Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley priced and is offering $75,000,000 aggregate principal of fixed rate notes due July 6, 2027. The notes carry a stated interest rate of 4.21% per annum, an issue price of $1,000 per note, and pay interest at maturity.
The notes accrue original issue discount (OID) per note over stated accrual periods; interest and principal are payable subject to the credit risk of Morgan Stanley. The offering is governed by the prospectus and prospectus supplement dated April 8, 2026.
Morgan Stanley Finance LLC priced $605,000 of Enhanced Trigger Jump Securities (principal at risk) due June 16, 2027. The notes (issue price $1,000 each) tie payoff to the S&P 500® Index with an upside payment of $83.40 (8.34%) and a downside threshold at 6,064.048 (80% of the initial level of 7,580.06 established on the strike date May 29, 2026).
If the final level on the observation date June 11, 2027 is at or above the downside threshold, holders receive principal plus the upside payment. If the final level is below the threshold, holders incur full downside exposure pro rata (no minimum maturity payment). All payments are subject to issuer and guarantor credit risk. The estimated value on the pricing date was $986.50 per security.
Morgan Stanley priced a preliminary offering of fixed rate notes due August 9, 2027 with a stated principal of $1,000 per note and an annual interest rate of 4.32%. The original issue date is June 8, 2026. Payments are subject to the credit risk of Morgan Stanley, the notes will not be listed on any exchange, and the estimated value on the pricing date is approximately $997.60 per note (within $47.60 of that estimate). Proceeds are used for general corporate purposes. Certain distribution and commission amounts are stated as blank in this preliminary supplement and will be set forth in the final pricing supplement.
Morgan Stanley offers $50,000,000 aggregate principal of fixed rate notes due August 4, 2027, with an interest rate of 4.25% per annum. The notes have an original issue date of June 4, 2026, an issue price of $1,000 per note, and pay interest at maturity.
The notes are unsecured obligations subject to Morgan Stanley's credit risk, will not be listed on any exchange, and are issued in $1,000 denominations. The prospectus supplement dated April 8, 2026 and related registration statement provide additional terms and tax information.
Morgan Stanley Finance LLC amends a preliminary pricing supplement for callable contingent income securities fully guaranteed by Morgan Stanley linked to the worst performing of the Russell 2000®, S&P 500® and the State Street® Consumer Staples Select Sector SPDR® ETF.
The securities have a stated principal amount of $1,000 per security, a contingent coupon of 9.35% per annum, a call feature based on a risk neutral valuation model beginning on the first redemption date of December 9, 2026, a final observation date of June 5, 2028 and maturity on June 8, 2028. Payment at maturity depends on the worst performing underlier and principal can be fully lost if the worst performing underlier falls below its 60% downside threshold.
NALLY DENNIS M reported acquisition or exercise transactions in this Form 4 filing.
Morgan Stanley director Dennis M. Nally reported two stock-based compensation awards of Common Stock. On June 1, 2026, he received 345.304 shares as restricted stock units priced at $209.9594 per share under the Morgan Stanley Directors' Equity Capital Accumulation Plan.
He also received 1,309.777 deferred stock units under the same directors' plan in lieu of cash retainers. Both the restricted stock units and deferred stock units are convertible into shares of Common Stock on a 1-to-1 basis, reflecting routine equity compensation rather than open-market buying or selling.
WILKINS RAYFORD JR reported acquisition or exercise transactions in this Form 4 filing.
Morgan Stanley director Rayford Wilkins Jr received an equity award of 1,309.777 restricted stock units, which are convertible into Common Stock on a 1-to-1 basis under the Morgan Stanley Directors' Equity Capital Accumulation Plan. The award was granted at $0.00 per share as compensation rather than an open-market purchase.
Following this grant, Wilkins directly holds 78,268.886 shares of Morgan Stanley Common Stock. No derivative option positions are reported in this filing, so the change reflects an increase in his direct equity stake through stock-based compensation.
Morgan Stanley director Megan Butler reported routine equity compensation activity. She received a grant of 1,309.777 shares of Common Stock in the form of restricted stock units under the Morgan Stanley Directors' Equity Capital Accumulation Plan, at no cash cost. To cover taxes upon conversion of these stock units into shares, 190 shares were withheld at a price of $209.9594 per share, a tax-withholding disposition rather than an open-market sale. After these transactions, Butler directly holds 6,019.147 shares of Morgan Stanley common stock.
Morgan Stanley director Erika H. James received a grant of 1,309.777 restricted stock units under the Morgan Stanley Directors' Equity Capital Accumulation Plan. These units convert into Common Stock on a 1-for-1 basis and increase her direct holdings to 13,252.773 shares, reflecting equity-based compensation rather than an open-market purchase.
Morgan Stanley director Lynn J. Good received stock-based compensation awards in the form of common stock and stock units. On 2026-06-01, she acquired 273.862 shares of common stock at $209.9594 per share and 1,309.777 additional shares at no cash cost to her.
Footnotes explain these are restricted stock units and deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, each convertible into common stock on a 1-to-1 basis. These awards are compensation-related grants, not open-market share purchases.