Monroe Capital (MRCC) director converts shares in HRZN merger

Rhea-AI Filing Summary

MONROE CAPITAL Corp director Allison Thomas J. disposed of 53,102.058 shares of common stock back to the company as part of a completed merger. The shares were surrendered at no stated cash price in exchange for stock in Horizon Technology Finance Corporation.

Under the merger terms, each MRCC common share was converted into the right to receive 0.9402 shares of HRZN common stock. The footnote states HRZN’s stock closed at $4.57 on April 13, 2026, the trading day before the merger closed, providing a reference value for the stock consideration.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider ALLISON THOMAS J.

Role Director

Type	Security	Shares	Price	Value
Disposition	Common Stock	53,102.058	$0.00	--

Holdings After Transaction: Common Stock — 0 shares (Direct)

Footnotes (1)

1. [object Object]

Key Figures

Shares disposed: 53,102.058 shares Exchange ratio: 0.9402 HRZN shares per MRCC share HRZN reference price: $4.57 per share +1 more

4 metrics

Shares disposed 53,102.058 shares Common stock returned to issuer in merger

Exchange ratio 0.9402 HRZN shares per MRCC share Merger consideration terms

HRZN reference price $4.57 per share HRZN close on April 13, 2026

Post-transaction MRCC holdings 0 shares Shares owned following disposition

Key Terms

Disposition to issuer, Agreement and Plan of Merger, par value, stock-for-stock exchange ratio, +1 more

5 terms

Disposition to issuer financial

"transaction_code_description": "Disposition to issuer""

Agreement and Plan of Merger regulatory

"transactions contemplated by the Agreement and Plan of Merger, dated as of August 7, 2025"

An Agreement and Plan of Merger is a formal document where two companies agree to combine into one, outlining how the process will happen. It’s like a step-by-step plan for merging, and it matters because it shows both sides have agreed on the details before the official transition takes place.

par value financial

"MRCC common stock, par value $0.001 per share, was converted"

Par value is the fixed amount printed on a bond or stock that represents its original value when issued. It’s like the face value of a coin or bill—what the issuer promises to pay back or the starting price of a stock—though it often doesn’t change with market prices. It matters because it helps determine certain financial details, like how much the company will pay back at maturity.

stock-for-stock exchange ratio financial

"was converted into the right to receive 0.9402 shares of HRZN common stock"

Merger Agreement regulatory

"Horizon Technology Finance Management LLC, a Delaware limited liability company (the "Merger Agreement")"

A merger agreement is a binding contract that lays out the exact terms for two companies to combine, including the price, what each side will deliver, and the conditions that must be met before the deal is completed. Investors care because it sets the timetable, payouts and risks — like a blueprint or prenup that shows whether the deal is likely to close, how ownership will change, and what could cancel or alter the payout they expect.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

X

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

ALLISON THOMAS J.

(Last) (First) (Middle)

C/O MONROE CAPITAL CORPORATION

155 NORTH WACKER DRIVE, 35TH FLOOR

(Street)

CHICAGO ILLINOIS 60606

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
MONROE CAPITAL Corp [ MRCC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/14/2026		D(1)		53,102.058	D	(1)	0	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Disposed of upon the completion of, and pursuant to, the transactions contemplated by the Agreement and Plan of Merger, dated as of August 7, 2025, by and among Horizon Technology Finance Corporation ("HRZN"), a Delaware corporation, Monroe Capital Corporation ("MRCC"), a Maryland corporation, HMMS, Inc., a Maryland corporation, Monroe Capital BDC Advisors, LLC, a Delaware limited liability company, and Horizon Technology Finance Management LLC, a Delaware limited liability company (the "Merger Agreement"). Pursuant to the Merger Agreement, each share of MRCC common stock, par value $0.001 per share, was converted into the right to receive 0.9402 shares of HRZN common stock, par value $0.001 per share. The market price of HRZN common stock at the close of trading on April 13, 2026, the last trading day prior to closing of the merger, was $4.57.

	/s/ Thomas J. Allison by Nelson Mullins Riley & Scarborough LLP with Power of Attorney	04/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Monroe Capital (MRCC) report on this Form 4?

The filing shows director Allison Thomas J. disposed of 53,102.058 MRCC common shares. The shares were returned to the issuer in connection with the closing of a merger, rather than sold in an open-market transaction.

How were Monroe Capital (MRCC) shares treated in the HRZN merger?

Each MRCC common share was converted into the right to receive 0.9402 shares of Horizon Technology Finance (HRZN). This stock-for-stock exchange ratio determined how many HRZN shares former MRCC shareholders were entitled to receive at closing.

What price reference is given for Horizon Technology Finance (HRZN) stock?

The footnote states HRZN common stock closed at $4.57 on April 13, 2026, the last trading day before the merger closed. This closing price offers a reference point for valuing the stock consideration MRCC shareholders received.

Did the Monroe Capital director retain any MRCC shares after the merger transaction?

After the disposition, the Form 4 reports 0 shares of MRCC common stock owned following the transaction. This indicates the director no longer held MRCC shares once the merger-related share conversion and issuer disposition were completed.

Was this Monroe Capital (MRCC) insider transaction an open-market sale?

No. The transaction is coded as a Disposition to issuer (Code D), tied to the merger agreement. Shares were surrendered back to the company for stock consideration in HRZN, rather than sold on the open market at a negotiated price.