Modine director awarded 812 restricted stock units

MODINE MANUFACTURING CO (MOD) reported that director Suresh V. Garimella received an award of 812 restricted stock units of common stock on 2026-08-20, classified as a grant/award acquisition.

Rhea-AI Filing Summary

MODINE MANUFACTURING CO (MOD) reported that director Suresh V. Garimella received an award of 812 restricted stock units of common stock on 2026-08-20, classified as a grant/award acquisition. Each unit will convert into one share of MOD common stock on the one-year anniversary of the grant. Following this award, Garimella directly holds 80,668 shares of MOD common stock. The filing affirms that the reported transaction is under a Rule 10b5-1 trading plan.

Insider Trade Summary 10b5-1

Grant/Award: 812 shares

Grant/Award 1 txn

Insider Garimella Suresh V

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common stock F1	812	$0.00	$0.00

Holdings After Transaction: Common stock — 80,668 shares (Direct)

Footnotes (1)

1. F1. This is an award of restricted stock units. Each restricted stock unit represents a right to receive one share of MOD common stock on the one year anniversary of the date of grant.

Key Figures

Restricted stock units granted: 812 units Post-transaction direct holdings: 80,668 shares Transaction price per share: $0.00 per share +2 more

5 metrics

Restricted stock units granted 812 units Award of restricted stock units on 2026-08-20

Post-transaction direct holdings 80,668 shares Common stock directly owned by Suresh V. Garimella after the award

Transaction price per share $0.00 per share Grant/award acquisition of restricted stock units

Vesting period One year Each restricted stock unit converts into one share on the one-year anniversary of grant

Rule 10b5-1 plan status Affirmed Document-level checkbox indicates transaction under a Rule 10b5-1 trading plan

Key Terms

restricted stock units, Rule 10b5-1, grant, award, or other acquisition

3 terms

restricted stock units financial

"This is an award of restricted stock units. Each restricted stock unit"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Rule 10b5-1 regulatory

"The filing affirms that the reported transaction is under a Rule 10b5-1"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

grant, award, or other acquisition financial

"transaction code "A" with description "Grant, award, or other acquisition""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did MOD (Modine Manufacturing, MOD) report for Suresh V. Garimella?

The company reported that director Suresh V. Garimella received an award of 812 restricted stock units of MOD common stock on 2026-08-20, classified as a grant or award acquisition with no cash price per share.

How many MOD (MOD) shares does Suresh V. Garimella own after this Form 4 transaction?

After the reported award, Suresh V. Garimella directly owns 80,668 shares of MOD common stock, as stated in the post-transaction holdings figure.

What are the vesting terms of the restricted stock units granted to the MOD director?

The filing states that each of the 812 restricted stock units represents a right to receive one share of MOD common stock on the one-year anniversary of the grant date.

Was the reported MOD (MOD) insider transaction made under a Rule 10b5-1 plan?

Yes. The filing’s Rule 10b5-1 checkbox is marked, indicating the reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

Did Suresh V. Garimella buy or sell MOD (MOD) shares on the market in this filing?

No market purchase or sale is reported. The Form 4 shows an A code transaction, described as a grant, award, or other acquisition of 812 restricted stock units at a $0.00 per-share transaction price.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/21/2026 - 02:15 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Garimella Suresh V

(Last) (First) (Middle)

1500 DEKOVEN AVE.

(Street)

RACINE WISCONSIN 53403

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
MODINE MANUFACTURING CO [ MOD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common stock	08/20/2026		A		812(1)	A	$0	80,668	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This is an award of restricted stock units. Each restricted stock unit represents a right to receive one share of MOD common stock on the one year anniversary of the date of grant.

	/s/ Erin J. Roth, Attorney-in-Fact	08/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)