[Form 4] Modine Manufacturing Co Insider Trading Activity
Insider Trade Summary
Exercise and Sale: 47,939 shares ($4.68M approx. pre-tax spread)
Exercise and Sale
15 txns
Insider
Agen Brian Jon
Role
VP, CHRO
Sold
47,939 shs ($5.30M)
Approx. gross sale proceeds
$5.30M
Approx. exercise cost
$619K
Approx. pre-tax spread
$4.68M
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Employee stock option (Right to buy) | 6,847 | $0.00 | $0.00 |
| Exercise | Employee stock option (Right to buy) | 6,643 | $0.00 | $0.00 |
| Exercise | Employee stock option (Right to buy) | 9,739 | $0.00 | $0.00 |
| Exercise | Employee stock option (Right to buy) | 12,261 | $0.00 | $0.00 |
| Exercise | Employee stock option (Right to buy) | 5,115 | $0.00 | $0.00 |
| Exercise | Employee stock option (Right to buy) | 7,334 | $0.00 | $0.00 |
| Exercise | Common stock | 6,847 | $15.90 | $109K |
| Exercise | Common stock | 6,643 | $17.90 | $119K |
| Exercise | Common stock | 9,739 | $13.26 | $129K |
| Exercise | Common stock | 12,261 | $6.62 | $81K |
| Exercise | Common stock | 5,115 | $17.79 | $91K |
| Exercise | Common stock | 7,334 | $12.28 | $90K |
| Sale | Common stock | 41,304 | $110.3301 | $4.56M |
| Sale | Common stock | 6,590 | $111.5394 | $735K |
| Sale | Common stock | 45 | $112.49 | $5K |
Holdings After Transaction:
Employee stock option (Right to buy) — 9,575 contracts (Direct);
Common stock — 90,015 shares (Direct)
Footnotes (7)
- F1. The reported transactions were completed pursuant to a trading plan entered into by Mr. Agen on December 18, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This completes the activity under that plan.
- F2. This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.
- F3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.96, inclusive. The reporting person undertakes to provide to Modine Manufacturing Company, any security holder of Modine Manufacturing Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.
- F4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.02 to $112.00, inclusive. The reporting person undertakes to provide to Modine Manufacturing Company, any security holder of Modine Manufacturing Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.
- F5. This option vested in four equal installments on October 2, 2021, 2022, 2023, and 2024.
- F6. This option vested in four equal installments on June 4, 2022, 2023, 2024, and 2025.
- F7. This option vested as follows: 33% on June 6, 2023, 33% on June 6, 2024 and the remaining 34% on June 6, 2025.
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