Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Mandell L. Crawley submitted a Form 144 notice to sell 16,129 shares of Common Stock tied to an employee stock unit award, through Morgan Stanley Smith Barney LLC as broker. The filing also records a prior sale of 7,860 shares on 01/20/2026 for $1,441,879.27. The filing date shown is 04/16/2026 on the NYSE listing.
Morgan Stanley (MS) filing a Form 144 reporting a proposed sale of 51,668 shares of Common stock tied to an employee stock unit award. The filing lists a prior sale of 30,330 shares on 01/20/2026 for $5,569,085.41.
The securities are linked to Morgan Stanley Smith Barney LLC Executive Financial Services and the filing date shown is 04/16/2026.
Morgan Stanley is offering four tranches of notes totaling $10.0 billion across maturities 2030, 2032 and 2037. The offering includes a $500,000,000 floating rate tranche due April 10, 2030 and three fixed/floating tranches totaling $9.5 billion that pay fixed interest initially and convert to Compounded SOFR-based floating rates during later periods.
The notes are callable under make-whole and other optional redemption provisions beginning on specified dates (first call windows generally starting October 19, 2026) and use Compounded SOFR (with specified spreads) as the floating benchmark; tax and SOFR transition risks are disclosed.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities due May 5, 2031, linked to the worst performing of the Dow Jones Industrial Average and the S&P 500 Index. Each security has a stated principal of $1,000 and an issue price of $1,000. The securities pay no interest; at maturity investors either receive the stated principal plus a 131% leverage on the appreciation of the worst performing underlier, receive only the stated principal if the worst performer finishes between its initial level and a 75% downside threshold, or suffer losses equal to the full percentage decline of the worst performing underlier (no minimum payment). Estimated value on the pricing date is approximately $944.40 per security. Agent commissions total $30 per security and selected dealers may receive up to $8.50 structuring fees. All payments are subject to issuer and guarantor credit risk and other detailed legal and tax qualifications described in the supplements.
Morgan Stanley Finance LLC (MSFL) prices fixed rate callable notes due April 30, 2030 fully and unconditionally guaranteed by Morgan Stanley. The notes pay 4.300% per annum, semi‑annual, with an original issue price of $1,000 per note and an estimated value on the pricing date of $984.30 per note.
The notes include an issuer call that may redeem in whole on specified dates—April 30, 2027 and October 30, 2027—if a risk neutral valuation model run by the calculation agent determines redemption is "economically rational." Redemption pays 100% of principal plus accrued interest. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering fixed rate callable notes due April 30, 2032 with a stated principal and issue price of $1,000 per note and a fixed interest rate of 4.600% per annum, payable semi‑annually beginning October 30, 2026. The notes are fully and unconditionally guaranteed by Morgan Stanley. The notes may be redeemed in whole (but not in part) on specified redemption dates if a risk neutral valuation model determination made by the calculation agent indicates redemption is economically rational; redemption price equals 100% of principal plus accrued interest. The pricing supplement estimates the note value at approximately $980.10 per note on the pricing date. Proceeds will be used for general corporate purposes.
Morgan Stanley Finance LLC is offering fixed rate callable notes due April 29, 2033, fully guaranteed by Morgan Stanley. The notes bear interest at 4.700% per annum paid semi‑annually and have a stated principal of $1,000 per note. The notes may be redeemed in whole (not in part) on specified dates if a risk neutral valuation model determines redemption is economically rational; redemption dates include April 29, 2027 and October 29, 2027. The issuer estimates the value on the pricing date at approximately $976.60 per note, while the issue price is $1,000 per note. All payments are subject to Morgan Stanley’s credit risk and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC is offering fixed rate callable notes due April 30, 2031 with a stated principal and issue price of $1,000 per note. The notes pay 4.500% per annum, semi‑annual, and are callable on certain redemption dates if a risk neutral valuation model determines redemption is economically rational. The estimated value on the pricing date is approximately $983.60 per note. Proceeds will be used for general corporate purposes. All payments are subject to the issuer’s credit risk and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) offers Capped Leveraged Buffered Basket-Linked Notes with a $1,000 face amount tied to a weighted basket of five international indices (EURO STOXX 50, TOPIX, FTSE 100, SMI, S&P/ASX 200). The notes provide 150% upside participation up to a capped Maximum Settlement Amount (expected $1,216.15–$1,253.65 per $1,000) and a 10.00% buffer that protects against losses up to 10.00% of the initial basket level; losses greater than 10.00% reduce principal pro rata under a Buffer Rate of ~111.11%. The estimated trade-date value is approximately $975.80 per note. All payments are subject to issuer credit risk, the notes pay no interest, are not listed, and may have limited secondary market liquidity.
Morgan Stanley is offering multiple tranches of global medium-term senior notes due 2030, 2032 and 2037, including a floating rate series due 2030 and three fixed/floating rate series. The notes will be issued in registered form with minimum denominations of $1,000 and pay interest based on Compounded SOFR (with a specified Spread). Redemption provisions include optional make-whole and other issuer call rights on stated dates and at 100% of principal plus accrued interest.