STOCK TITAN

[Form 4/A] MOBIX LABS, INC Amended Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4/A

Mobix Labs, Inc. (MOBX) reported an amended insider filing (Form 4/A) to correct the officer’s reported holdings. The amendment updates the directly held Class A common stock beneficially owned to 2,550,000 shares as of the prior filing date referenced.

The filing also lists indirect derivative holdings through the KSSF Trust tied to 125,000 shares of Class A. The Class B common stock is convertible into Class A at the holder’s option and will convert automatically upon a non‑permitted transfer or on the first trading day after the seventh anniversary of the December 21, 2023 closing date. The reporting person serves as President, CFO & Director.

Mobix Labs, Inc. (MOBX) ha riportato una modifica della dichiarazione interna (Modulo 4/A) per correggere le partecipazioni riportate dall'esponente. L'emendamento aggiorna la posizione detenuta direttamente in azioni ordinarie di Classe A beneficiariamente possedute a 2.550.000 azioni alla data di filing precedentemente indicata.

La dichiarazione indica inoltre posizioni derivate indirette tramite il KSSF Trust legate a 125.000 azioni di Classe A. Le azioni ordinarie di Classe B sono convertibili in Classe A a scelta del detentore e si convertiranno automaticamente in caso di trasferimento non consentito o nel primo giorno di negoziazione dopo il settimo anniversario della data di chiusura del 21 dicembre 2023. Il soggetto che presenta la dichiarazione ricopre le cariche di Presidente, CFO e Direttore.

Mobix Labs, Inc. (MOBX) presentó una modificación de la declaración de insiders (Formulario 4/A) para corregir las participaciones reportadas por el funcionario. La enmienda actualiza las participaciones directas en acciones comunes de Clase A poseídas en beneficio de 2.550.000 acciones según la fecha de presentación anterior indicada.

La declaración también enumera participaciones derivadas indirectas a través del KSSF Trust vinculadas a 125,000 acciones de Clase A. Las acciones de Clase B son convertibles en Clase A a elección del tenedor y se convertirán automáticamente ante una transferencia no permitida o en el primer día de negociación después del séptimo aniversario de la fecha de cierre del 21 de diciembre de 2023. La persona que reporta la declaración ocupa los cargos de Presidente, Director Ejecutivo y Director.

Mobix Labs, Inc. (MOBX)는 임원 보유 내역을 수정하기 위한 수정 공시(양식 4/A)를 보고했습니다. 개정은 직접 보유한 Class A 일반주의 수익 소유를 참고된 이전 제출일 기준으로 2,550,000주로 업데이트합니다.

또한 이 서류에는 KSSF 트러스트를 통한 간접 파생 보유Class A 주 125,000주에 연결되어 있다고 기재되어 있습니다. Class B 일반주는 보유자가 선택하면 Class A로 전환될 수 있으며, 허용되지 않는 양도 시 자동으로 전환되거나 2023년 12월 21일 종가의 7주년이 되는 첫 거래일에 전환됩니다. 보고 사람은 회장, CFO 및 이사로 재직 중입니다.

Mobix Labs, Inc. (MOBX) a publié une modification de déclaration d'initié (Formulaire 4/A) afin de corriger les positions déclarées par l'officier. L'amendement met à jour les actions ordinaires de Classe A détenues directement au bénéfice de 2 550 000 actions à la date de dépôt précédente mentionnée.

La déclaration répertorie également des participations dérivées indirectes par le biais du KSSF Trust liées à 125 000 actions de Classe A. Les actions de Classe B sont convertibles en Classe A au choix du détenteur et seront automatiquement converties en cas de transfert non autorisé ou au premier jour de négociation après le septième anniversaire de la date de clôture du 21 décembre 2023. La personne déclarant occupe les postes de Président, Directeur financier et Administrateur.

Mobix Labs, Inc. (MOBX) hat eine geänderte Insidermeldung (Formular 4/A) eingereicht, um die angegebenen Beteiligungen des Beamten zu korrigieren. Die Änderung aktualisiert die direkt gehaltenen Class-A-Stammaktien des Nutzungsberechtigten auf 2.550.000 Aktien zum vorherigen Referenz-Filing-Datum.

Die Meldung listet außerdem indirekte derivative Positionen durch den KSSF Trust auf, verbunden mit 125.000 Class-A-Aktien. Die Class B-Stammaktien können nach Wahl des Inhabers in Class A umgewandelt werden und erfolgen automatisch bei einer nicht genehmigten Übertragung oder am ersten Handelstag nach dem siebten Jahrestag des Abschlussdatums vom 21. Dezember 2023. Die meldende Person ist als Präsident, CFO & Direktor tätig.

Mobix Labs, Inc. (MOBX) قد قدمت إقراراً محدثاً للمطلعين الداخليين (النموذج 4/A) لتصحيح الحيازات المذكورة من قبل الموظف. التعديل يحديث الملكية المباشرة لأسهم فئة A العادية المملوكة فائدةً إلى 2,550,000 سهم كما في تاريخ التقديم المشار إليه سابقاً.

يذكر الإقرار أيضاً الحيازات الكمية غير المباشرة عبر الثقة KSSF المرتبطة بـ 125,000 سهم من فئة A. ويمكن تحويل أسهم فئة B إلى فئة A باختيار حاملها وسيتم التحويل تلقائياً عند وجود نقل غير مسموح به أو في أول يوم تداول بعد الاحتفال بالذكرى السابعة لإغلاق تاريخ 21 ديسمبر 2023. يعمل الشخص المبلغ على أنه الرئيس، المدير المالي وعضو المجلس.

Mobix Labs, Inc. (MOBX) 已提交修订的内部人申报(表格4/A),以纠正该官员所报告的持股。修订将< b>直接持有的A类普通股的受益所有权更新为< b>2,550,000股,以先前提交日期为准。

申报还列出通过的< b>间接衍生持股,与< b>125,000股A类相关。A类股为可由持有人选择转换为B类并在未获许可转让时自动转换,或在< b>2023年12月21日收盘日七周年后的首个交易日进行转换。申报人担任< b>总裁、首席财务官及董事。

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Mobix Labs, Inc. (MOBX) ha riportato una modifica della dichiarazione interna (Modulo 4/A) per correggere le partecipazioni riportate dall'esponente. L'emendamento aggiorna la posizione detenuta direttamente in azioni ordinarie di Classe A beneficiariamente possedute a 2.550.000 azioni alla data di filing precedentemente indicata.

La dichiarazione indica inoltre posizioni derivate indirette tramite il KSSF Trust legate a 125.000 azioni di Classe A. Le azioni ordinarie di Classe B sono convertibili in Classe A a scelta del detentore e si convertiranno automaticamente in caso di trasferimento non consentito o nel primo giorno di negoziazione dopo il settimo anniversario della data di chiusura del 21 dicembre 2023. Il soggetto che presenta la dichiarazione ricopre le cariche di Presidente, CFO e Direttore.

Mobix Labs, Inc. (MOBX) presentó una modificación de la declaración de insiders (Formulario 4/A) para corregir las participaciones reportadas por el funcionario. La enmienda actualiza las participaciones directas en acciones comunes de Clase A poseídas en beneficio de 2.550.000 acciones según la fecha de presentación anterior indicada.

La declaración también enumera participaciones derivadas indirectas a través del KSSF Trust vinculadas a 125,000 acciones de Clase A. Las acciones de Clase B son convertibles en Clase A a elección del tenedor y se convertirán automáticamente ante una transferencia no permitida o en el primer día de negociación después del séptimo aniversario de la fecha de cierre del 21 de diciembre de 2023. La persona que reporta la declaración ocupa los cargos de Presidente, Director Ejecutivo y Director.

Mobix Labs, Inc. (MOBX)는 임원 보유 내역을 수정하기 위한 수정 공시(양식 4/A)를 보고했습니다. 개정은 직접 보유한 Class A 일반주의 수익 소유를 참고된 이전 제출일 기준으로 2,550,000주로 업데이트합니다.

또한 이 서류에는 KSSF 트러스트를 통한 간접 파생 보유Class A 주 125,000주에 연결되어 있다고 기재되어 있습니다. Class B 일반주는 보유자가 선택하면 Class A로 전환될 수 있으며, 허용되지 않는 양도 시 자동으로 전환되거나 2023년 12월 21일 종가의 7주년이 되는 첫 거래일에 전환됩니다. 보고 사람은 회장, CFO 및 이사로 재직 중입니다.

Mobix Labs, Inc. (MOBX) a publié une modification de déclaration d'initié (Formulaire 4/A) afin de corriger les positions déclarées par l'officier. L'amendement met à jour les actions ordinaires de Classe A détenues directement au bénéfice de 2 550 000 actions à la date de dépôt précédente mentionnée.

La déclaration répertorie également des participations dérivées indirectes par le biais du KSSF Trust liées à 125 000 actions de Classe A. Les actions de Classe B sont convertibles en Classe A au choix du détenteur et seront automatiquement converties en cas de transfert non autorisé ou au premier jour de négociation après le septième anniversaire de la date de clôture du 21 décembre 2023. La personne déclarant occupe les postes de Président, Directeur financier et Administrateur.

Mobix Labs, Inc. (MOBX) hat eine geänderte Insidermeldung (Formular 4/A) eingereicht, um die angegebenen Beteiligungen des Beamten zu korrigieren. Die Änderung aktualisiert die direkt gehaltenen Class-A-Stammaktien des Nutzungsberechtigten auf 2.550.000 Aktien zum vorherigen Referenz-Filing-Datum.

Die Meldung listet außerdem indirekte derivative Positionen durch den KSSF Trust auf, verbunden mit 125.000 Class-A-Aktien. Die Class B-Stammaktien können nach Wahl des Inhabers in Class A umgewandelt werden und erfolgen automatisch bei einer nicht genehmigten Übertragung oder am ersten Handelstag nach dem siebten Jahrestag des Abschlussdatums vom 21. Dezember 2023. Die meldende Person ist als Präsident, CFO & Direktor tätig.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
SAMINI KEYVAN

(Last) (First) (Middle)
C/O MOBIX LABS, INC.
1 VENTURE, SUITE 220

(Street)
IRVINE CA 92618

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
MOBIX LABS, INC [ MOBX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President, CFO & Director
3. Date of Earliest Transaction (Month/Day/Year)
05/05/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
08/13/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 2,550,000(1) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock (2) (2) (2) Class A Common Stock 125,000 125,000(3) I(4) By KSSF Trust
Explanation of Responses:
1. On August 13, 2025, the Reporting Person filed a Form 4 which incorrectly recorded the number of shares held directly due to an administrative error. This amendment reflects the correct amount of shares held as of such date.
2. The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person, and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date (December 21, 2023).
3. The number of shares of Class B Common Stock beneficially owned by the Reporting Person has been reduced to remove the Class B Common Stock underlying the Restricted Stock Awards granted on May 30, 2025.
4. The Reporting Person is a trustee of this trust. The Reporting Person disclaims beneficial ownership of the securities held by this trust except to the extent of his respective pecuniary interest therein.
/s/ Terri Aprati, Attorney-in-Fact 10/15/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did MOBX’s Form 4/A change?

It corrected the officer’s reported holdings, updating directly held Class A common stock to 2,550,000 shares.

How many MOBX shares does the officer now report directly?

The filing shows 2,550,000 shares of Class A common stock held directly.

What indirect or derivative holdings are disclosed for MOBX?

Indirect derivative holdings via KSSF Trust tied to 125,000 shares of Class A are listed.

What are the conversion terms for MOBX Class B shares?

Class B converts into Class A at the holder’s option and automatically after a non‑permitted transfer or on the first trading day after the seventh anniversary of December 21, 2023.

Who is the reporting person and role at MOBX?

The reporting person is a Director and serves as President, CFO & Director.

What trust is referenced in the MOBX filing?

The filing references the KSSF Trust, for which the reporting person is a trustee and disclaims beneficial ownership except to pecuniary interest.
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