Modine (NYSE: MOD) officer boosts holding via stock option exercises

Rhea-AI Filing Summary

Modine Manufacturing Company reported an insider equity transaction by its President, Climate Solutions, on 01/05/2026. The officer exercised employee stock options to acquire 14,243 shares of common stock at an exercise price of $12.28 per share and an additional 11,140 shares at an exercise price of $12.62 per share. These transactions increased the officer’s directly held common stock to 44,590 shares following the reported activity.

The options exercised had previously vested in installments between 2022 and 2025, with expiration dates in 2031 and 2032. After these exercises, the Form 4 shows 0 derivative securities remaining under the reported option grants.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

McGinnis Eric S

(Last) (First) (Middle)

1500 DEKOVEN AVE.

(Street)

RACINE WI 53403

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
MODINE MANUFACTURING CO [ MOD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President, Climate Solutions

3. Date of Earliest Transaction (Month/Day/Year)
01/05/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common stock	01/05/2026		M		14,243	A	$12.28	33,450	D
Common stock	01/05/2026		M		11,140	A	$12.62	44,590	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee stock option (Right to buy)	$12.28	01/05/2026		M			14,243	(1)	06/06/2032	Common stock	14,243	$0	0	D
Employee stock option (Right to buy)	$12.62	01/05/2026		M			2,071	(2)	08/25/2031	Common stock	2,071	$0	0	D
Employee stock option (Right to buy)	$12.62	01/05/2026		M			9,069	(3)	08/25/2031	Common stock	9,069	$0	0	D

Explanation of Responses:

1. This option vested as follows: 33% on 6/6/2023, 33% on 6/6/2024 and the remaining 34% on 6/6/2025.

2. This option vested in four equal installments on August 25, 2022, 2023, 2024, and 2025.

3. This option vested as follows: 33% on 2/23/2022, 33% on 2/23/2023 and the remaining 34% on 2/23/2024.

	/s/ Erin J. Roth, Attorney-in-Fact	01/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What insider transaction did Modine Manufacturing (MOD) report in this filing?

The filing reports that the President, Climate Solutions of Modine Manufacturing exercised employee stock options on 01/05/2026 to acquire common stock.

How many Modine (MOD) shares did the officer acquire in the reported transaction?

The officer acquired 14,243 shares of common stock at $12.28 per share and 11,140 shares at $12.62 per share, for a total of 25,383 shares.

What is the officer’s Modine (MOD) share ownership after this Form 4 transaction?

Following the reported transactions, the officer directly beneficially owned 44,590 shares of Modine common stock.

What types of derivative securities were involved in this Modine (MOD) insider filing?

The transactions involved employee stock options (right to buy) with exercise prices of $12.28 and $12.62 per share, each settled into Modine common stock.

When did the exercised Modine (MOD) stock options vest and when were they set to expire?

One option vested 33% on 06/06/2023, 33% on 06/06/2024, and 34% on 06/06/2025, with an expiration date of 06/06/2032. Other options vested in equal installments between 2022 and 2025 and were scheduled to expire on 08/25/2031.

Does this Modine (MOD) Form 4 show any remaining options under the reported grants?

No. After the exercises on 01/05/2026, the number of derivative securities reported as beneficially owned under those option grants was 0.