STOCK TITAN

Marvell (MRVL) data center chief sells shares, receives 40,799 RSUs

Filing Impact
(Very High)
Filing Sentiment
(Very Negative)
Form Type
4

Rhea-AI Filing Summary

Marvell Technology, Inc. President, Data Center Group, Bharathi Sandeep reported a mix of equity compensation activity, tax withholding, and an open-market sale. Sandeep sold 66,892 shares of common stock at a weighted average of $130.35 per share in an open-market transaction made under a pre-arranged Rule 10b5-1 Plan. Around the same time, multiple restricted stock units and performance stock units were exercised into common stock, and 74,386 shares were surrendered to cover tax withholding at $134.60 per share. Sandeep also received a new grant of 40,799 restricted stock units that will vest quarterly over three years. After these transactions, Sandeep directly holds 55,199 shares of Marvell common stock.

Positive

  • None.

Negative

  • None.
Insider Bharathi Sandeep
Role President, Data Center Group
Sold 66,892 shs ($8.72M)
Type Security Shares Price Value
Sale Common Stock 66,892 $130.35 $8.72M
Grant/Award Restricted Stock Units 40,799 $0.00 --
Exercise Restricted Stock Units 3,680 $0.00 --
Exercise Restricted Stock Units 2,463 $0.00 --
Exercise Restricted Stock Units 3,567 $0.00 --
Exercise Restricted Stock Units 1,757 $0.00 --
Exercise Performance Stock Units 129,811 $0.00 --
Exercise Common Stock 3,680 $0.00 --
Tax Withholding Common Stock 1,938 $134.60 $261K
Exercise Common Stock 2,463 $0.00 --
Tax Withholding Common Stock 1,297 $134.60 $175K
Exercise Common Stock 3,567 $0.00 --
Tax Withholding Common Stock 1,879 $134.60 $253K
Exercise Common Stock 1,757 $0.00 --
Tax Withholding Common Stock 926 $134.60 $125K
Exercise Common Stock 129,811 $0.00 --
Tax Withholding Common Stock 68,346 $134.60 $9.20M
Holdings After Transaction: Common Stock — 55,199 shares (Direct); Restricted Stock Units — 40,799 shares (Direct); Performance Stock Units — 0 shares (Direct)
Footnotes (1)
  1. Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units. Surrender of shares in payment of tax withholding due as a result of the vesting of performance stock units. Sales were made pursuant to a 10b5-1 Plan adopted by the Reporting Person on December 4, 2025. The price reported is a weighted average price rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $128.48 to $133.00, inclusive. The reporting person undertakes to provide Marvell Technology, Inc. ("Marvell"), any security holder of Marvell, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting. The restricted stock units shall vest in equal quarterly installments over a three-year period and were granted pursuant to the annual equity grant program. This award fully vested on April 15, 2026. The remaining restricted stock units shall vest on July 15, 2026, October 15, 2026, January 15, 2027 and April 15, 2027. The remaining restricted stock units shall vest on July 15, 2026, October 15, 2026, January 15, 2027, April 15, 2027, July 15, 2027, October 15, 2027, January 15, 2028 and April 15, 2028. Each performance stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting. Reflects the number of shares earned with respect to performance stock units that fully vested on April 15, 2026. The achievement levels of the relative TSR performance metrics applicable to the award and the number of shares earned based on such results were certified on April 15, 2026.
Open-market sale shares 66,892 shares Common Stock sold at weighted avg $130.35 on April 16, 2026
Open-market sale price $130.35/share Weighted average sale price; trades from $128.48 to $133.00
Shares surrendered for taxes 74,386 shares Common Stock surrendered for tax withholding at $134.60/share
Tax withholding price $134.60/share Price used for tax-withholding share surrenders
New RSU grant 40,799 RSUs Restricted stock units vesting quarterly over three years
PSUs converted 129,811 units Performance stock units exercised into common stock at $0.00
Post-transaction holdings 55,199 shares Common Stock directly owned after all reported transactions
Total derivative exercises 141,278 shares Shares from derivative exercises (M-code) in this filing
Rule 10b5-1 Plan regulatory
"Sales were made pursuant to a 10b5-1 Plan adopted by the Reporting Person on December 4, 2025."
A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.
restricted stock unit financial
"Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting."
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
performance stock unit financial
"Each performance stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting."
A performance stock unit is a type of reward companies give to employees, usually managers, that depends on how well the company performs over time. If the company hits specific goals, the employee earns shares of stock, like earning a prize for reaching certain levels in a game. It motivates employees to work hard because their rewards are tied to the company's success.
tax withholding financial
"Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units."
Tax withholding is the practice of taking a portion of a payment—such as wages, dividends, or sale proceeds—before it reaches the recipient and sending that portion to the tax authority as an advance on the recipient’s eventual tax bill. For investors it matters because withholding reduces immediate cash received and affects after‑tax returns, estimated tax payments, and whether you may owe more or receive a refund when taxes are finally calculated, like having a small automatic savings set aside for your tax bill.
weighted average price financial
"The price reported is a weighted average price rounded to the nearest cent."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bharathi Sandeep

(Last)(First)(Middle)
5488 MARVELL LANE

(Street)
SANTA CLARA CALIFORNIA 95054

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Marvell Technology, Inc. [ MRVL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President, Data Center Group
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/15/2026M3,680A$058,879D
Common Stock04/15/2026F(1)1,938D$134.656,941D
Common Stock04/15/2026M2,463A$059,404D
Common Stock04/15/2026F(1)1,297D$134.658,107D
Common Stock04/15/2026M3,567A$061,674D
Common Stock04/15/2026F(1)1,879D$134.659,795D
Common Stock04/15/2026M1,757A$061,552D
Common Stock04/15/2026F(1)926D$134.660,626D
Common Stock04/15/2026M129,811A$0190,437D
Common Stock04/15/2026F(2)68,346D$134.6122,091D
Common Stock04/16/2026S(3)66,892D$130.35(4)55,199D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(5)04/15/2026A40,799 (6) (6)Common Stock40,799$040,799D
Restricted Stock Units(5)04/15/2026M3,680 (7) (7)Common Stock3,680$00D
Restricted Stock Units(5)04/15/2026M2,463 (8) (8)Common Stock2,463$09,849D
Restricted Stock Units(5)04/15/2026M3,567 (9) (9)Common Stock3,567$028,539D
Restricted Stock Units(5)04/15/2026M1,757 (9) (9)Common Stock1,757$014,056D
Performance Stock Units(10)04/15/2026M129,811 (11) (11)Common Stock129,811$00D
Explanation of Responses:
1. Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units.
2. Surrender of shares in payment of tax withholding due as a result of the vesting of performance stock units.
3. Sales were made pursuant to a 10b5-1 Plan adopted by the Reporting Person on December 4, 2025.
4. The price reported is a weighted average price rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $128.48 to $133.00, inclusive. The reporting person undertakes to provide Marvell Technology, Inc. ("Marvell"), any security holder of Marvell, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
5. Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting.
6. The restricted stock units shall vest in equal quarterly installments over a three-year period and were granted pursuant to the annual equity grant program.
7. This award fully vested on April 15, 2026.
8. The remaining restricted stock units shall vest on July 15, 2026, October 15, 2026, January 15, 2027 and April 15, 2027.
9. The remaining restricted stock units shall vest on July 15, 2026, October 15, 2026, January 15, 2027, April 15, 2027, July 15, 2027, October 15, 2027, January 15, 2028 and April 15, 2028.
10. Each performance stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting.
11. Reflects the number of shares earned with respect to performance stock units that fully vested on April 15, 2026. The achievement levels of the relative TSR performance metrics applicable to the award and the number of shares earned based on such results were certified on April 15, 2026.
Remarks:
Sandeep Bharathi by Blair Walters as Attorney-in-Fact04/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did MRVL executive Bharathi Sandeep report?

Bharathi Sandeep reported an open-market sale of common stock, tax-related share surrenders, and several equity award exercises and grants. The activity reflects routine compensation events plus one discretionary sale, all detailed with specific share counts and prices.

How many Marvell (MRVL) shares did Bharathi Sandeep sell and at what price?

Sandeep sold 66,892 shares of Marvell common stock at a weighted average price of $130.35 per share. The filing notes the sale occurred in multiple trades between $128.48 and $133.00, with full trade breakdown available on request.

Were Bharathi Sandeep’s MRVL share sales made under a Rule 10b5-1 plan?

Yes. The filing states the sales were made under a Rule 10b5-1 trading plan adopted on December 4, 2025. Such plans are pre-arranged, indicating the timing of these sales was scheduled in advance rather than decided opportunistically.

What new equity awards did Bharathi Sandeep receive from Marvell (MRVL)?

Sandeep received 40,799 restricted stock units, each representing a right to one MRVL share upon vesting. These units vest in equal quarterly installments over three years as part of the company’s annual equity grant program, subject to continued service.

How many MRVL shares were used to cover taxes on Sandeep’s vesting awards?

A total of 74,386 shares of Marvell common stock were surrendered to cover tax withholding obligations related to vesting restricted stock units and performance stock units. These tax-related dispositions were priced at $134.60 per share, according to the filing footnotes.

How many Marvell (MRVL) shares does Bharathi Sandeep hold after these transactions?

Following the reported sales, exercises, and tax-related surrenders, Sandeep directly owns 55,199 shares of Marvell common stock. This figure reflects the net position after all listed non-derivative transactions in the Form 4.

What happened to Bharathi Sandeep’s Marvell performance stock units (PSUs)?

Performance stock units covering 129,811 shares were exercised into common stock at a $0.00 conversion price. The filing notes these PSUs fully vested on April 15, 2026, after the company certified the achievement levels of the applicable relative TSR performance metrics.