STOCK TITAN

[Form 4] MOBIX LABS, INC Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Bill Carpou, a director of MOBIX LABS, INC. (MOBX), reported equity changes dated 09/23/2025. The filing shows a grant of 46,855 Restricted Stock Units (RSUs) to the reporting person, increasing his direct beneficial ownership to 299,022 Class A common shares after the transaction. The report also discloses two fully vested stock options: one with an exercise price of $4.18 covering 20,000 shares (expiring 08/10/2030) and another with an exercise price of $6.84 covering 133,416 shares (expiring 04/04/2032). The form was signed on behalf of the reporting person by an attorney-in-fact on 09/25/2025.

Bill Carpou, un direttore di MOBIX LABS, INC. (MOBX), ha riportato cambiamenti azionari datati 09/23/2025. La presentazione mostra l’assegnazione di 46,855 Restricted Stock Units (RSU) al soggetto segnalante, aumentando la sua proprietà diretta beneficiaria a 299,022 Class A common shares dopo la transazione. Il rapporto rivela anche due opzioni su azioni completamente vestite: una con prezzo di esercizio di $4.18 che copre 20,000 azioni (scadenza 08/10/2030) e un’altra con prezzo di esercizio di $6.84 che copre 133,416 azioni (scadenza 04/04/2032). Il modulo è stato firmato per conto del soggetto segnalante da un procuratore-in-fatto il 09/25/2025.

Bill Carpou, director de MOBIX LABS, INC. (MOBX), informó cambios de participación fechados el 23/09/2025. La presentación muestra la adjudicación de 46,855 Unidades de Acciones Restringidas (RSU) a la persona informante, aumentando su propiedad directa beneficiosa a 299,022 acciones ordinarias Clase A tras la transacción. El informe también revela dos opciones de acciones totalmente vestidas: una con precio de ejercicio de $4.18 que cubre 20,000 acciones (vigente hasta 10/08/2030) y otra con precio de ejercicio de $6.84 que cubre 133,416 acciones (vigente hasta 04/04/2032). El formulario fue firmado en nombre de la persona informante por un apoderado el 25/09/2025.

Bill Carpou, MOBIX LABS, INC. (MOBX)의 이사, 2025-09-23에 날짜가 표시된 주식 변동을 보고했습니다. 공시는 보고자에게 46,855주 제한 주식 단위(RSU)의 부여를 보여주며, 거래 후 그의 직접적 이익 소유권이 299,022주 Class A 일반주로 증가합니다. 보고서는 또 두 가지 완전 vest된 주식 옵션도 공개합니다: 하나는 행사가 $4.1820,000주를 커버하고 만기일은 2030-08-10, 다른 하나는 행사가 $6.84133,416주를 커버하며 만기일은 2032-04-04입니다. 이 양식은 보고자를 대신하여 대리인에 의해 2025-09-25에 서명되었습니다.

Bill Carpou, administrateur de MOBIX LABS, INC. (MOBX), a signalé des modifications de capitaux propres datées du 23/09/2025. Le dépôt montre l’attribution de 46 855 Restricted Stock Units (RSU) à la personne déclarant, augmentant sa propriété bénéficiaire directe à 299 022 actions ordinaires de classe A après la transaction. Le rapport révèle également deux options sur actions entièrement acquises : l’une avec un prix d’exercice de $4.18 couvrant 20 000 actions (échéance 10/08/2030) et l’autre avec un prix d’exercice de $6.84 couvrant 133 416 actions (échéance 04/04/2032). Le formulaire a été signé au nom de la personne déclarant par un mandataire le 25/09/2025.

Bill Carpou, ein Direktor von MOBIX LABS, INC. (MOBX), berichtete über Aktieneignungsänderungen datiert auf den 23.09.2025. Die Einreichung zeigt eine Zuteilung von 46.855 Restricted Stock Units (RSUs) an die meldende Person, wodurch sich ihr direktes wirtschaftliches Eigentum nach der Transaktion auf 299.022 Class A Stammaktien erhöht. Der Bericht nennt außerdem zwei vollständig vestete Aktienoptionen: eine mit einem Ausübungspreis von $4.18 für 20.000 Aktien (Laufzeit bis 10.08.2030) und eine weitere mit einem Ausübungspreis von $6.84 für 133.416 Aktien (Laufzeit bis 04.04.2032). Das Formular wurde im Namen der meldenden Person von einem Bevollmächtigten am 25.09.2025 unterzeichnet.

Bill Carpou، مدير في MOBIX LABS, INC. (MOBX)، أبلغ عن تغييرات في الأسهم وتاريخها 23/09/2025. يظهر الإيداع منح 46,855 وحدة أسهم مقيدة (RSU) للشخص المبلغ، مما يزيد ملكيته المباشرة المستفيدة إلى 299,022 سهمًا من فئة أ العادية بعد المعاملة. كما يكشف التقرير عن خيارين لسندات أسهم مكتملة الاستحقاق: أحدهما بسعر ممارسة $4.18 يغطي 20,000 سهمًا (انتهاء الصلاحية 10/08/2030) والآخر بسعر ممارسة $6.84 يغطي 133,416 سهمًا (انتهاء الصلاحية 04/04/2032). تم توقيع النموذج نيابة عن الشخص المبلغ من قبل وكيل مفوض في 25/09/2025.

Bill Carpou,MOBIX LABS, INC.(MOBX)的董事,报告了日期为 2025-09-23 的股权变动。申报显示向报告人授予 46,855 份受限股票单位 (RSU),交易后直接受益所有权增至 299,022 股 A 类普通股。报告还披露了两项已全部归属的股票期权:一项行使价为 $4.18,覆盖 20,000 股(截止日 2030-08-10),另一项行使价为 $6.84,覆盖 133,416 股(截止日 2032-04-04)。该表格于 2025-09-25 由代理人代表报告人签署。

Positive
  • Grant of 46,855 RSUs to the reporting director is explicitly disclosed
  • Beneficial ownership of 299,022 Class A shares reported following the RSU grant
  • Two option series totaling 153,416 underlying shares are fully vested and exercisable with stated exercise prices and expiration dates
Negative
  • None.

Insights

Insider received RSUs and holds fully vested options, increasing direct stake.

The Form 4 documents a non-cash grant of 46,855 RSUs and confirms existing options are fully exercisable, showing potential near- and long-term dilution if exercised. The reporting person’s direct beneficial ownership is reported at 299,022 Class A shares after the RSU grant, providing a clear snapshot of insider holdings. Transaction and instrument details are explicit, with exercise prices and expiration dates noted for both option series.

Routine insider compensation disclosure; no regulatory issues disclosed.

The filing is a standard Section 16 disclosure reflecting equity compensation to a director. It itemizes RSUs and fully vested options with specified exercise prices and expiration dates. There are no amendments, divestitures, or atypical transaction codes reported that would suggest unusual activity. Signature was provided by an attorney-in-fact, as often seen in such filings.

Bill Carpou, un direttore di MOBIX LABS, INC. (MOBX), ha riportato cambiamenti azionari datati 09/23/2025. La presentazione mostra l’assegnazione di 46,855 Restricted Stock Units (RSU) al soggetto segnalante, aumentando la sua proprietà diretta beneficiaria a 299,022 Class A common shares dopo la transazione. Il rapporto rivela anche due opzioni su azioni completamente vestite: una con prezzo di esercizio di $4.18 che copre 20,000 azioni (scadenza 08/10/2030) e un’altra con prezzo di esercizio di $6.84 che copre 133,416 azioni (scadenza 04/04/2032). Il modulo è stato firmato per conto del soggetto segnalante da un procuratore-in-fatto il 09/25/2025.

Bill Carpou, director de MOBIX LABS, INC. (MOBX), informó cambios de participación fechados el 23/09/2025. La presentación muestra la adjudicación de 46,855 Unidades de Acciones Restringidas (RSU) a la persona informante, aumentando su propiedad directa beneficiosa a 299,022 acciones ordinarias Clase A tras la transacción. El informe también revela dos opciones de acciones totalmente vestidas: una con precio de ejercicio de $4.18 que cubre 20,000 acciones (vigente hasta 10/08/2030) y otra con precio de ejercicio de $6.84 que cubre 133,416 acciones (vigente hasta 04/04/2032). El formulario fue firmado en nombre de la persona informante por un apoderado el 25/09/2025.

Bill Carpou, MOBIX LABS, INC. (MOBX)의 이사, 2025-09-23에 날짜가 표시된 주식 변동을 보고했습니다. 공시는 보고자에게 46,855주 제한 주식 단위(RSU)의 부여를 보여주며, 거래 후 그의 직접적 이익 소유권이 299,022주 Class A 일반주로 증가합니다. 보고서는 또 두 가지 완전 vest된 주식 옵션도 공개합니다: 하나는 행사가 $4.1820,000주를 커버하고 만기일은 2030-08-10, 다른 하나는 행사가 $6.84133,416주를 커버하며 만기일은 2032-04-04입니다. 이 양식은 보고자를 대신하여 대리인에 의해 2025-09-25에 서명되었습니다.

Bill Carpou, administrateur de MOBIX LABS, INC. (MOBX), a signalé des modifications de capitaux propres datées du 23/09/2025. Le dépôt montre l’attribution de 46 855 Restricted Stock Units (RSU) à la personne déclarant, augmentant sa propriété bénéficiaire directe à 299 022 actions ordinaires de classe A après la transaction. Le rapport révèle également deux options sur actions entièrement acquises : l’une avec un prix d’exercice de $4.18 couvrant 20 000 actions (échéance 10/08/2030) et l’autre avec un prix d’exercice de $6.84 couvrant 133 416 actions (échéance 04/04/2032). Le formulaire a été signé au nom de la personne déclarant par un mandataire le 25/09/2025.

Bill Carpou, ein Direktor von MOBIX LABS, INC. (MOBX), berichtete über Aktieneignungsänderungen datiert auf den 23.09.2025. Die Einreichung zeigt eine Zuteilung von 46.855 Restricted Stock Units (RSUs) an die meldende Person, wodurch sich ihr direktes wirtschaftliches Eigentum nach der Transaktion auf 299.022 Class A Stammaktien erhöht. Der Bericht nennt außerdem zwei vollständig vestete Aktienoptionen: eine mit einem Ausübungspreis von $4.18 für 20.000 Aktien (Laufzeit bis 10.08.2030) und eine weitere mit einem Ausübungspreis von $6.84 für 133.416 Aktien (Laufzeit bis 04.04.2032). Das Formular wurde im Namen der meldenden Person von einem Bevollmächtigten am 25.09.2025 unterzeichnet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Carpou Bill

(Last) (First) (Middle)
C/O MOBIX LABS, INC.
1 VENTURE, SUITE 220

(Street)
IRVINE CA 92618

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
MOBIX LABS, INC [ MOBX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/23/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 09/23/2025 A 46,855(1) A $0.00 299,022 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option (Right to Buy) $4.18 (2) 08/10/2030 Class A Common Stock 20,000 20,000 D
Option (Right to Buy) $6.84 (2) 04/04/2032 Class A Common Stock 133,416 133,416 D
Explanation of Responses:
1. These Restricted Stock Units ("RSUs") were granted to the Reporting Person on September 23, 2025.
2. These options are fully vested and exercisable.
/s/ Terri Aprati, Attorney-in-Fact 09/25/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What change did Bill Carpou report on Form 4 for MOBX?

The Form 4 reports a grant of 46,855 RSUs on 09/23/2025 and confirms ownership of 299,022 Class A shares after the grant.

How many stock options does the filing show and are they exercisable?

The filing shows two option grants covering 20,000 and 133,416 shares respectively; both are stated as fully vested and exercisable.

What are the exercise prices and expirations for the options listed?

One option has an exercise price of $4.18 (expiration 08/10/2030) for 20,000 shares; the other is $6.84 (expiration 04/04/2032) for 133,416 shares.

Who signed the Form 4 and when?

The Form 4 was signed on behalf of the reporting person by Terri Aprati, Attorney-in-Fact on 09/25/2025.

Does the filing show any dispositions or sales by the reporting person?

No dispositions or sales are reported; the transaction code indicates an A (acquisition) for the RSUs and no disposals are listed.
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