STOCK TITAN

Merck (MRK) director Mary Ellen Coe receives 233 phantom stock units in cash-settled award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Merck & Co., Inc. director Mary Ellen Coe reported a routine compensation-related transaction involving phantom stock units. She received a grant of 233.4630 phantom stock units at a reference price of $128.5000 per unit, recorded as a grant or award acquisition.

Following this grant, Coe holds 31,999.1016 phantom stock units, each tied on a 1-for-1 basis to Merck common stock but settled 100% in cash upon her termination of service under the Plan for Deferred Payment of Directors' Compensation. Separately, she directly holds 10 shares of Merck common stock after the reported transactions.

Positive

  • None.

Negative

  • None.
Insider Coe Mary Ellen
Role null
Type Security Shares Price Value
Grant/Award Phantom Stock 233.463 $128.50 $30K
holding Common Stock -- -- --
Holdings After Transaction: Phantom Stock — 31,999.102 shares (Direct, null); Common Stock — 10 shares (Direct, null)
Footnotes (1)
  1. 1-for-1 Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.
Phantom stock grant 233.4630 units Grant of phantom stock units to director
Reference price per phantom unit $128.5000 Grant valuation price
Total phantom units after grant 31,999.1016 units Director’s phantom stock balance after transaction
Common shares held after transaction 10 shares Director’s direct Merck common stock holdings
Phantom Stock financial
"The transaction involves Phantom Stock units linked 1-for-1 to Common Stock."
A phantom stock is a form of compensation that gives employees or executives the benefits of stock ownership, such as the increase in stock value, without actually giving them real shares. It acts like a promise to pay the employee the equivalent value of company stock later, often as a bonus or incentive. This allows companies to motivate and reward staff without diluting ownership or transferring actual shares.
Plan for Deferred Payment of Directors' Compensation financial
"Phantom stock units are settled in cash under the Plan for Deferred Payment of Directors' Compensation."
grant/award acquisition financial
"The phantom stock transaction is classified as a grant/award acquisition."
cash-settled financial
"Phantom stock units are to be settled 100% in cash upon termination of service."
Cash-settled describes a financial contract that is resolved by paying the monetary difference between agreed and actual prices, instead of delivering the underlying asset. For investors, it matters because it simplifies trades—like settling a bet with cash rather than handing over the item—and affects liquidity, tax treatment, and counterparty exposure, since you receive or pay only the value change rather than owning or transferring the actual security or commodity.
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Coe Mary Ellen

(Last)(First)(Middle)
ALPHABET INC.
1600 AMPHITHEATRE PARKWAY

(Street)
MOUNTAIN VIEW CALIFORNIA 94043

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Merck & Co., Inc. [ MRK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock10D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Phantom Stock(1)06/30/2026A233.463 (2) (2)Common Stock233.463$128.531,999.1016D
Explanation of Responses:
1. 1-for-1
2. Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.
/s/ Kelly E. W. Grez as Attorney-in-Fact for Mary Ellen Coe07/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Merck (MRK) director Mary Ellen Coe report in this Form 4?

Mary Ellen Coe reported a routine phantom stock grant. She received 233.4630 phantom stock units, bringing her total phantom holdings to 31,999.1016 units, and directly holds 10 shares of Merck common stock after the reported transactions.

How many Merck (MRK) phantom stock units were granted to Mary Ellen Coe?

Mary Ellen Coe was granted 233.4630 phantom stock units. These units are part of Merck’s deferred compensation structure for directors and increase her total phantom stock balance to 31,999.1016 units as of the reported transaction date.

At what reference price were Merck (MRK) phantom stock units granted in this filing?

The phantom stock units were recorded at a reference price of $128.5000 per unit. This price is used for accounting and award valuation purposes and does not represent an open-market purchase or sale of Merck common stock by the director.

How many Merck (MRK) phantom stock units does Mary Ellen Coe hold after this grant?

After the grant, Mary Ellen Coe holds 31,999.1016 phantom stock units. Each unit tracks Merck common stock on a 1-for-1 basis but is payable in cash under the company’s Plan for Deferred Payment of Directors' Compensation at termination of service.

How and when are Merck (MRK) phantom stock units held by Mary Ellen Coe settled?

The phantom stock units are settled 100% in cash upon Mary Ellen Coe’s termination of service. Payment follows a distribution schedule elected under Merck’s Plan for Deferred Payment of Directors' Compensation, rather than resulting in delivery of actual Merck common shares.

How many Merck (MRK) common shares does Mary Ellen Coe directly own after this Form 4?

Mary Ellen Coe directly owns 10 shares of Merck common stock after the reported transactions. This common stock position is separate from her 31,999.1016 phantom stock units, which are cash-settled deferred compensation instruments linked to the company’s share value.