Welcome to our dedicated page for Modine Manf SEC filings (Ticker: MOD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Modine Manufacturing Co. SEC filings document material-event disclosures for a thermal management manufacturer with common stock listed on the New York Stock Exchange under MOD. The record includes Form 8-K and 8-K/A reports covering operating results, earnings-call materials, amendments to credit agreements, capital-structure disclosures, and written communications related to portfolio transactions.
Modine filings also address governance and management matters, including board and executive transition disclosures and related compensation arrangements. These documents provide formal reporting on financing arrangements involving Modine and Airedale International Air Conditioning Limited as borrowers, segment-related transaction matters, shareholder voting topics, and the company’s registered common stock.
Modine Manufacturing Company entered into Amendment No. 2 to its Sixth Amended and Restated Credit Agreement with Airedale International Air Conditioning Limited, its lenders, and JPMorgan Chase Bank, N.A. as administrative agent.
The amendment permits the planned separation, disposition and spin-off of Modine’s Performance Technologies business under a January 29, 2026 merger agreement. It allows a newly formed subsidiary to incur debt held in escrow for this PT Transaction and revises negative covenants to permit related investments, restricted payments, asset transfers and affiliate transactions. It also requires mandatory prepayment of loans with 100% of the net proceeds of that indebtedness when escrow is released or otherwise in connection with the PT Transaction.
Modine Manufacturing Co reported that Vanguard Capital Management beneficially owns 2,763,681 shares of Common Stock, representing 5.24% of the class. The filing shows Vanguard has sole dispositive power over 2,763,681 shares and sole voting power for 400,947 shares.
The ownership is reported on behalf of Vanguard affiliates and funds; Vanguard states no other single person has an interest above 5%. The filing is signed by Ashley Grim as Head of Global Fund Administration.
MODINE MANUFACTURING CO executive Laszlo Arthur Jr., President, Data Centers, filed an initial statement of holdings, reporting direct ownership of 7,452 shares of common stock.
He also holds employee stock options for 3,005 shares at $15.59 per share expiring on August 29, 2032, and 2,430 unvested restricted stock units vesting between May 16, 2026 and May 16, 2028.
Modine Manufacturing Co: The Vanguard Group filed an amended Schedule 13G/A reporting 0 shares beneficially owned of Modine Manufacturing Co common stock, representing 0% of the class. The filing explains an internal realignment effective 01/12/2026 leading to disaggregated reporting by certain Vanguard subsidiaries.
The amendment is signed by Ashley Grim on 03/27/2026 and states the disaggregated entities pursue the same investment strategies previously followed by The Vanguard Group, Inc.
Patten Jeremy Michael reported acquisition or exercise transactions in this Form 4 filing.
Modine Manufacturing reported that Jeremy Michael Patten, its President of Performance Technologies, received a grant of 1,094 shares of common stock in the form of restricted stock units at no cash cost. After this award, he holds 2,794 common shares directly.
The restricted stock units will vest on the earlier of March 24, 2027 or shortly after the defined Record Date under a January 29, 2026 separation agreement related to Platinum SpinCo Inc. Each unit represents a contingent right to receive one share of MOD common stock.
Modine Manufacturing director Marsha C. Williams sold common stock in an open‑market transaction. On February 24, 2026, she sold 12,000 shares at a weighted average price of $234.71 per share and now holds 110,653 shares directly. Individual sale prices ranged between $234.285 and $235.110 per share.
MOD filed a Form 144 notice reporting an intended sale of common stock. The filing lists securities acquired under the issuer's 2020 ICP, including 5,636 shares acquired on 07/23/2023 and 6,364 shares acquired on 08/17/2024, each described as annual equity compensation awards.
MODINE MANUFACTURING CO EVP and CFO Michael B. Lucareli reported option exercises and share sales. He exercised employee stock options for 19,595 shares of common stock at an exercise price of $6.62 per share, converting derivative securities into common stock.
On the same date, he sold a total of 19,595 common shares in several open-market transactions, with reported weighted average prices between $216.71 and $222.01 per share. After these transactions, he directly owned 55,578 common shares, including 971 units held in his Modine 401(k) Retirement Plan account.
A holder of common stock of the issuer filed a Rule 144 notice to sell 19,595 shares, with an aggregate market value of $4,293,672.08. The planned sale is through Morgan Stanley Smith Barney LLC on the NYSE, with an approximate sale date of February 17, 2026.
The 19,595 shares were acquired on February 17, 2026 through a stock option exercise, paid for in cash. The notice also states that the person signing does not know of any undisclosed material adverse information about the issuer’s operations.
Modine Manufacturing Company furnished a new investor presentation as part of a current report. The company plans to use this presentation in meetings with investors to explain its business and outlook. The presentation is attached as Exhibit 99.1 and is treated as "furnished" rather than "filed" under securities laws.