MOD Form 144: Planned sale of 25,173 restricted shares on NYSE

Rhea-AI Filing Summary

Form 144 notice by an insider of Modine Manufacturing Co (MOD) discloses a proposed sale of 25,173 shares of common stock, with an aggregate market value of $3,545,903.96, against 52,490,229 shares outstanding. The sale is slated for 08/22/2025 on the NYSE. The filing lists multiple tranches of restricted stock acquired from the issuer on dates between 02/18/2022 and 06/06/2025, with individual lot sizes ranging from 18 to 12,968 shares. The filer indicates no securities sold in the past three months and includes the standard representation that the seller is not aware of undisclosed material adverse information.

Positive

• Planned sale fully disclosed with broker details and specific sale date (08/22/2025).
• Acquisition history provided showing restricted stock grant dates and lot sizes for transparency.
• No securities sold in the past three months, as explicitly stated in the filing.

Negative

• None.

Insights

Securities Analyst

TL;DR Routine Rule 144 notice: a proposed sale of 25,173 restricted shares valued at $3.55M on the NYSE; no recent sales reported.

This filing is a standard Rule 144 disclosure indicating an insider plans to sell restricted common shares acquired from the issuer across multiple grant dates. The filing quantifies the lot-by-lot acquisitions and shows the aggregate sale size relative to shares outstanding, which is roughly 0.048% of outstanding shares (25,173 of 52,490,229). The notice preserves transparency on timing and broker details and states no sales in the past three months. The document does not include any financial results, company operational updates, or indications of regulatory or litigation issues.

Corporate Governance Expert

TL;DR Compliance-focused disclosure showing planned insider sale of restricted stock; form contains required representations and broker information.

The submission provides the broker name and address, the class of securities, acquisition dates and nature (restricted stock), and the planned sale date, which aligns with Rule 144 disclosure requirements. The filer affirms no undisclosed material adverse information and provides the mandatory signature/representation language. There is no indication in this form of unusual trading arrangements, clustered sales, or aggregated third-party sales that would alter governance concerns. The information is limited to the intended transaction and acquisition history.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	25173	3545903.96	52490229	08/22/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/06/2024	Restricted Stock	Issuer			18	06/06/2024	Not Applicable
Common	05/31/2025	Restricted Stock	Issuer			984	05/31/2025	Not Applicable
Common	02/23/2022	Restricted Stock	Issuer			3263	02/23/2022	Not Applicable
Common	05/31/2024	Restricted Stock	Issuer			989	05/31/2024	Not Applicable
Common	02/18/2022	Restricted Stock	Issuer			3630	02/18/2022	Not Applicable
Common	06/06/2025	Restricted Stock	Issuer			2896	06/06/2025	Not Applicable
Common	05/16/2025	Restricted Stock	Issuer			425	05/16/2025	Not Applicable
Common	05/08/2022	Restricted Stock	Issuer			12968	05/08/2022	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for Modine Manufacturing Co (MOD) disclose?

The filing discloses a proposed sale of 25,173 common shares valued at $3,545,903.96, to occur on 08/22/2025 on the NYSE.

How many shares outstanding does the filing report for MOD?

The filing reports 52,490,229 shares outstanding.

What type of shares are being sold under the Form 144?

The securities to be sold are Common stock, described as restricted stock in the acquisition history.

Who is the broker named in the Form 144?

The broker listed is Morgan Stanley Smith Barney LLC Executive Financial Services, 1 New York Plaza 8th Floor, New York NY 10004.

Does the filing report any securities sold by the filer in the past three months?

The filing states Nothing to Report for securities sold during the past three months.