STOCK TITAN

Director at Mobix Labs (MOBX) receives new Class A share awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

MOBIX LABS, INC director Frederick C. Goerner reported stock-based compensation awards rather than open‑market trades. He received grants of 14,805 and 5,000 shares of Class A Common Stock at a price of $0.00 per share, described as restricted stock units that were granted on February 25, 2026 and vested on April 1, 2026.

After these awards, he directly owns 172,057 shares of Class A Common Stock. He also holds Class B Common Stock convertible into 21,739 Class A shares at an exercise price of $0.00, plus fully vested options covering 13,341 shares at $68.40 per share and 2,000 shares at $41.80 per share.

Positive

  • None.

Negative

  • None.
Insider Goerner Frederick C
Role null
Type Security Shares Price Value
Grant/Award Class A Common Stock 5,000 $0.00 --
Grant/Award Class A Common Stock 14,805 $0.00 --
holding Option (Right to Buy) -- -- --
holding Option (Right to Buy) -- -- --
holding Class B Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 172,057 shares (Direct, null); Option (Right to Buy) — 2,000 shares (Direct, null); Class B Common Stock — 21,739 shares (Direct, null)
Footnotes (1)
  1. These Restricted Stock Units ("RSUs") were granted to the Reporting Person on February 25, 2026 and vested on April 1, 2026. The number of shares beneficially owned by the Reporting Person has been adjusted to account for rounding as a result of a 1-for-10 reverse stock split effected by the Issuer on April 6, 2026. These options are fully vested and exercisable. The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person, and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date (December 21, 2023).
Class A award (Feb 25) 14,805 shares Grant/award at $0.00 per share of Class A Common Stock
Class A award (Mar 30) 5,000 shares Grant/award at $0.00 per share of Class A Common Stock
Direct Class A holdings 172,057 shares Shares of Class A Common Stock held directly following transactions
Convertible Class B 21,739 underlying shares Class B Common Stock convertible into Class A at $0.00 exercise price
Option position 1 13,341 shares at $68.40 Fully vested option, expiration April 4, 2032, for Class A shares
Option position 2 2,000 shares at $41.80 Fully vested option, expiration August 10, 2030, for Class A shares
Restricted Stock Units ("RSUs") financial
"These Restricted Stock Units ("RSUs") were granted to the Reporting Person on February 25, 2026 and vested on April 1, 2026."
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
1-for-10 reverse stock split financial
"adjusted to account for rounding as a result of a 1-for-10 reverse stock split effected by the Issuer on April 6, 2026."
Class B Common Stock financial
"The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person"
A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.
Option (Right to Buy) financial
"Option (Right to Buy) ... underlying security title: "Class A Common Stock""
convertible into shares of Class A Common Stock financial
"are convertible into shares of Class A Common Stock at the option of the Reporting Person"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Goerner Frederick C

(Last)(First)(Middle)
C/O MOBIX LABS, INC.
1 VENTURE, SUITE 220

(Street)
IRVINE CALIFORNIA 92618

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
MOBIX LABS, INC [ MOBX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
02/25/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock02/25/2026A14,805(1)A$0.00167,057(2)D
Class A Common Stock03/30/2026A5,000A$0.00172,057D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Option (Right to Buy)$41.8 (3)08/10/2030Class A Common Stock2,0002,000D
Option (Right to Buy)$68.4 (3)04/04/2032Class A Common Stock13,34113,341D
Class B Common Stock(4) (4) (4)Class A Common Stock21,73921,739D
Explanation of Responses:
1. These Restricted Stock Units ("RSUs") were granted to the Reporting Person on February 25, 2026 and vested on April 1, 2026.
2. The number of shares beneficially owned by the Reporting Person has been adjusted to account for rounding as a result of a 1-for-10 reverse stock split effected by the Issuer on April 6, 2026.
3. These options are fully vested and exercisable.
4. The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person, and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date (December 21, 2023).
Remarks:
The share amounts reported in Tables I and II and the exercise prices of the options in Table II have been adjusted to reflect a 1-for-10 reverse stock split effected by the Issuer on April 6, 2026.
/s/ Terri Aprati, Attorney-in-Fact05/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Mobix Labs (MOBX) director Frederick C. Goerner report in this Form 4?

Frederick C. Goerner reported stock awards of Class A Common Stock, not open-market trades. He received grants of 14,805 and 5,000 shares at $0.00 per share, increasing his directly held Class A position to 172,057 shares.

Were the Mobix Labs (MOBX) shares in this Form 4 purchased or granted?

The shares were granted as equity awards, not purchased in the market. Both the 14,805 and 5,000 Class A Common Stock entries use transaction code A, indicating a grant or award at $0.00 per share, consistent with restricted stock unit vesting.

How many Mobix Labs (MOBX) Class A shares does Frederick C. Goerner now hold directly?

Following these reported grants, Frederick C. Goerner directly holds 172,057 shares of Mobix Labs Class A Common Stock. This figure reflects adjustments disclosed in the filing, including effects from a 1-for-10 reverse stock split noted in a footnote.

What does the filing say about Frederick C. Goerner’s Mobix Labs (MOBX) restricted stock units?

A footnote explains that restricted stock units were granted on February 25, 2026 and vested on April 1, 2026. The related entries show awards of Class A Common Stock at $0.00 per share, consistent with RSUs converting into shares upon vesting.

What derivative or convertible Mobix Labs (MOBX) securities does Goerner hold according to the Form 4?

He holds Class B Common Stock convertible into 21,739 Class A shares at a $0.00 exercise price, and fully vested options over 13,341 Class A shares at $68.40 and 2,000 shares at $41.80, expiring in 2032 and 2030 respectively.

Did Frederick C. Goerner sell any Mobix Labs (MOBX) shares in this Form 4?

The filing does not report any sales. All coded transactions are acquisitions via grants (code A) and holdings, with transactionSummary showing acquireCount of 2, sellCount of 0, and netBuySellDirection classified as neutral for this reporting period.