Welcome to our dedicated page for MOBIX LABS SEC filings (Ticker: MOBX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Mobix Labs, Inc. filings document the public-company disclosures of a fabless semiconductor and connectivity company serving defense, aerospace, telecommunications and other high-reliability markets. Registration statements and prospectus materials cover Class A common stock offerings, resale registration matters and financial disclosures tied to its capital needs.
Material-event reports cover securities purchase agreements, a senior secured convertible promissory note, registration rights, the completed reverse stock split of Class A and Class B common stock, and related adjustments to equity plans and outstanding securities. Proxy and annual meeting filings describe director elections, stockholder voting matters, bylaw amendments, quorum requirements and other governance provisions.
MOBIX LABS director David J. Aldrich reported a stock award of 13,660 Class A common shares as compensation. These shares were granted on June 30, 2026 at no cost and arose from Restricted Stock Units that vested on July 1, 2026.
After this grant, Aldrich directly owned 66,353 shares of Class A common stock. He also held fully vested options over 13,341 shares with a $68.40 exercise price expiring April 4, 2032, and options over 2,000 shares with a $41.80 exercise price expiring August 10, 2030.
Mobix Labs, Inc. files a Prospectus Supplement to its Form S-1 covering up to 2,412,711 shares of Class A common stock. The supplement incorporates Form 8-K updates describing (1) a potential acquisition discussion with Vision Aerial, (2) expected corrective amendment and a resale registration (including approximately 3,300,000 shares for Kips Bay and 1,239,613 shares for five other selling stockholders), (3) settlements that satisfied approximately $3.74 million of liabilities, and (4) a new senior secured convertible note issued to Leviston Resources with a $2,800,000 principal amount (consideration funded $2,333,333.33), 10% interest and an October 22, 2026 maturity.
The company expects a July 2026 stockholder meeting to seek approvals for issuances tied to the Kips transaction, charter and equity-plan amendments, and additional shares for fundraising and acquisitions. The Vision Aerial acquisition and financing plans remain subject to due diligence, required approvals, and the availability of financing.
Mobix Labs, Inc. entered into a financing deal by issuing a senior secured convertible promissory note with a principal amount of $2.8 million to Leviston Resources, LLC, providing approximately $2.3 million in gross proceeds.
The note bears 10% annual interest and matures on October 18, 2026. Subject to stockholder approval and note terms, Leviston may convert principal and interest into Class A Common Stock at the lesser of the June 22, 2026 closing price and 85% of the lowest eight-day VWAP before and including the conversion notice date.
Mobix Labs amended its registration rights agreement with Leviston to cover resale registration of conversion shares and is filing a post-effective amendment to deregister 950,000 shares of Class A Common Stock previously registered for potential resale under an equity line of credit.
Mobix Labs, Inc. deregsiters a resale registration covering 950,000 shares of Class A Common Stock. The Post-Effective Amendment No. 1 terminates the Registration Statement (No. 333-278451) and removes from registration any securities that remained unsold or unissued under that registration as of June 26, 2026.
The registration related to resale by B. Riley Principal Capital II, LLC of shares issuable under an equity line of credit; the company states all offerings under the Registration Statement have been terminated and the effectiveness of the Registration Statement is ended.
Mobix Labs, Inc. is registering up to 3,744,161 shares of Class A Common Stock for resale by existing holders. The company will not receive proceeds from these resales but may receive up to $6,000,000 if a related preferred stock warrant is exercised, which it plans to use for working capital and general corporate purposes.
As of June 8, 2026, Mobix had 14,998,187 Class A and 200,491 Class B shares outstanding, and the registered shares represent about 25% of the Class A float, creating potential stock overhang. Mobix is an early-stage, unprofitable semiconductor and connectivity company with substantial accumulated losses, material weaknesses in internal controls, and explicit going-concern risks, and it expects to seek additional dilutive financing for operations and planned acquisitions.
MOBIX Labs President, CFO and Director Keyvan Samini reported selling Class A Common Stock in open-market transactions. On June 12, 2026, he sold 112,110 shares at a weighted average price of $1.9807 per share. On June 11, 2026, he sold an additional 3 shares at a weighted average price of $2.1367 per share.
After these sales, Samini directly holds 155,053 Class A shares. The filing also shows indirect holdings in several trusts and remaining equity exposure through fully vested options to buy 32,353 Class A shares at $1.70 per share and Class B shares convertible into 12,500 Class A shares.
MOBX filed a Form 144 reporting the planned sale of Common Class A securities. The filing lists 28,896 founder shares dated 12/21/2023 and 89,250 restricted stock award shares dated 05/05/2025 described as Services Rendered.
Mobix Labs, Inc. filed an update on several corporate initiatives, including an expected Form S-1 to register the resale of approximately 3,300,000 common shares for Kips Bay Select LP and about 1,239,613 shares for five other stockholders. The company is actively negotiating a potential acquisition of Vision Aerial, Inc. under a non-binding letter of intent, with completion subject to due diligence, definitive agreements, approvals and financing. Mobix Labs also plans a July 2026 stockholder meeting to seek approvals for issuing shares to Kips, amending its charter to change Class B common stock issuance restrictions, increasing shares under its equity incentive plan, and authorizing additional shares or convertible securities for future fundraising and acquisitions. Management expects to pursue additional capital raises that may involve equity or convertible securities and could dilute existing holders. The company reports having recently settled two lawsuits and satisfied approximately $3.74 million of debt liabilities, which it believes reduces outstanding obligations and related uncertainty.
Mobix Labs, Inc. files a prospectus supplement to its Form S-1 registering up to 2,412,711 shares of Class A common stock. The supplement incorporates material disclosed in the Company’s Form 8-K and Form 10-Q.
Separately, the Company amended and expanded a senior secured convertible note with Leviston, increasing funded amount to $3,333 (aggregate principal reported as $4,000 inclusive of original issue discount); the original note was satisfied through conversion into 2,500,000 shares. Management reports cash of $2,563 and an accumulated deficit of $166,566 as of March 31, 2026 and states there is substantial doubt about the Company’s ability to continue as a going concern absent additional financing.