Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC offers contingent income auto-callable securities tied to Philip Morris International Inc. common stock. Each note has a stated principal amount of $1,000, an annual contingent coupon of 11.40%, and an estimated pricing-date value of approximately $967.40. The notes can be automatically redeemed if the underlier meets the 100% call threshold on specified redemption determination dates beginning November 9, 2026, pay contingent coupons only when the underlier is at or above a coupon barrier level equal to 77% of the initial level, and mature on June 11, 2027. If not auto-redeemed, principal is returned only if the final level is at or above the downside threshold (also 77%); otherwise investors bear losses proportionate to the decline in the underlier.
Morgan Stanley Finance LLC is offering market-linked notes due November 20, 2029, linked to an equally weighted basket of the EURO STOXX 50® (50%) and the Tokyo Stock Price Index (TOPIX®) (50%). Each note has a $1,000 principal amount, an estimated pricing-date value of $944.00, and an upside participation rate of at least 110% to be set on the pricing date. The notes pay at maturity an amount tied to the quarterly arithmetic average of closing levels (quarterly averaging on the 15th of Feb/May/Aug/Nov) and return principal at maturity (subject to issuer credit risk). The notes are unsecured obligations of MS Finance LLC, fully and unconditionally guaranteed by Morgan Stanley, not listed, and include distribution commissions of up to $33.25 per note. Terms are subject to the pricing-date finalization and postponement mechanics described in the supplement.
Morgan Stanley Finance LLC priced a structured, market-linked note offering of $1,142,000 aggregate principal in notes with a $1,000 stated principal amount per note, fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest, mature on April 14, 2031, and return principal at maturity plus an upside payment equal to the stated principal amount multiplied by a participation rate of 126.50% times the underlier percent change, provided the final level of the S&P 500® Futures Excess Return Index exceeds the initial level of 547.66 (strike date April 8, 2026). The estimated value on the pricing date was $968.00 per note; all payments are subject to issuer credit risk and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC offers structured, principal‑at‑risk notes — Buffered Jump Securities with an auto‑callable feature — tied to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. The notes have a $1,000 stated principal amount per security, automatic early‑redemption opportunities beginning May 11, 2027, and a scheduled maturity of May 13, 2031. Payments depend on the index closing levels relative to a call threshold and an 85% buffer level; if the final level is below the buffer, holders lose 1% for each 1% decline beyond the buffer, subject to a minimum payment of 15% of principal. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Structured Investments — Enhanced Buffered Jump Securities linked to the Russell 2000® Index with a stated principal amount of $1,000 per security. The securities mature on November 29, 2029 with an observation date of November 26, 2029.
At maturity, if the final level is at or above the buffer level (85% of the initial level), holders receive the stated principal plus a fixed upside payment of $291 (29.10%). If the final level is below the buffer level, holders lose 1% of principal for each 1% decline beyond the 15% buffer, subject to a minimum payment at maturity of 15% of principal. The document states an estimated value on the pricing date of approximately $957.70 per security and that all payments are subject to the issuer and guarantor credit risk.
Vanguard Capital Management reports beneficial ownership of 89,855,360 shares of Morgan Stanley common stock, representing 5.65% of the class. The filing states Vanguard has sole dispositive power over 89,855,360 shares and sole voting power over 12,140,228 shares. The disclosure notes these holdings include securities held for Vanguard funds and managed accounts. The schedule is signed by Ashley Grim on 04/30/2026.
Morgan Stanley Finance LLC priced Dual Directional Buffered Jump Securities due May 30, 2031, unsecured notes fully and unconditionally guaranteed by Morgan Stanley that reference the S&P 500® Futures Excess Return Index. Each security has a stated principal amount of $1,000 and an upside payment of $512 (51.20% of principal). The securities pay no interest, include a 15% buffer (buffer level = 85% of the initial level) and a minimum payment at maturity of 15% of principal. The pricing and strike dates are May 26, 2026, original issue date May 29, 2026, observation date May 27, 2031 (subject to postponement) and maturity May 30, 2031. The estimated value on the pricing date was approximately $950.00 per security. All payments are subject to issuer and guarantor credit risk; investors may lose a significant portion of principal if the final level is below the buffer.
Morgan Stanley Finance LLC priced contingent-income, principal-at-risk securities that are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, a contingent annual coupon of 8.00%, automatic early-redemption tests beginning on February 8, 2027, and a final maturity of May 9, 2031. Coupons are paid only if the underlier meets a coupon barrier (55% of the initial level) on observation dates; an early redemption occurs if the underlier meets a call threshold (82% of the initial level). If not redeemed and the final level is below the downside threshold (55% of the initial level), payment at maturity is reduced pro rata to the underlier performance. The preliminary pricing shows an estimated value on the pricing date of approximately $908.20 per security. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced Principal at Risk securities linked to the S&P 500® Futures Excess Return Index. Each note has a $1,000 stated principal amount and matures on May 30, 2031. The securities offer a capped upside (a $470 per-security upside payment and a $1,500 maximum payment) and a 15% buffer against index losses; if the final index level on the observation date is below the buffer level, investors lose 1% for each 1% decline beyond that buffer, subject to a 15% minimum payment.
Payments depend solely on the index closing level on the observation date and are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley. The estimated value on the pricing date was approximately $948.00 per security, below the $1,000 issue price, reflecting issuance and hedging costs. All payments are subject to Morgan Stanley’s credit risk and the offering involves limited liquidity and complex tax treatment.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due June 17, 2027 linked to the worst performing of the Dow Jones Industrial Average, Russell 2000® and S&P 500®. Each security has a $1,000 stated principal amount and a fixed $102 upside payment payable at maturity if each underlier is at or above its downside threshold.
If any underlier finishes below its downside threshold (set at 75% of its initial level), the holder’s payment equals the stated principal multiplied by the worst performing underlier’s performance factor, producing a proportional loss (there is no minimum payment). All payments are unsecured obligations of MSFL and are unconditionally guaranteed by Morgan Stanley; the securities do not pay interest and carry issuer credit risk.