MOBIX director granted 13,660 Class A shares
MOBIX LABS, INC director and 10% owner James J. Peterson received an equity award in the form of Class A Common Stock.
Rhea-AI Filing Summary
MOBIX LABS, INC director and 10% owner James J. Peterson received an equity award in the form of Class A Common Stock. He acquired 13,660 shares of Class A Common Stock on a grant or award basis at a stated price of $0.00 per share, tied to Restricted Stock Units granted on June 30, 2026 that vested on July 1, 2026.
Following this award, he directly holds 339,122 shares of Class A Common Stock. He also has derivative positions linked to Class A shares: 144,927 underlying shares through Class B Common Stock that is convertible into Class A, plus fully vested options covering 13,341 shares at an exercise price of $68.40 per share expiring on April 4, 2032, and 2,000 shares at $41.80 per share expiring on August 10, 2030.
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Insider Trade Summary
Grant/Award: 13,660 shares
Grant/Award
4 txns
Insider
Peterson James J
Role
Director, 10% Owner
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Class A Common Stock | 13,660 | $0.00 | $0.00 |
| holding | Option (Right to Buy) | -- | -- | -- |
| holding | Option (Right to Buy) | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
Holdings After Transaction:
Class A Common Stock — 339,122 shares (Direct);
Option (Right to Buy) — 15,341 contracts (Direct);
Class B Common Stock — 144,927 contracts (Direct)
Footnotes (3)
- F1. These Restricted Stock Units were granted to the Reporting Person on June 30, 2026 and vested on July 1, 2026.
- F2. These options are fully vested and exercisable.
- F3. The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person, and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date (December 21, 2023).
Key Figures
Awarded Class A shares: 13,660 shares
Class A holdings after award: 339,122 shares
Convertible Class B underlying shares: 144,927 shares
+3 more
6 metrics
Awarded Class A shares
13,660 shares
Grant or award acquisition on June 30, 2026
Class A holdings after award
339,122 shares
Direct ownership following reported transaction
Convertible Class B underlying shares
144,927 shares
Class B Common Stock convertible into Class A
Option at $68.40
13,341 shares
Exercise price $68.40; expires April 4, 2032
Option at $41.80
2,000 shares
Exercise price $41.80; expires August 10, 2030
RSU vesting date
July 1, 2026
Restricted Stock Units vested one day after grant
Key Terms
Restricted Stock Units, Class B Common Stock, Option (Right to Buy), convertible, +1 more
5 terms
Restricted Stock Units financial
"These Restricted Stock Units were granted to the Reporting Person on June 30, 2026 and vested on July 1, 2026."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Class B Common Stock financial
"The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person."
A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.
Option (Right to Buy) financial
"Option (Right to Buy) with an exercise price of 68.4000 and expiration date of 2032-04-04."
convertible financial
"are convertible into shares of Class A Common Stock at the option of the Reporting Person"
A convertible is a type of investment that starts as a loan or preferred stake (like a bond or preferred share) but can be exchanged for common shares of the company at a set price or under certain conditions. It matters to investors because it offers a mix of steady income and downside protection like a loan, plus the upside of stock ownership if the company does well—similar to holding a coupon that you can trade for a full ticket if the event becomes valuable.
exercise price financial
"conversion_or_exercise_price of 68.4000 and 41.8000 for options on Class A Common Stock"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
FAQ
What did James J. Peterson report in this MOBX Form 4 filing?
James J. Peterson reported an equity award of 13,660 shares of MOBIX LABS Class A Common Stock. The shares were received as part of Restricted Stock Units granted on June 30, 2026 and vested on July 1, 2026, increasing his direct holdings.
What does the Form 4 say about MOBIX LABS Class B Common Stock held by James J. Peterson?
The filing shows James J. Peterson holds Class B Common Stock convertible into 144,927 Class A shares at his option. The Class B shares will also automatically convert after certain transfer events or on the first trading day after the seventh anniversary of the December 21, 2023 closing date.
Are James J. Peterson’s MOBX stock options currently exercisable?
Yes. The filing notes that his options are fully vested and exercisable. These options cover 13,341 Class A shares at $68.40 per share expiring April 4, 2032, and 2,000 Class A shares at $41.80 per share expiring August 10, 2030.
AI-generated analysis. How Rhea-AI works. Not financial advice.
