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Modine Manufacturing (MOD) exec Michael Mahan files initial Form 3 with no holdings

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Michael Bernard Mahan, President, Commercial HVAC at Modine Manufacturing Company (MOD), is identified as a reporting person in an initial Form 3. The Form 3 reports no transactions, no derivative positions, and does not list any equity holdings in Modine securities for him at the time reported.

Positive

  • None.

Negative

  • None.
Reported stock transactions 0 Number of Modine securities transactions reported in this Form 3 for Michael Bernard Mahan
Reported equity holdings 0 Shares of Modine securities listed as beneficially owned by Michael Bernard Mahan
Reported derivative positions 0 Derivative securities positions reported for Michael Bernard Mahan in this Form 3
reporting person regulatory
"Identifies Michael Bernard Mahan as a reporting person for Modine."
beneficial ownership regulatory
"Initial statement of beneficial ownership of securities on Form 3."
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
derivative positions financial
"Indicates there are no derivative positions reported for this insider."
Derivative positions are contracts that derive their value from an underlying asset—such as a stock, bond, currency or commodity—and include instruments like options, futures and swaps. Think of them as bets or insurance tied to an asset’s future price: they let investors amplify returns, hedge risk or take exposure without owning the asset directly, which can meaningfully increase potential gains, losses and volatility in a portfolio.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What does Modine Manufacturing's (MOD) Form 3 disclose about Michael Bernard Mahan?

The Form 3 identifies Michael Bernard Mahan as President, Commercial HVAC and a reporting person for Modine Manufacturing (MOD). It shows no reported transactions, derivative positions, or equity holdings in Modine securities for him as of the date covered by this initial statement.

Does Michael Bernard Mahan report any Modine (MOD) stock ownership on this Form 3?

No equity ownership is reported for Michael Bernard Mahan on this Form 3. The filing lists no shares of Modine stock and no derivative securities as beneficially owned by him, and it shows no insider purchases or sales of Modine securities.

What is Michael Bernard Mahan’s role at Modine Manufacturing (MOD) in this Form 3?

The Form 3 states that Michael Bernard Mahan serves as President, Commercial HVAC at Modine Manufacturing (MOD). In this capacity, he is treated as a reporting person, required to disclose his beneficial ownership and any reportable transactions in Modine securities.

Why is this Form 3 relevant for Modine Manufacturing (MOD) investors?

This Form 3 establishes Michael Bernard Mahan as a new reporting insider for Modine Manufacturing (MOD). It provides investors with an initial snapshot of his reportable holdings and transactions, which in this case shows no listed Modine securities or derivative positions at the reported time.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Mahan Michael Bernard

(Last)(First)(Middle)
1500 DEKOVEN AVE.

(Street)
RACINE WISCONSIN 53403

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
07/13/2026
3. Issuer Name and Ticker or Trading Symbol
MODINE MANUFACTURING CO [ MOD ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President, Commercial HVAC
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Erin J. Roth, Attorney-in-Fact07/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)