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Modine (NYSE: MOD) VP awarded 668 restricted stock units vesting 2027-2029

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Roth Erin Jennifer reported acquisition or exercise transactions in this Form 4 filing.

Modine Manufacturing reported that VP, GC and CCO Erin Jennifer Roth received a grant of 668 restricted stock units as equity compensation. The units vest 33% on May 20, 2027, 33% on May 20, 2028, and 34% on May 20, 2029, each convertible into one share of MOD common stock, bringing her direct holdings to 4,535 shares.

Positive

  • None.

Negative

  • None.
Insider Roth Erin Jennifer
Role VP, GC and CCO
Type Security Shares Price Value
Grant/Award Common stock 668 $0.00 --
Holdings After Transaction: Common stock — 4,535 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSU grant size 668 units Restricted stock units awarded to Erin Jennifer Roth
Post-transaction holdings 4,535 shares Common stock directly owned after the award
Grant price $0.0000 per share Reported transaction price per share for the award
Vesting 1 33% RSUs vest on May 20, 2027
Vesting 2 33% RSUs vest on May 20, 2028
Vesting 3 34% RSUs vest on May 20, 2029
restricted stock units financial
"This is an award of restricted stock units which will vest as follows"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share"
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Roth Erin Jennifer
(Last)(First)(Middle)
1500 DEKOVEN AVE.
(Street)
RACINE WISCONSIN 53403
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
MODINE MANUFACTURING CO [ MOD ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
VP, GC and CCO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/20/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common stock05/20/2026A668(1)A$04,535D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. This is an award of restricted stock units which will vest as follows: 33% on 5/20/2027, 33% on 5/20/2028 and the remaining 34% on 5/20/2029. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.
/s/ Erin J. Roth05/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did MOD disclose for Erin Jennifer Roth?

MOD disclosed that VP, GC and CCO Erin Jennifer Roth received 668 restricted stock units as an equity award. These units convert into common shares over time, increasing her direct ownership stake in Modine Manufacturing upon each vesting date.

How many Modine (MOD) shares does Erin Roth hold after this grant?

After the grant, Erin Roth holds 4,535 shares of Modine common stock directly. This figure reflects her updated ownership position following the award of 668 restricted stock units reported in the latest Form 4 insider transaction filing.

When do Erin Roth’s 668 MOD restricted stock units vest?

Erin Roth’s 668 restricted stock units vest in three tranches: 33% on May 20, 2027, 33% on May 20, 2028, and the remaining 34% on May 20, 2029. Each vested unit converts into one share of Modine common stock.

What does each MOD restricted stock unit granted to Erin Roth represent?

Each restricted stock unit granted to Erin Roth represents a contingent right to receive one share of Modine common stock. Shares are delivered only as the units vest over time, aligning a portion of her compensation with long-term company performance.

Was Erin Roth’s MOD equity grant a purchase or a compensation award?

The transaction was a compensation-related award, not an open-market purchase. The Form 4 shows code “A” for a grant or award acquisition, with 668 restricted stock units provided at no cash cost per unit as part of her executive compensation package.

Does this MOD Form 4 include any insider share sales by Erin Roth?

This Form 4 does not report any sales by Erin Roth. It records only an acquisition through a grant of 668 restricted stock units, which will vest in stages and convert into Modine common shares over the period from 2027 to 2029.