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Modine director granted 812 deferred stock units

MODINE MANUFACTURING CO (MOD) reported that director Eric D. Ashleman received an award related to 812 shares of common stock on 2026-08-20.

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

MODINE MANUFACTURING CO (MOD) reported that director Eric D. Ashleman received an award related to 812 shares of common stock on 2026-08-20. According to the award terms, these are restricted stock units that have been deferred; each unit represents one share to be delivered later based on his deferral election. Following this compensation-related acquisition, Ashleman’s directly held position reported in this filing is 43,162 shares of MOD common stock.

Positive

  • None.

Negative

  • None.
Insider ASHLEMAN ERIC D
Role Director
Type Security Shares Price Value
Grant/Award Common stock F1 812 $0.00 $0.00
Holdings After Transaction: Common stock — 43,162 shares (Direct)
Footnotes (1)
  1. F1. This is an award of restricted stock units that was deferred by the reporting person. Each restricted stock unit represents a right to receive one share of MOD common stock. Shares will be delivered to the reporting person based on the reporting person's deferral election applicable to the restricted stock units.
Shares granted 812 shares of common stock (via restricted stock units) Grant, award, or other acquisition on 2026-08-20
Per-share transaction price $0.00 per share Compensation-related award of restricted stock units
Shares held after transaction 43,162 shares of common stock Direct ownership following the 2026-08-20 award
restricted stock units financial
"This is an award of restricted stock units that was deferred"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
deferral election financial
"Shares will be delivered ... based on the reporting person's deferral election"
grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition"

FAQ

What transaction did Eric D. Ashleman report on this Form 4 for MOD?
He reported an acquisition of 812 restricted stock units, each representing one share of MOD common stock, granted on 2026-08-20 as a compensation-related award that has been deferred for later share delivery.

How many MOD (MOD) shares did Eric D. Ashleman hold after this Form 4 transaction?
After the reported award, Eric D. Ashleman is shown as directly holding 43,162 shares of MOD common stock, as stated in the Form 4’s post-transaction holdings field.

Was the MOD Form 4 transaction a market purchase or sale of shares?
No. The Form 4 describes the transaction as a grant or award acquisition of restricted stock units with a per-share transaction price of $0.00, indicating a compensation award rather than an open-market trade.

What are the terms of the restricted stock units reported for MOD (MOD)?
Each reported restricted stock unit represents a right to receive one MOD share. The filing states that the shares will be delivered to Eric D. Ashleman in the future based on his deferral election applicable to the units.

Is the MOD Form 4 transaction tied to a Rule 10b5-1 trading plan?
No. The Form 4’s Rule 10b5-1 checkbox is not marked as an affirmative plan, and the footnote describing the award does not state that it was executed pursuant to a 10b5-1 trading plan.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ASHLEMAN ERIC D
(Last)(First)(Middle)
3100 SANDERS ROAD
SUITE 301
(Street)
NORTHBROOK ILLINOIS 60062
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
MODINE MANUFACTURING CO [ MOD ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/20/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common stock08/20/2026A812(1)A$043,162D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. This is an award of restricted stock units that was deferred by the reporting person. Each restricted stock unit represents a right to receive one share of MOD common stock. Shares will be delivered to the reporting person based on the reporting person's deferral election applicable to the restricted stock units.
/s/ Erin J. Roth, Attorney-in-Fact08/21/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR