STOCK TITAN

Mobix Labs (MOBX) director converts Class B into Class A

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

MOBIX LABS, INC (MOBX) director and executive officer Keyvan Samini reported a conversion of 12,500 shares of Class B Common Stock held indirectly through the KSSF Trust into 12,500 shares of Class A Common Stock on a one-for-one basis, with no consideration paid, pursuant to the company’s certificate of incorporation. After the conversion, the KSSF Trust held 29,614 Class A shares, and Mr. Samini also reported 155,053 Class A shares held directly, plus additional indirect Class A holdings through other trusts. He further reported fully vested options to acquire 32,353 Class A shares at $1.70 per share, expiring on August 10, 2030. For trust-held shares, he disclaims beneficial ownership except to the extent of his pecuniary interest.

Positive

  • None.

Negative

  • None.
Insider SAMINI KEYVAN
Role President, CFO & Director
Type Security Shares Price Value
Conversion Class B Common Stock F3, F1 12,500 $0.00 $0.00
Conversion Class A Common Stock F1 12,500 $0.00 $0.00
holding Option (Right to Buy) F2 -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock F1 -- -- --
holding Class A Common Stock F1 -- -- --
Holdings After Transaction: Class B Common Stock — 0 shares (Indirect, By KSSF Trust); Class A Common Stock — 29,614 shares (Indirect, By KSSF Trust); Option (Right to Buy) — 32,353 shares (Direct); Class A Common Stock — 155,053 shares (Direct); Class A Common Stock — 7,353 shares (Indirect, By KSLI Trust); Class A Common Stock — 7,352 shares (Indirect, By SSLI Trust)
Footnotes (3)
  1. F1. The Reporting Person is a trustee of this trust. The Reporting Person disclaims beneficial ownership of the securities held by this trust except to the extent of his respective pecuniary interest therein.
  2. F2. These options are fully vested and exercisable.
  3. F3. Represents the conversion, on a one-for-one basis, of all 12,500 shares of Class B Common Stock held by the KSSF Trust into 12,500 shares of Class A Common Stock, pursuant to the terms of the Company's Certificate of Incorporation. No consideration was paid in connection with the conversion.
Class B shares converted 12,500 shares Converted by KSSF Trust into Class A Common Stock on August 21, 2026
Class A shares received in conversion 12,500 shares One-for-one conversion from Class B to Class A, no consideration paid
KSSF Trust Class A holdings after conversion 29,614 shares Indirect Class A Common Stock held following the reported transactions
Direct Class A holdings 155,053 shares Class A Common Stock held directly by the reporting person after transactions
KSLI Trust Class A holdings 7,353 shares Indirect Class A Common Stock held by KSLI Trust
SSLI Trust Class A holdings 7,352 shares Indirect Class A Common Stock held by SSLI Trust
Option exercise price $1.70 per share Options to buy Class A Common Stock, fully vested and exercisable
Option underlying shares 32,353 shares Class A Common Stock underlying options expiring August 10, 2030
Class B Common Stock financial
"Represents the conversion, on a one-for-one basis, of all 12,500 shares of Class B Common Stock"
A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.
Class A Common Stock financial
"into 12,500 shares of Class A Common Stock, pursuant to the terms"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
derivative security financial
"transaction_code_description":"Conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
pecuniary interest financial
"disclaims beneficial ownership of the securities held by this trust except to the extent of his respective pecuniary interest"
fully vested and exercisable financial
"These options are fully vested and exercisable."

FAQ

What insider transaction did MOBX executive Keyvan Samini report on August 21, 2026?

He reported a conversion of 12,500 Class B shares held by the KSSF Trust into 12,500 Class A shares on a one-for-one basis, with no consideration paid, pursuant to MOBIX LABS, INC’s certificate of incorporation.

How many MOBX Class A shares does Keyvan Samini report holding after this Form 4?

He reports 155,053 Class A shares held directly. Indirectly, the KSSF Trust holds 29,614 Class A shares, the KSLI Trust holds 7,353 Class A shares, and the SSLI Trust holds 7,352 Class A shares, with beneficial ownership of trust shares disclaimed except for his pecuniary interest.

What options on MOBX stock does Keyvan Samini report in this filing?

He reports fully vested options to buy 32,353 shares of MOBIX LABS, INC Class A Common Stock at an exercise price of $1.70 per share, with an expiration date of August 10, 2030.

Did MOBX receive any consideration in the reported share conversion?

No. The filing states that no consideration was paid in connection with the conversion of 12,500 Class B shares into 12,500 Class A shares; it was done pursuant to the company’s certificate of incorporation.

Were the MOBX transactions made under a Rule 10b5-1 trading plan?

No. The Form 4 indicates the Rule 10b5-1 checkbox is not checked, and the footnotes do not state that the transactions were made pursuant to a Rule 10b5-1 or similar pre-arranged trading plan.

How are the trust-held MOBX shares attributed to Keyvan Samini?

Shares are held by the KSSF, KSLI, and SSLI Trusts, for which he is a trustee. He disclaims beneficial ownership of securities held by these trusts except to the extent of his pecuniary interest in them.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SAMINI KEYVAN

(Last)(First)(Middle)
C/O MOBIX LABS, INC.
1 VENTURE, SUITE 220

(Street)
IRVINE CALIFORNIA 92618

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
MOBIX LABS, INC [ MOBX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President, CFO & Director
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/21/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock155,053D
Class A Common Stock7,353I(1)By KSLI Trust
Class A Common Stock08/21/2026C12,500A$0.0029,614I(1)By KSSF Trust
Class A Common Stock7,352I(1)By SSLI Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Option (Right to Buy)$1.7 (2)08/10/2030Class A Common Stock32,35332,352D
Class B Common Stock(3)08/21/2026C12,500 (3) (3)Class A Common Stock12,500$0.000I(1)By KSSF Trust
Explanation of Responses:
1. The Reporting Person is a trustee of this trust. The Reporting Person disclaims beneficial ownership of the securities held by this trust except to the extent of his respective pecuniary interest therein.
2. These options are fully vested and exercisable.
3. Represents the conversion, on a one-for-one basis, of all 12,500 shares of Class B Common Stock held by the KSSF Trust into 12,500 shares of Class A Common Stock, pursuant to the terms of the Company's Certificate of Incorporation. No consideration was paid in connection with the conversion.
/s/ Terri Aprati, Attorney-in-Fact08/25/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)