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MOBIX LABS (MOBX) SEC Filings, Sep-Oct 2026

MOBX NASDAQ

Mobix Labs, Inc. filings document the public-company disclosures of a fabless semiconductor and connectivity company serving defense, aerospace, telecommunications and other high-reliability markets. Registration statements and prospectus materials cover Class A common stock offerings, resale registration matters and financial disclosures tied to its capital needs.

Material-event reports cover securities purchase agreements, a senior secured convertible promissory note, registration rights, the completed reverse stock split of Class A and Class B common stock, and related adjustments to equity plans and outstanding securities. Proxy and annual meeting filings describe director elections, stockholder voting matters, bylaw amendments, quorum requirements and other governance provisions.

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Mobix Labs, Inc.'s prospectus supplement covers up to 3,744,161 shares of Class A common stock and updates the prospectus with information from current reports filed on August 28, 2026 and October 2, 2026. The Class A shares closed at $0.817 on October 1, 2026.

At the October 2, 2026 special meeting, stockholders approved four proposals: the Reverse Split Amendment, 2023 Equity Incentive Plan Amendment, Kips Issuance and Leviston Issuance. Holders represented 9,416,734 shares, approximately 52.45% of Class A voting power as of September 8, 2026, constituting a quorum.

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Mobix Labs, Inc. states that its prospectus supplement covers up to 2,412,711 shares of Class A common stock and updates its prospectus with information from its August 28 and October 2, 2026 Form 8-K reports.

At the October 2, 2026 special meeting, stockholders approved the Reverse Split Amendment Proposal, the 2023 Equity Incentive Plan Amendment Proposal, and the Kips and Leviston Issuance Proposals. Holders of 9,416,734 shares were represented, approximately 52.45% of Class A voting power as of September 8, 2026, the record date. The Reverse Split Amendment Proposal received 7,680,758 votes for, 1,719,286 against, and 16,690 abstentions.

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MOBIX Labs, Inc. reported that stockholders approved all four proposals at its October 2, 2026 special meeting. Holders of 9,416,734 Class A shares were represented, equal to approximately 52.45% of the Class A voting power as of September 8, 2026, the record date.

The reverse split amendment received 7,680,758 votes for, 1,719,286 against and 16,690 abstentions. The 2023 Equity Incentive Plan amendment received 2,747,842 votes for; the Kips issuance proposal received 3,636,132; and the Leviston issuance proposal received 3,587,818. Each of the latter three proposals was also approved.

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MOBIX LABS, INC (symbol: MOBX) is the issuer of record for a Form 4 filing submitted to the SEC. LONG MICHAEL J reported acquisition or exercise transactions in this Form 4 filing.

MOBIX LABS, INC (MOBX) reported that director Michael J. Long received two equity compensation awards in the form of Restricted Stock Units for its Class A Common Stock on September 14, 2026. The awards cover 12,255 RSUs vesting on September 30, 2026 and 19,101 RSUs vesting on October 1, 2026, each granted at no cash cost to him. These awards are classified as direct beneficial ownership, and no Rule 10b5-1 trading plan is reported in connection with these transactions.

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MOBIX LABS, INC (MOBX) director Kurt Busch reported receiving two equity awards in the form of Restricted Stock Units and also reported existing stock option holdings. On September 14, 2026 he was granted 12,255 RSUs that vest on September 30, 2026 and 19,101 RSUs that vest on October 1, 2026. He also holds fully vested options to purchase Class A Common Stock, covering 2,000 shares at an exercise price of $41.80 per share expiring August 10, 2030, and 13,341 shares at an exercise price of $68.40 per share expiring April 4, 2032.

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MOBIX LABS, INC (symbol: MOBX) is the issuer of record for a Form 4 filing submitted to the SEC. Peterson James J reported acquisition or exercise transactions in this Form 4 filing.

MOBIX LABS, INC (MOBX) reported that director James J. Peterson received two equity awards of its Class A Common Stock on September 14, 2026. He was granted 12,255 Restricted Stock Units vesting on September 30, 2026 and 19,101 Restricted Stock Units vesting on October 1, 2026. The filing also lists fully vested stock options giving him the right to buy 2,000 shares at $41.80 per share until August 10, 2030 and 13,341 shares at $68.40 per share until April 4, 2032. The Rule 10b5-1 box is unchecked, so no trading plan is reported for these awards.

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MOBIX LABS, INC (symbol: MOBX) is the issuer of record for a Form 4 filing submitted to the SEC. Goerner Frederick C reported acquisition or exercise transactions in this Form 4 filing.

MOBIX LABS, INC (MOBX) director Frederick C. Goerner reported awards of Class A common stock on September 14, 2026. He received 12,255 restricted stock units vesting on September 30, 2026 and 19,101 restricted stock units vesting on October 1, 2026, plus reported fully vested options for additional Class A shares. No purchases or sales of common stock are disclosed, and no Rule 10b5-1 trading plan is reported.

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MOBIX LABS, INC (symbol: MOBX) is the issuer of record for a Form 4 filing submitted to the SEC. ALDRICH DAVID J reported acquisition or exercise transactions in this Form 4 filing.

MOBIX LABS, INC (MOBX) director David J. Aldrich reported equity awards consisting of 12,255 and 19,101 Restricted Stock Units granted on September 14, 2026, which vest on September 30, 2026 and October 1, 2026, respectively. He also holds fully vested options to buy 2,000 shares at $41.80 per share expiring August 10, 2030 and 13,341 shares at $68.40 per share expiring April 4, 2032. The filing indicates these transactions were not made under a Rule 10b5-1 trading plan.

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MOBIX LABS, INC (symbol: MOBX) is the issuer of record for a Form 4 filing submitted to the SEC. Carpou Bill reported acquisition or exercise transactions in this Form 4 filing.

MOBIX LABS, INC (MOBX) reported that director Bill Carpou received equity awards on September 14, 2026. He was granted Restricted Stock Units covering 12,255 shares of Class A common stock that vest on September 30, 2026 and 19,101 shares that vest on October 1, 2026. He also holds fully vested stock options to buy Class A common stock, including rights over 2,000 shares at $41.80 per share expiring August 10, 2030 and 13,341 shares at $68.40 per share expiring April 4, 2032. No sales were reported and no Rule 10b5-1 trading plan is reported.

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Mobix Labs, Inc. (MOBX) has called a virtual special stockholder meeting on October 2, 2026 to vote on four capital-structure proposals. The first would authorize the board, within 12 months, to implement a reverse stock split of Class A Common Stock at a ratio between 1-for-2 and 1-for-20, solely at its discretion, primarily to help protect the company’s Nasdaq listing.

The second proposal would amend the 2023 Equity Incentive Plan to raise the share pool from 500,000 to 5,000,000, and the Incentive Stock Option limit to the same level. The third seeks approval under Nasdaq Listing Rule 5635(d) for issuing up to 11,000,000 Class A shares tied to conversion of Series A 10% Convertible Preferred Stock and related warrants issued to Kips Bay Select LP, with full warrant exercise providing up to $12.0 million of additional capital and each share issued retiring preferred obligations.

The fourth proposal would approve issuance of up to 4,000,000 Class A shares upon conversion of three Senior Secured Convertible Notes held by Leviston Resources, LLC, with an aggregate principal of $5.2 million. These note proceeds have already been received and used in the business; conversion would eliminate the debt without cash payment. As of the September 8, 2026 record date, 17,952,045 Class A shares were outstanding, and the board recommends voting “FOR” all four proposals.

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FAQ

How many MOBIX LABS (MOBX) SEC filings are available on StockTitan?

StockTitan tracks 125 SEC filings for MOBIX LABS (MOBX), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for MOBIX LABS (MOBX)?

The most recent SEC filing for MOBIX LABS (MOBX) was filed on October 2, 2026.