Welcome to our dedicated page for Marex Group SEC filings (Ticker: MRX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page compiles U.S. Securities and Exchange Commission filings for Marex Group plc (NASDAQ: MRX), a diversified global financial services platform operating across energy, commodities and financial markets. As a foreign private issuer, Marex files an annual report on Form 20-F and periodic Form 6-K reports that furnish press releases and financial information to U.S. investors.
Recent Form 6-K filings include earnings-related disclosures, such as interim results, third quarter results and preliminary trading updates. These documents provide detail on revenue, adjusted profit before tax, segment performance across Clearing, Agency and Execution, Market Making, and Hedging and Investment Solutions, as well as information on net commission income, net trading income, net interest income and net physical commodities income. They also discuss non-IFRS measures, their definitions and reconciliations to the most comparable IFRS metrics.
Other 6-Ks relate to corporate actions and governance, including press releases about purchases of ordinary shares by the Chief Executive Officer and other directors and officers. These filings help investors track insider share dealings and understand how management and board members are building or adjusting their holdings in Marex.
Filings may also reference capital and ratings developments, such as senior debt issuances, Additional Tier 1 instruments and credit ratings from S&P Global Ratings for Marex Group and its U.S. subsidiary, Marex Capital Markets Inc. Together, these disclosures provide insight into the Group’s capital structure, funding and external credit assessment.
On Stock Titan, Marex’s SEC filings are updated as new documents are released on EDGAR. AI-powered tools can assist users by surfacing key points from lengthy filings, highlighting segment trends, explaining non-IFRS measures and drawing attention to notable items such as insider transactions and earnings commentary, helping readers navigate the technical language common in cross-border capital markets reporting.
Marex Group plc is offering leveraged barrier notes linked to the EURO STOXX 50® Index, with each Note having a $1,000 principal amount and maturing on February 3, 2028. The Notes are senior unsecured debt of Marex and do not pay interest.
At maturity, investors receive $1,000 plus a leveraged gain if the Index return is positive, using an upside participation rate of at least 137%. If the Index return is at or above the -25% barrier, principal is returned with no gain. If the Index return falls below the barrier, repayment is reduced one-for-one with the loss in the Index, potentially down to zero.
The Estimated Initial Value on the pricing date is expected to be between $960 and $990 per $1,000 Note, less than the price to the public. Application has been made to list the Notes on the Vienna MTF, though liquidity is not assured. Key risks include equity market risk, exposure to non-U.S. stocks and currencies, Marex’s credit risk, limited secondary market, conflicts of interest, and uncertain U.S. tax treatment.
Marex Group plc is offering issuer callable contingent income barrier notes linked to the worst performer of the S&P 500, Russell 2000 and EURO STOXX 50 indexes. Each Note has a $1,000 principal amount, a scheduled maturity on February 2, 2029, and can be redeemed early at Marex’s option on specified quarterly Call Payment Dates starting May 5, 2026.
Investors may receive a contingent coupon of $25.38 per $1,000 (about 2.538% per quarter, or 10.15% per year) on each Coupon Payment Date, but only if every index is at or above 70% of its initial level on the related determination date. Principal is protected only if, at maturity, the worst-performing index is not down more than 30%; otherwise repayment is reduced one-for-one with the loss and can fall to zero. The estimated initial value is expected to be $950–$990 per Note, below the $1,000 price to the public, and the Notes are senior unsecured obligations exposed to Marex’s credit risk.
Marex Group plc is issuing $527,000 of Autocallable Buffered Notes linked to the worst performer of the VanEck Gold Miners ETF (GDX) and the iShares Silver Trust (SLV), maturing January 22, 2031. Each Note has a $1,000 principal amount, with total proceeds to Marex of $524,892 after underwriting discounts.
The Notes can be automatically called if on any observation date both ETFs close at or above 100% of their initial values, paying back principal plus a growing call premium starting at 20.00% per year and reaching 100.00% (a $2,000 call amount per $1,000) by final maturity. If held to maturity and not called, investors receive principal plus the final 100.00% premium if the worst ETF is at or above its initial value, full principal back if the worst ETF is down but no more than 30%, and a 1:1 loss beyond that buffer up to a maximum 70% loss of principal.
The Notes pay no interest, are senior unsecured obligations of Marex, and application has been made to list them on the Vienna MTF. The Estimated Initial Value is $981.40 per $1,000 Note, lower than the price to the public.
A shareholder of MRX has filed a notice of proposed sale of 57,709 shares of common stock, to be sold through Goldman Sachs & Co. LLC, with an approximate sale date of January 7, 2026 on the NASD market. The issuer had 71,231,706 shares of common stock outstanding at the time referenced. The shares to be sold were acquired mainly as restricted stock unit compensation from the issuer between 2021 and 2024, along with shares bought directly from the issuer in private and public transactions.
During the three months before this notice, Thomas Hugues Texier sold 4,285 shares of common stock on each of October 6, 2025, November 3, 2025, and December 1, 2025, for gross proceeds of $126,060.60, $132,468.83, and $150,659.49, respectively.
Marex Group plc is offering leveraged barrier notes linked to the STOXX® Europe 600 Index. Each Note has a $1,000 principal amount, trades in book-entry form and is expected to mature on December 27, 2027, with the final index level observed on December 20, 2027. Application has been made to list the Notes on the Vienna MTF of the Vienna Stock Exchange.
At maturity, investors receive cash based on index performance. If the index return is positive, the payoff is $1,000 plus 151% of the positive return. If the index return is between 0% and the -15% barrier, investors receive only their $1,000 back. If the index return falls below the -15% barrier, the payoff is reduced one-for-one with the index loss, down to a possible total loss of principal. The Notes pay no periodic interest, are senior unsecured obligations of Marex and are subject to its credit risk. The Estimated Initial Value on the pricing date is expected to be between $940 and $980 per Note, lower than the price to the public.
Marex Group plc filed a Form 13F holdings report, detailing institutional equity positions managed by the firm. The filing lists 1,269 reportable entries with a combined Form 13F Information Table Value Total of $14,151,249,919. The report includes 4 other included managers, indicating multiple affiliated entities contributing to the consolidated disclosures.
Other included managers are identified as Marex Financial, MAREX CAPITAL MARKETS INC., Marex Securities Products Inc., and Marex Prime Services Ltd.
Marex Group plc has submitted a Form 6-K as a foreign private issuer to furnish its third quarter 2025 earnings information. The filing does not contain the financial results directly, but instead attaches the Company’s press release titled “Marex Group plc announces third quarter 2025 results” as Exhibit 99.1. Investors need to review this exhibit to see the detailed figures and commentary on the quarter’s performance.
Marex Group plc furnished a Form 6-K noting a company press release on insider share activity. On October 15, 2025, the company announced that its directors and officers purchased ordinary shares.
The press release is provided as Exhibit 99.1 titled “Marex announces share purchases by Directors and Officers.”
Marex Group plc filed a Form 6-K reporting that it furnished a press release titled “Marex announces purchase of shares by Chief Executive Officer.” The press release was issued on October 13, 2025.
The release is included as Exhibit 99.1. The filing was signed on the company’s behalf by Chief Financial Officer Robert Irvin on October 14, 2025.
Marex Group plc has submitted a report as a foreign private issuer that mainly serves to share a recent company announcement with U.S. investors. The company attaches a press release dated 8 October 2025 titled “Marex Group plc provides a strong preliminary Q3 trading update,” indicating management views third-quarter 2025 trading performance as strong, although no specific financial figures are included here. The press release is furnished as Exhibit 99.1, and the document is signed on behalf of the company by Chief Financial Officer Robert Irvin.