)
  1. Includes shares acquired under 3M's General Employee Stock Purchase Plan. Each restricted stock unit represents a contingent right to receive one share of 3M common stock. The restricted stock units vest 100% three years from the grant date.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Goralski Christian T JR

(Last) (First) (Middle)
3M CENTER

(Street)
ST. PAUL MN 55144-1000

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
3M CO [ MMM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Group President
3. Date of Earliest Transaction (Month/Day/Year)
02/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/06/2026 M 5,639 A $172.65 8,614.8033 D
Common Stock 02/06/2026 F 1,769 D $172.65 6,845.8033(1) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (2) 02/06/2026 M 5,639 02/07/2026 (3) Common Stock 5,639 $0 0 D
Explanation of Responses:
1. Includes shares acquired under 3M's General Employee Stock Purchase Plan.
2. Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
3. The restricted stock units vest 100% three years from the grant date.
/s/ Patricia L. Meagher, attorney-in-fact for Christian T. Goralski, Jr. 02/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did 3M (MMM) report for Christian T. Goralski Jr.?

3M reported that Group President Christian T. Goralski Jr. converted 5,639 restricted stock units into common shares. The units were exercised on February 6, 2026, and became 5,639 shares of 3M common stock, reflecting equity compensation vesting.

How many 3M (MMM) shares did the insider sell or dispose of for taxes?

The filing shows 1,769 3M common shares disposed of in a tax-withholding transaction. This transaction, coded “F,” occurred on February 6, 2026 at a price of $172.65 per share, representing shares withheld to satisfy tax obligations on vested equity.

What price per share was used in the 3M (MMM) insider transactions?

Both the acquisition and tax-withholding transactions used a price of $172.65 per share. The 5,639 common shares from vested restricted stock units and the 1,769 shares withheld for taxes were each reported at this same per-share value.

How many 3M (MMM) shares does Christian T. Goralski Jr. own after these transactions?

After the reported transactions, Christian T. Goralski Jr. directly owned 6,845.8033 3M common shares. This figure reflects the net position following the conversion of 5,639 restricted stock units and the withholding of 1,769 shares for taxes.

What happened to the restricted stock units in the 3M (MMM) Form 4 filing?

The Form 4 shows 5,639 restricted stock units converted into 3M common shares, leaving zero units reported afterward. Each unit represented a contingent right to receive one share, vesting 100% three years from the grant date.

What role does the insider hold at 3M (MMM) in this Form 4?

The reporting person, Christian T. Goralski Jr., serves as a Group President at 3M. The Form 4 identifies him as an officer, not a director or 10% owner, and details equity compensation activity associated with his leadership position.