Form 144: Trustee Sells 38,082 MOD Shares

Morgan Stanley Smith Barney LLC reported proposed sales of Common shares under Rule 144 on behalf of holders, including the ERIC MCGINNIS REVOCABLE TRUST.

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC reported proposed sales of Common shares under Rule 144 on behalf of holders, including the ERIC MCGINNIS REVOCABLE TRUST. The filing lists 24,002 shares reported on 06/01/2026 and 14,080 shares reported on 05/29/2026, with corresponding gross proceeds shown in the excerpt.

Insights

Compliance & Securities Counsel

Rule 144 notice of proposed resale by a trust; routine compliance filing.

The filing lists proposed sales of restricted or control securities by a broker on behalf of holders, with specific sale dates and share counts provided. It documents transactional details required by Rule 144 rather than a change in company operations or financing.

Cash‑flow treatment and ultimate sale execution are not detailed in the excerpt; subsequent SEC filings or trade confirmations would show whether these proposed sales were completed.

Corporate Actions Analyst

Numbers indicate modest single‑holder dispositions, not a shelf or issuer offering.

The excerpt shows two reported transactions by the ERIC MCGINNIS REVOCABLE TRUST totaling 38,082 shares across two dates. The filing names the broker and class (Common) and includes gross proceeds figures in the excerpt.

These are holder resale notices; their market impact depends on whether and when the broker executes the listed sales.

Key Figures

Shares reported (06/01/2026): 24,002 shares Gross proceeds (06/01/2026): $6,909,928.58 Shares reported (05/29/2026): 14,080 shares +3 more

6 metrics

Shares reported (06/01/2026) 24,002 shares Reported sale date <date>06/01/2026</date>

Gross proceeds (06/01/2026) $6,909,928.58 Proceeds tied to 24,002 shares on <date>06/01/2026</date>

Shares reported (05/29/2026) 14,080 shares Reported sale date <date>05/29/2026</date>

Gross proceeds (05/29/2026) $3,946,060.80 Proceeds tied to 14,080 shares on <date>05/29/2026</date>

Total example shares shown 38,082 shares Sum of the two holder rows in the excerpt (examples shown)

Form type Form 144 Rule 144 notice of proposed resale

Key Terms

Form 144, Restricted Stock, Issuer

3 terms

Form 144 regulatory

"144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

"Common | 05/31/2026 | Restricted Stock"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Issuer legal

"Restricted Stock | Issuer"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does this Form 144 for MOD report?

This Form 144 reports proposed resale of Common shares by holders. It lists 24,002 shares on 06/01/2026 and 14,080 shares on 05/29/2026, with gross proceeds shown in the excerpt.

Who is the selling holder named in the MOD excerpt?

The excerpt names the ERIC MCGINNIS REVOCABLE TRUST as a reporting holder. The trust is shown as reporting sales of Common shares on 05/29/2026 and 06/01/2026.

Does this filing mean the company is issuing new shares (MOD)?

No. The filing documents proposed resales by holders, not an issuer offering. The excerpt identifies these as holder sales associated with Rule 144 procedures, not company issuance.

What gross proceeds are shown for the reported sales?

The excerpt lists gross proceeds of $6,909,928.58 for 24,002 shares (06/01/2026) and $3,946,060.80 for 14,080 shares (05/29/2026) in the provided lines.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/18/2026 - 04:28 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001801719
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	MODINE MANUFACTURING COMPANY
SEC File Number	001-01373
Address of Issuer	1500 DEKOVEN AVE RACINE WISCONSIN 53403
Phone	2626361200
Name of Person for Whose Account the Securities are To Be Sold	ERIC MCGINNIS
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1020	300966.30	52815785	06/18/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/31/2026	Restricted Stock	Issuer			1020	05/31/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
ERIC MCGINNIS REVOCABLE TRUST 1500 DeKoven Avenue Racine WI 53403	Common	06/01/2026	24002	6909928.58
ERIC MCGINNIS REVOCABLE TRUST 1500 DeKoven Avenue Racine WI 53403	Common	05/29/2026	14080	3946060.80

144: Remarks and Signature

Remarks
Date of Notice	06/18/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Eric S McGinnis
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)