Marqeta director exercises RSUs, gets new grant
Marqeta, Inc. director Mark Graf reported routine equity compensation activity.
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Form Type
4
Rhea-AI Filing Summary
Marqeta, Inc. director Mark Graf reported routine equity compensation activity. He exercised restricted stock units that converted into 36,297 shares of Class A Common Stock, bringing his direct holdings in the stock to 62,088 shares after the transaction.
Graf also received a new grant of 52,219 restricted stock units, each convertible into one share of Class A Common Stock. These RSUs vest in full on the earlier of June 10, 2027 or the company’s next annual meeting of stockholders, subject to his continued service. The filing notes that the transactions are exempt from Section 16(b) short-swing profit rules under Rule 16b-6(b).
Insider Trade Summary
36,297 shares exercised/converted
Exercise
3 txns
Insider
Graf R. Mark
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 36,297 | $0.00 | $0.00 |
| Grant/Award | Restricted Stock Units | 52,219 | $0.00 | $0.00 |
| Exercise | Class A Common Stock | 36,297 | $0.00 | $0.00 |
Holdings After Transaction:
Restricted Stock Units — 52,219 contracts (Direct);
Class A Common Stock — 62,088 shares (Direct)
Footnotes (4)
- F1. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.
- F2. Each restricted stock unit is convertible into one share of Class A Common Stock.
- F3. Restricted stock units granted on June 12, 2025, the date of the Issuer's 2025 Annual Meeting of Stockholders, that vested in full on June 10, 2026, the date of the Issuer's 2026 Annual Meeting of Stockholders.
- F4. All of the shares vest in full on the earlier of (i) June 10, 2027 or (ii) the Issuer's next annual meeting of stockholders; provided, however, that all vesting will cease if the Reporting Person ceases to provide services to the Issuer, unless the Issuer's Board of Directors determines otherwise prior to the cessation of such services.
Key Figures
RSUs exercised into shares: 36,297 shares
Shares held after transaction: 62,088 shares
New RSU grant: 52,219 RSUs
+3 more
6 metrics
RSUs exercised into shares
36,297 shares
Class A Common Stock received from RSU conversion on June 10, 2026
Shares held after transaction
62,088 shares
Direct Class A Common Stock holdings following RSU exercise
New RSU grant
52,219 RSUs
Restricted stock units granted and outstanding after June 10, 2026
RSU conversion ratio
1 RSU : 1 share
Each restricted stock unit converts into one Class A share
Vesting date for new RSUs
June 10, 2027
Vest in full on June 10, 2027 or earlier at next annual meeting
Prior RSU grant date
June 12, 2025
RSUs granted on the 2025 annual meeting date, vested June 10, 2026
Key Terms
Restricted Stock Units, Class A Common Stock, Section 16(b), Rule 16b-6(b)
4 terms
Restricted Stock Units financial
"Restricted Stock Units granted on June 12, 2025, the date of the Issuer's 2025 Annual Meeting of Stockholders"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Class A Common Stock financial
"Each restricted stock unit is convertible into one share of Class A Common Stock."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
Section 16(b) regulatory
"Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934"
A federal rule that requires company insiders—like officers, directors and large shareholders—to return any profits made from buying and selling the company’s stock within a six-month window. It matters to investors because it discourages short-term trades that could exploit non-public information and helps protect outside shareholders by creating a simple, enforceable way to recover unfair gains, much like a rule stopping someone from flipping a limited-edition item for quick profit after getting early access.
Rule 16b-6(b) regulatory
"pursuant to Rule 16b-6(b) promulgated under the Act."
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transactions did Marqeta (MQ) director Mark Graf report?
Marqeta director Mark Graf exercised restricted stock units into 36,297 shares of Class A Common Stock and received a new grant of 52,219 restricted stock units. These transactions reflect routine equity compensation rather than open-market purchases or sales.
What are the key details of Mark Graf’s new Marqeta (MQ) RSU grant?
Mark Graf received 52,219 restricted stock units, each convertible into one share of Marqeta Class A Common Stock. The RSUs vest in full on the earlier of June 10, 2027 or the company’s next annual meeting of stockholders, assuming he continues providing services.
Were Mark Graf’s Marqeta (MQ) transactions open-market buys or sells?
The transactions were not open-market buys or sells. They were an exercise of restricted stock units into 36,297 shares and a grant of 52,219 new restricted stock units, categorized as derivative exercise and grant events rather than market trades.
Are Mark Graf’s Marqeta (MQ) transactions subject to Section 16(b) rules?
The filing states that a transaction is exempt from Section 16(b) of the Securities Exchange Act under Rule 16b-6(b). Section 16(b) governs short-swing profits by insiders, and this exemption indicates the reported derivative activity qualifies for that specific regulatory safe harbor.
AI-generated analysis. How Rhea-AI works. Not financial advice.
