Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering contingent income, auto-callable notes due June 11, 2027, linked to the common stock of The Goldman Sachs Group, Inc. Each note has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $972.20. The notes pay a contingent coupon of 12.50% per annum on observation dates when the closing level of the underlier is at least 72% of the initial level. The notes are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley. If not auto-redeemed, repayment at maturity depends on the final level versus a 72% downside threshold; declines below that level produce proportional principal losses, potentially to zero. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC offers Structured Investments — Dual Directional Buffered Participation Securities due November 4, 2027 that are unsecured notes of MSFL and fully guaranteed by Morgan Stanley. Each security has a stated principal of $1,000 and an issue price of $1,000.
At maturity the payout is linked to the worst performing of the Dow Jones Industrial Average and the S&P 500 on the observation date. The securities feature a 15% buffer, 100% upside participation subject to a $1,275 maximum, and a 15% minimum payment at maturity. Estimated value on the pricing date is approximately $987.20. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes linked to the worst performing of the Russell 2000® and S&P 500® Indexes. Each security has a $1,000 stated principal amount and pays a fixed $100 upside if both underliers finish at or above their downside thresholds.
If the final level of either underlier is below its downside threshold (70% of its initial level), the maturity payment equals the stated principal multiplied by the performance factor of the worst performing underlier, so investors can lose up to 100% of principal. All payments are subject to Morgan Stanley Finance LLC’s and Morgan Stanley’s credit risk. Key dates: strike and pricing May 15, 2026, original issue date May 20, 2026, observation date June 15, 2027, maturity June 21, 2027. The estimated value on the pricing date was approximately $986.30 per security.
Morgan Stanley Finance LLC priced contingent income auto-callable securities linked to The Goldman Sachs Group, Inc. The notes have a $1,000 stated principal amount, pay a contingent coupon at an annual rate of 15.00% only if the underlier meets the coupon barrier on observation dates, and mature on June 11, 2027. The securities may be automatically redeemed early if the underlier meets the call threshold on any redemption determination date; otherwise, at maturity investors either receive principal if the final level is at or above the downside threshold (72% of the initial level) or a reduced payment equal to the stated principal multiplied by the performance factor (final level/initial level), which could result in a loss of principal. All payments are unsecured and subject to Morgan Stanley and MSFL credit risk. The estimated value on the pricing date was approximately $987.10 per security.
Morgan Stanley Finance LLC is offering Dual Directional Buffered PLUS notes due August 5, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and an original issue price of $1,000. The payoff is linked to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index on the observation date, with a 105% leverage factor on upside, a 100% absolute return participation rate for limited depreciation returns, a 10% buffer (90% buffer level), and a 10% minimum payment at maturity. The securities pay no interest and expose investors to principal loss if the worst performing underlier falls below the buffer; all payments are subject to issuer credit risk. The estimated value on the pricing date was approximately $985.90 per security.
Morgan Stanley Finance LLC is offering Auto-Callable Trigger PLUS notes due May 5, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and may be automatically redeemed on the first determination date for an $1,150 early redemption payment. If not called, maturity payouts depend on the performance of a five-index basket: positive participation equals 161.50% of upside, a full return of $1,000 is paid if the final basket value is at or above the downside threshold level of 75 (75% of the initial basket value), and losses below that threshold expose investors on a 1-to-1 basis (payment could be less than 75% of principal or zero). The pricing date is April 30, 2026 (original issue date May 5, 2026), and the preliminary estimated value on the pricing date is approximately $963.40 per security. The offering includes agent commissions and a structuring fee; proceeds are for general corporate purposes. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering $6,566,000 of Buffered Digital MSCI EAFE® Index-Linked Notes due August 27, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest; principal is at risk and final payment depends on the MSCI EAFE® Index performance from the trade date to the determination date. If the Final Underlier Level is ≥ 90% of the Initial Underlier Level, investors receive the Maximum Settlement Amount of $1,132.80 per $1,000 face amount. If the Final Underlier Level is < 90%, the Cash Settlement Amount is reduced by a formula using a Buffer Rate of approximately 111.11%, and investors could lose some or all principal. The estimated value on the trade date is $993.40 per note; all payments are subject to issuer credit risk.
Morgan Stanley Finance LLC priced market-linked notes tied to the EURO STOXX 50® Index. The notes have a stated principal amount of $1,000 per note and aggregate principal of $100,000. They pay no interest, carry a 100% participation rate in any upside at the observation date, and repay the stated principal at maturity unless the final level exceeds the initial level of 5,860.32. The notes were issued at $1,000 with an estimated value of $937.30 on the pricing date and include a dealer commission of $40 per note. All payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley; payments are subject to the issuers' credit risk.
Morgan Stanley Finance LLC is offering structured, variable-income auto-callable notes due May 1, 2031, fully and unconditionally guaranteed by Morgan Stanley. The notes are sold at a stated principal of $1,000 per note (aggregate $1,028,000) and have a variable coupon that will be either 0.25% or 8.00% per annum depending on monthly observation-date tests against coupon barrier levels (70% of initial levels) and call threshold levels (90% of initial levels). The notes pay the higher coupon only when the closing level of each underlier (PLTR, UNH, ORCL) is at or above its coupon barrier on an observation date and will be automatically redeemed early if each underlier is at or above its call threshold on a redemption determination date. The estimated value on the pricing date was $952.40 per note; purchasers bear issuance costs including an agent commission of $38.50 per note. All payments are subject to Morgan Stanley's credit risk; the notes are unsecured and will not be listed.
Morgan Stanley Finance LLC priced a primary offering of principal-at-risk, fixed-income structured notes: Buffered Auto-Callable Securities due May 1, 2031, fully guaranteed by Morgan Stanley. The offering consists of $3,041,000 aggregate principal in $1,000 denominations and carries a 7.00% annual fixed coupon paid monthly.
The securities can be automatically redeemed beginning on the first redemption determination date if the underlier (the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index) is at or above the call threshold (initial level 1,306.82). If not called, maturity payoffs depend on the final level versus a buffer level of 1,110.797 (85% of initial), exposing investors to losses beyond the 15% buffer with a minimum payment at maturity of 15% of principal. All payments are subject to issuer and guarantor credit risk.