Welcome to our dedicated page for MOBIX LABS SEC filings (Ticker: MOBX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Mobix Labs, Inc. filings document the public-company disclosures of a fabless semiconductor and connectivity company serving defense, aerospace, telecommunications and other high-reliability markets. Registration statements and prospectus materials cover Class A common stock offerings, resale registration matters and financial disclosures tied to its capital needs.
Material-event reports cover securities purchase agreements, a senior secured convertible promissory note, registration rights, the completed reverse stock split of Class A and Class B common stock, and related adjustments to equity plans and outstanding securities. Proxy and annual meeting filings describe director elections, stockholder voting matters, bylaw amendments, quorum requirements and other governance provisions.
MOBIX LABS, INC. (MOBX) reported that it has signed a definitive agreement to acquire Vision Aerial, Inc., a U.S. drone manufacturer focused on government and industrial customers, and expects the transaction to close in the fourth quarter of 2026, subject to customary conditions including Mobix Labs stockholder approval for share issuance.
Vision Aerial management projects revenue growth of approximately 46% in 2026 and a further 93% in 2027, which would bring 2027 revenue to nearly three times 2025 levels, driven by the rollout of its Vulcan industrial drone family and growing demand for American-built, NDAA-compliant unmanned aircraft systems.
Mobix Labs views this pending acquisition as aligned with its M&A strategy to build a broader national-security technology platform, adding U.S.-manufactured drones and autonomous systems to its existing electronics, connectivity, RF and sensing technologies serving aerospace, defense and other mission-critical markets.
Mobix Labs, Inc. (MOBX) has filed an S-1 to register the resale of up to 5,000,000 shares of Class A Common Stock by a selling stockholder. These shares are issuable upon conversion of Series A 10% Convertible Preferred Stock, including shares issuable from exercising an August 2026 preferred stock purchase warrant. Mobix is not selling any shares in this offering and will receive no proceeds from the resale, though it may receive up to $6,000,000 if the warrant is exercised, which it plans to use for working capital and general corporate purposes.
The 5,000,000 shares represent approximately 22.9% of the 16,847,921 Class A shares outstanding as of August 24, 2026, creating a sizable potential overhang that the company warns could pressure its share price. Mobix reports substantial operating losses, an accumulated deficit of $183.4 million as of June 30, 2026, and explicitly notes substantial doubt about its ability to continue as a going concern, highlighting a need for additional capital. The company details restrictive and potentially dilutive preferred stock and convertible note financings with Kips Bay Select, LP and Leviston Resources, LLC, planned acquisitions of Vision Aerial, Inc. and Special Project Delivery, Inc., and a strategic shift toward its National Security Matters Initiative, while also flagging risks including Nasdaq listing compliance, customer concentration, material weaknesses in internal controls, and significant future dilution from convertible instruments.
MOBIX LABS, INC. (MOBX) entered into new financing and governance changes. On August 28, 2026, the company issued a $1,200,000 senior secured convertible promissory note to Leviston Resources, LLC for a $1,000,000 purchase price, bearing 10% annual interest and maturing on December 25, 2026. Leviston may convert principal and interest into Class A Common Stock at the lesser of the August 28, 2026 closing price or 85% of the lowest 8-day VWAP before conversion, with all obligations increasing to 125% upon an event of default.
The company also agreed to sell Kips Bay Select, LP 1,000 shares of Series A 10% Convertible Preferred Stock for $1,000 per share and issued a warrant to purchase up to 6,000 additional preferred shares at $1,000 per share, plus 834,782 Class A Extension Shares as consideration. Conversion of the note and preferred shares requires stockholder approval and is subject to Nasdaq share issuance limits, with resale registration rights granted. Separately, all Class B Common Stock was converted into Class A Common Stock, eliminating super-voting and class-specific director election rights and reconstituting the board under a single common stock class.
MOBIX LABS, INC. (MOBX) is calling a virtual special stockholder meeting in 2026 to seek approval for four capital-structure actions. Proposal 1 would authorize, but not require, the board to implement a reverse stock split of Class A common stock at a ratio between 1‑for‑2 and 1‑for‑20 as a precautionary tool to help maintain Nasdaq listing; the company states it has no present intention to effect a reverse split and currently meets Nasdaq’s minimum bid requirement.
Proposal 2 would expand the 2023 Equity Incentive Plan share reserve from 500,000 to 5,000,000 shares (including the Incentive Stock Option limit), significantly increasing capacity for employee and director equity awards beyond the 308,526 shares currently available. Proposal 3, under Nasdaq Listing Rule 5635(d), seeks approval for the issuance of up to 11,000,000 Class A shares tied to Kips Bay Select LP’s convertible preferred stock and related warrants, capped at that amount and potentially providing up to $12.0 million of additional capital while retiring preferred obligations as shares are issued. Proposal 4 requests approval to issue up to 4,000,000 Class A shares upon conversion of Senior Secured Convertible Notes held by Leviston Resources, LLC; the company has already received and used the note proceeds, and conversion would retire the notes without further cash outlay. As of August 24, 2026, 16,847,921 Class A shares were outstanding.
MOBIX LABS, INC (MOBX) director and executive officer Keyvan Samini reported a conversion of 12,500 shares of Class B Common Stock held indirectly through the KSSF Trust into 12,500 shares of Class A Common Stock on a one-for-one basis, with no consideration paid, pursuant to the company’s certificate of incorporation. After the conversion, the KSSF Trust held 29,614 Class A shares, and Mr. Samini also reported 155,053 Class A shares held directly, plus additional indirect Class A holdings through other trusts. He further reported fully vested options to acquire 32,353 Class A shares at $1.70 per share, expiring on August 10, 2030. For trust-held shares, he disclaims beneficial ownership except to the extent of his pecuniary interest.
MOBIX LABS, INC (symbol: MOBX) is the issuer of record for a Form 4 filing submitted to the SEC.
MOBIX LABS, INC (MOBX) director Frederick C. Goerner reported a conversion of 21,739 shares of Class B Common Stock into 21,739 shares of Class A Common Stock on August 21, 2026. The conversion was on a one-for-one basis pursuant to the company’s Certificate of Incorporation, and no consideration was paid.
Following the conversion, Goerner directly holds 207,456 shares of Class A Common Stock. He also holds fully vested options to acquire additional Class A shares, including options over 2,000 shares at $41.80 per share expiring August 10, 2030 and options over 13,341 shares at $68.40 per share expiring April 4, 2032.
Mobix Labs, Inc. (MOBX) filed a prospectus supplement covering an offering of up to 3,744,161 shares of Class A common stock, updating investors with a new 8‑K and its June 30, 2026 Form 10‑Q. Mobix also entered into a Merger Agreement to acquire Vision Aerial, Inc. for $3.0 million in cash plus Mobix Class A shares valued at $12.0 million, with the share count based on a 20‑day VWAP capped between $2.00 and $3.00 per share.
For the nine months ended June 30, 2026, Mobix generated net revenue of $3.6 million, down from $8.0 million a year earlier, and recorded a net loss of $32.8 million. Operating cash outflow was $14.7 million, and cash on hand was $2.1 million against total liabilities of $26.7 million, prompting management to state there is substantial doubt about the company’s ability to continue as a going concern. To address liquidity, Mobix issued Series A 10% Convertible Preferred Stock, multiple senior secured convertible notes with floating conversion prices, and equity for debt settlements, all of which add meaningful potential dilution to common shareholders.
Mobix Labs, Inc. (MOBX) filed a prospectus supplement covering up to 2,412,711 shares of Class A common stock, updating its S-1 prospectus with a new 8-K and 10-Q. The shares trade on Nasdaq under “MOBX”; the August 17, 2026 closing price was $1.26.
The company agreed to acquire Vision Aerial, Inc. for $3.0 million in cash plus $12 million in MOBX stock, with the stock portion issued at a 20‑day volume‑weighted average price, floored at $2.00 and capped at $3.00 per share, subject to customary adjustments and approvals. For the nine months ended June 30, 2026, Mobix Labs generated $3.6 million in revenue and recorded a net loss of $32.8 million, with cash used in operations of $14.7 million.
As of June 30, 2026, the company had $2.1 million in cash, total assets of $34.9 million, liabilities of $26.7 million, and an accumulated deficit of $183.4 million. Management states there is substantial doubt about Mobix Labs’ ability to continue as a going concern without additional financing, and recent financing includes convertible notes and Series A 10% Convertible Preferred Stock with variable‑price conversion features that may be dilutive to common shareholders.