STOCK TITAN

Modine (NYSE: MOD) CEO receives 5,534 restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Brinker Neil David reported acquisition or exercise transactions in this Form 4 filing.

MODINE MANUFACTURING CO President and CEO Neil David Brinker received an equity award of 5,534 restricted stock units. These units vest 33% on 5/20/2027, 33% on 5/20/2028, and 34% on 5/20/2029. Each unit represents a contingent right to receive one share of MOD common stock.

After this award, Brinker directly holds 240,964 shares of Modine common stock. This filing reflects a compensation-related grant rather than an open-market purchase or sale.

Positive

  • None.

Negative

  • None.
Insider Brinker Neil David
Role President and CEO
Type Security Shares Price Value
Grant/Award Common stock 5,534 $0.00 --
Holdings After Transaction: Common stock — 240,964 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSU award 5,534 units Restricted stock units granted to CEO Neil David Brinker
Post-grant holdings 240,964 shares Direct Modine common stock held after the transaction
First vesting tranche 33% Vests on 5/20/2027
Second vesting tranche 33% Vests on 5/20/2028
Final vesting tranche 34% Vests on 5/20/2029
restricted stock units financial
"This is an award of restricted stock units which will vest as follows"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share"
common stock financial
"Each restricted stock unit represents a contingent right to receive one share of MOD common stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brinker Neil David

(Last)(First)(Middle)
1500 DEKOVEN AVE.

(Street)
RACINE WISCONSIN 53403

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
MODINE MANUFACTURING CO [ MOD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President and CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/20/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common stock05/20/2026A5,534(1)A$0240,964D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. This is an award of restricted stock units which will vest as follows: 33% on 5/20/2027, 33% on 5/20/2028 and the remaining 34% on 5/20/2029. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.
/s/ Erin J. Roth05/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did MOD CEO Neil David Brinker report on this Form 4?

Neil David Brinker reported receiving a grant of 5,534 restricted stock units of Modine Manufacturing common stock. The award is compensation-related, with no cash purchase involved, and increases his direct holdings to 240,964 common shares after the reported transaction.

How many Modine (MOD) restricted stock units were granted to the CEO and how do they vest?

The CEO was granted 5,534 restricted stock units. These units vest in stages: 33% on May 20, 2027, another 33% on May 20, 2028, and the remaining 34% on May 20, 2029, subject to the terms of the award.

What does each restricted stock unit granted to the MOD CEO represent?

Each restricted stock unit granted to the MOD CEO represents a contingent right to receive one share of Modine common stock. Actual share delivery depends on meeting the vesting schedule described in the award terms over the 2027 to 2029 period.

What are Neil David Brinker's Modine (MOD) share holdings after this Form 4 grant?

Following the reported grant, Neil David Brinker directly holds 240,964 shares of Modine Manufacturing common stock. This total includes the impact of the 5,534 restricted stock units that were awarded as part of his compensation and reported in the filing.

Is the MOD CEO Form 4 transaction a market purchase or sale of shares?

The transaction is not a market purchase or sale. It is a compensation-related grant categorized as a grant, award, or other acquisition, where 5,534 restricted stock units were awarded at no cash cost per share to the CEO.