Marqeta, Inc. (NASDAQ: MQ) director gains 6,447 shares through RSU vesting
Rhea-AI Filing Summary
Marqeta, Inc. director Mark R. Graf reported the vesting and conversion of 6,447 Restricted Stock Units into 6,447 shares of Class A Common Stock on July 20, 2026. After this settlement, he held 21,969 Class A shares directly. These RSUs vest in three equal annual installments through July 19, 2027.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 6,447 shares
Net Buy
2 txns
Insider
Graf R. Mark
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units F2, F3 | 6,447 | $0.00 | $0.00 |
| Exercise | Class A Common Stock F1 | 6,447 | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 6,447 shares (Direct);
Class A Common Stock — 21,969 shares (Direct)
Footnotes (3)
- F1. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.
- F2. Each restricted stock unit is convertible into one share of Class A Common Stock.
- F3. One-third (1/3rd) of the restricted stock units vest on each of July 19, 2025, July 19, 2026 and July 19, 2027, subject to the Reporting Person's continued service with the Issuer as of each vesting date.
Key Figures
RSUs converted: 6,447 units
Shares acquired: 6,447 shares
Post-transaction holdings: 21,969 shares
+1 more
4 metrics
RSUs converted
6,447 units
Restricted Stock Units reported as exercised/converted on July 20, 2026
Shares acquired
6,447 shares
Class A Common Stock received from RSU conversion on July 20, 2026
Post-transaction holdings
21,969 shares
Direct Class A Common Stock held by Mark R. Graf after the transaction
RSU vesting schedule
One-third on July 19, 2025; July 19, 2026; July 19, 2027
Installment vesting of Restricted Stock Units, subject to continued service
Key Terms
Restricted Stock Units, Class A Common Stock, Section 16(b), Rule 16b-6(b), +1 more
5 terms
Restricted Stock Units financial
"Each restricted stock unit is convertible into one share of Class A Common Stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Class A Common Stock financial
"Each restricted stock unit is convertible into one share of Class A Common Stock."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
Section 16(b) regulatory
"Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934."
A federal rule that requires company insiders—like officers, directors and large shareholders—to return any profits made from buying and selling the company’s stock within a six-month window. It matters to investors because it discourages short-term trades that could exploit non-public information and helps protect outside shareholders by creating a simple, enforceable way to recover unfair gains, much like a rule stopping someone from flipping a limited-edition item for quick profit after getting early access.
Rule 16b-6(b) regulatory
"Exempt from Section 16(b) pursuant to Rule 16b-6(b) promulgated under the Act."
continued service financial
"Vest on each date, subject to the Reporting Person's continued service with the Issuer."
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What insider transaction did Marqeta (MQ) director Mark R. Graf report?
Mark R. Graf reported the vesting and conversion of 6,447 Restricted Stock Units into 6,447 shares of Marqeta Class A Common Stock on July 20, 2026. The transaction reflects settlement of equity compensation rather than an open-market purchase or sale.
What is the vesting schedule of the RSUs reported by Marqeta (MQ) director Mark R. Graf?
The reported Restricted Stock Units vest in three equal installments of one-third each on July 19, 2025, July 19, 2026, and July 19, 2027. Each vesting is subject to Graf’s continued service with Marqeta on the applicable vesting date.
Did Marqeta (MQ) director Mark R. Graf trade under a Rule 10b5-1 plan in this Form 4?
The Form 4 indicates the Rule 10b5-1 checkbox is not affirmed, and the footnotes do not reference any trading plan. The reported activity instead reflects an RSU conversion exempt from Section 16(b) under Rule 16b-6(b).
Is the Marqeta (MQ) Form 4 transaction an open-market sale by Mark R. Graf?
No, the Form 4 describes a derivative exercise/conversion of RSUs into Class A Common Stock, not an open-market sale. The derivative line disposes of RSUs, while the non-derivative line shows acquisition of the same number of common shares.
What does the Section 16(b) exemption noted in Marqeta (MQ) director Mark R. Graf’s Form 4 mean?
A footnote states the transaction is exempt from Section 16(b) under Rule 16b-6(b). This identifies the RSU conversion as a type of derivative transaction that is not subject to short-swing profit recovery rules normally applied to insiders.