MS (NYSE: MS) affiliate files Form 144 to sell 51,668 shares

Rhea-AI Filing Summary

Morgan Stanley (MS) filing a Form 144 reporting a proposed sale of 51,668 shares of Common stock tied to an employee stock unit award. The filing lists a prior sale of 30,330 shares on 01/20/2026 for $5,569,085.41.

The securities are linked to Morgan Stanley Smith Barney LLC Executive Financial Services and the filing date shown is 04/16/2026.

Insights

Securities Compliance Specialist

Form 144 notifies the market of a proposed resale by an affiliate under Rule 144.

Form 144 is a notice required when an affiliate intends to sell restricted or control securities. The filing here lists 51,668 shares tied to an employee stock unit award, indicating an upcoming resale attempt under applicable resale rules.

Timing and execution details are not included; subsequent Form 4 or broker records would show actual transactions.

Equity Compensation Analyst

The sale is from an employee stock unit award, with a recent comparable disposition in January.

The excerpt shows a prior sale of 30,330 shares on 01/20/2026 for $5,569,085.41, which provides context on recent monetization activity. The current 51,668-share notice suggests continued vesting-related or scheduled dispositions.

Confirmation of execution and net proceeds will appear in later transaction reports.

Key Figures

Filed shares to be sold: 51,668 shares Prior shares sold: 30,330 shares Proceeds from prior sale: $5,569,085.41 +1 more

4 metrics

Filed shares to be sold 51,668 shares employee stock unit award dated 03/12/2026

Prior shares sold 30,330 shares sold on 01/20/2026

Proceeds from prior sale $5,569,085.41 01/20/2026 sale value

Form date shown 04/16/2026 filing date displayed on excerpt

Key Terms

Form 144, employee stock unit award, issuer

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

employee stock unit award financial

"Employee stock unit award(s) 03/12/2026"

issuer regulatory

"Issuer | Morgan Stanley Smith Barney LLC Executive Financial Services"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	51668	9744321.29	1587860206	04/16/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/12/2026	Employee stock unit award(s)	Issuer			51668	03/12/2026	Employee stock unit award(s)

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
ANDY SAPERSTEIN 1585 Broadway New York NY 10036	Common	01/20/2026	30330	5569085.41

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Morgan Stanley's (MS) Form 144 report?

It reports a proposed resale of 51,668 shares of Common stock tied to an employee stock unit award. The notice signals an affiliate's intent to sell; execution details are not provided in this excerpt.

Who is the reporting party on the MS Form 144?

The Form lists an affiliate tied to Morgan Stanley Smith Barney LLC Executive Financial Services. The excerpt also shows prior transactions attributed to Andy Saperstein, including a January disposition of 30,330 shares.

How many shares were sold recently before this MS filing?

The filing shows a prior sale of 30,330 shares on 01/20/2026 for $5,569,085.41. That prior disposition is presented as sales during the past three months.

Does Form 144 confirm the sale has occurred for MS shares?

No, Form 144 is a notice of intent to resell under Rule 144 and does not itself confirm execution. Actual sales would be confirmed by subsequent transaction reports or broker filings.

What securities are described in the MS Form 144?

The excerpt lists Common stock associated with an employee stock unit award dated 03/12/2026. The proposed amount to be sold is shown as 51,668 shares.