MOD files Form 144 to sell 15,000 shares

MOD filed a Form 144 proposing the sale of 15,000 shares of Common Stock.

Accepted by SEC EDGAR 06/15/2026 - 02:33 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

MOD filed a Form 144 proposing the sale of 15,000 shares of Common Stock. The notice lists 8,620 shares acquired 07/25/2019 and 6,380 shares acquired 07/23/2020, both from the issuer's 2017 ICP equity awards. The broker listed is Wells Fargo Securities, LLC and the filing date is 06/15/2026.

Insights

Securities Compliance Counsel

Form 144 notifies the SEC of a proposed affiliate sale of 15,000 shares.

The filing lists the broker-dealer as Wells Fargo Securities, LLC and ties the shares to awards under the issuer's 2017 ICP. The listed lots were acquired on 07/25/2019 (8,620 shares) and 07/23/2020 (6,380 shares).

Because Form 144 is a notice of a proposed sale, actual execution and settlement depend on market activity and Rule 144 conditions; timing and final disposition are not stated in the excerpt.

Key Figures

Proposed sale: 15,000 shares Award lot 1: 8,620 shares Award lot 2: 6,380 shares +3 more

6 metrics

Proposed sale 15,000 shares Form 144 notice dated <date>06/15/2026</date>

Award lot 1 8,620 shares Acquired pursuant to awards on <date>07/25/2019</date>

Award lot 2 6,380 shares Acquired pursuant to awards on <date>07/23/2020</date>

Broker-dealer Wells Fargo Securities, LLC Listed intermediary for the proposed sale

Exchange listing NYSE Common Stock listed on the <date>NYSE</date>

Filing date 06/15/2026 Date shown on the Form 144 excerpt

Key Terms

Form 144, 2017 ICP, exercise or vesting, broker-dealer

4 terms

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

2017 ICP financial

"acquired pursuant to the exercise or vesting of awards granted under the issuer's 2017 ICP"

exercise or vesting financial

"Acquired pursuant to the exercise or vesting of awards granted under the issuer's 2017 ICP"

broker-dealer regulatory

"Wells Fargo Securities, LLC 550 South Tryon Street"

A broker-dealer is a licensed firm or individual that both executes trades on behalf of clients (acting as a broker) and buys or sells securities for its own account (acting as a dealer). Investors care because broker-dealers provide the plumbing of markets — they place orders, hold or move cash and securities, offer research or advice, and their stability and fees directly affect trade execution, costs, and the safety of client funds; think of them as a combined travel agent and taxi for your investments.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does MOD's Form 144 disclose?

It discloses a proposed sale of 15,000 shares of Common Stock, brokered by Wells Fargo Securities, LLC. The notice lists two award lots acquired on 07/25/2019 and 07/23/2020

Who is the broker for the proposed sale in MOD's Form 144?

The broker-dealer named is Wells Fargo Securities, LLC with an address at 550 South Tryon Street, Charlotte, NC. The filing ties the broker to the proposed transaction dated 06/15/2026.

How many shares from prior awards are listed in MOD's Form 144?

The notice lists two award-derived lots: 8,620 shares acquired on 07/25/2019 and 6,380 shares acquired on 07/23/20202017 ICP awards.

Does the Form 144 confirm the sale is complete for MOD?

No. Form 144 is a notice of a proposed sale and does not confirm execution. The filing shows intent to sell 15,000 shares but does not state whether the transactions have settled or been completed.

Are the shares in MOD's Form 144 from option exercises or RSU vesting?

The filing states the shares were acquired "pursuant to the exercise or vesting of awards granted under the issuer's 2017 ICP," indicating equity-compensation origins rather than open-market purchases.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001605266
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	MODINE MANUFACTURING CO
SEC File Number	001-01373
Address of Issuer	1500 DEKOVEN AVE RACINE WISCONSIN 53403
Phone	262-636-1517
Name of Person for Whose Account the Securities are To Be Sold	ERIC D ASHLEMAN
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common stock	Wells Fargo Securities, LLC 550 South Tryon Street, 6th Floor D1086-060 Charlotte NC 28202	15000	4216875	52814690	06/15/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common stock	07/25/2019	Acquired pursuant to the exercise or vesting of awards granted under the issuer's 2017 ICP	Issuer			8620	07/25/2019	Shares of common stock were issued pursuant to an award grant for annual equity compensation.
Common stock	07/23/2020	Acquired pursuant to the exercise or vesting of awards granted under the issuer's 2017 ICP	Issuer			6380	07/23/2020	Shares of common stock were issued pursuant to an award grant for annual equity compensation.

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	06/15/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Eric D Ashleman
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)