Marex Group Ltd (MRX) SEC Filings, May 4-13, 2026

Marex Group plc filed a Form 13F reporting institutional holdings. The filing lists 1,464 Form 13F information-table entries with a total market value of $15,818,985,941. The report names 3 other included managers and is signed by Scott Linsley on 05-13-2026.

Marex Group plc is offering Autocallable Contingent Income Barrier Notes linked to the worst performing of AppLovin (APP), Palantir (PLTR) and Super Micro Computer (SMCI). Each Note has a $1,000 Principal Amount and a maturity date of May 20, 2027.

The Notes pay a monthly Contingent Coupon of $39.00 per $1,000 (a 46.80% per annum rate) if each Underlying meets its Coupon Trigger of 50.00% of initial value on Coupon Determination Dates. The Notes are autocallable if each Underlying is at or above 100.00% of its initial value on a Call Observation Date. At maturity, if the worst performing Underlying is below its Barrier Value of 50.00% of initial value, principal is exposed on a 1:1 basis (possible loss up to 100%).

Marex Group plc has launched a consent solicitation for holders of its 6.404% Senior Notes due 2029 to approve amendments to the existing Indenture.

Holders of record at 5:00 p.m. New York time on May 6, 2026 who deliver consents by 5:00 p.m. on May 15, 2026 may receive a cash payment of $1.00 per $1,000 principal amount. The proposed changes would align the 2029 Notes with Marex’s 2028 and 2031 SEC-registered notes and their indentures.

The amendments are designed to allow a new Bermuda-incorporated holding company to assume Marex’s obligations on the Notes in connection with a proposed redomiciliation, subject to shareholder, court and regulatory approvals and receipt of consents from at least a majority in aggregate principal amount of the Notes.

FMR LLC reports beneficial ownership of 3,724,911 shares of Marex Group PLC common stock, equal to 5.1% of the class as of 03/31/2026. The filing states FMR LLC holds sole dispositive power over 3,724,911 shares and sole voting power of 3,720,946 shares; Abigail P. Johnson is identified with dispositive authority.

Marex Group plc delivered a record first quarter 2026, with revenue of $692.3m, up 48% year on year, driven by strong client activity and elevated market volatility across all segments.

Profit before tax from continuing operations rose to $149.8m, a 53% increase, while profit after tax from continuing operations reached $112.3m, up 55%. Basic EPS grew to $1.52 from $0.98, and adjusted profit before tax climbed 59% to $152.7m, lifting the adjusted profit before tax margin to 22.1%.

Return on equity improved to 34.4%, with adjusted return on equity at 37.4%. The Board approved a higher dividend of $0.16 per share, payable on June 3, 2026. Total assets increased to $36.5bn and total available liquid resources were $3.0bn, while the total capital ratio strengthened to 253%, indicating substantial capital headroom.

Marex Group plc Group Head of Clearing Thomas Texier sold a total of 14,427 Ordinary Shares in open-market transactions. The sales on May 1, 2026 were executed at weighted average prices of $52.8713 and $53.5287 per share under a pre-arranged Rule 10b5-1 plan.

Following these transactions, Texier directly owns 228,231 Ordinary Shares, which the disclosure states includes 192,348 shares underlying previously granted deferred bonus plan awards that settle into one ordinary share each upon vesting.

Marex Group plc is offering Autocallable Leveraged Barrier Notes linked to the worst performing of the iShares Silver Trust (SLV) and the VanEck Gold Miners ETF (GDX).

Each Note has a $1,000 principal amount, an Upside Participation Rate of 300%, a Barrier Percentage of -30%, an illustrative Call Premium of at least 22% if automatically called, and a maturity date of June 1, 2029. The Trade Date and Pricing Date are May 29, 2026 with Original Issue Date of June 3, 2026. The Estimated Initial Value is expected to be between $930.00 and $980.00 per Note, which is stated to be less than the price to public. The Notes do not pay interest, are senior unsecured obligations of Marex, and are subject to Marex credit risk and market exposure to the Worst Performing Underlying.

Marex Group plc is offering Capped Leveraged Buffered Notes linked to the worst performing of the EURO STOXX 50® (SX5E) and the iShares MSCI EAFE ETF (EFA), with an Original Issue Date of June 3, 2026 and a Maturity Date of December 2, 2027. The Notes pay no interest and will pay a cash Payment at Maturity based on the Reference Return of the Worst Performing Underlying measured between the Pricing Date and the Final Valuation Date (November 29, 2027).

The economic terms shown in the pricing supplement include a Principal Amount of $1,000 per Note, an Upside Participation Rate of 200.00%, a Maximum Return of at least 28.00%, and a Buffer Percentage of -10.00% (Buffer Amount 10.00%). The Estimated Initial Value on the Pricing Date is expected to be between $950.00 and $990.00 per Note. These are senior unsecured obligations of Marex and are subject to Marex's credit risk, limited liquidity, exchange‑rate and foreign‑market risks, and the structural caps and buffers described above.

Marex Group plc is offering Autocallable Contingent Income Barrier Notes linked to the worst performing of the S&P 500, Russell 2000 and Nasdaq-100. The notes have a $1,000 principal amount per note, may pay a quarterly contingent coupon (at least 2.75% per quarter; 11.00% per annum), are callable if each underlying is at or above 100% of its initial value on a Call Observation Date, and mature on June 1, 2029 (Final Valuation Date: May 29, 2029). If the Worst Performing Underlying’s Reference Return is below -30.00% at maturity, investors suffer full downside exposure and may lose up to 100% of principal; Coupons are paid only when each underlying is at or above 70.00% of its initial value on the relevant determination dates. Estimated initial value on the Pricing Date is expected between $950.00 and $990.00 per note.