Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced $1,168,000 of market-linked notes due May 2, 2030. The notes pay no interest and are linked to the worst performing of the Dow Jones Industrial Average and the S&P 500, with a participation rate of 100% and a maximum payment at maturity of $1,320 per $1,000 note. The stated issue price is $1,000 per note, the issuer received $965 per note after a $35 selling commission, and the estimated value on the pricing date was $956.50 per note. All payments are unsecured obligations of Morgan Stanley Finance LLC and fully guaranteed by Morgan Stanley; holders remain exposed to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced $9,655,000 of Structured Investments Enhanced Buffered Jump Securities due November 1, 2027, fully guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and an $133 fixed upside payment if the S&P 500® closing level on the observation date is at or above the buffer level. The notes provide a 15% buffer (buffer level ≈ 6,097.824) and apply a downside factor of 1.1765 to losses beyond that buffer; investors may lose up to their entire principal. The estimated value on pricing was $979.40 per security and the issue price includes placement and structuring costs.
Morgan Stanley Finance LLC priced a contingent-income, principal-at-risk note linked to the worst performing of the Nasdaq-100 and Russell 2000. The notes have a $1,000 stated principal amount, $15,000,000 aggregate issuance and an estimated value of $954.60 on the pricing date.
The securities pay a contingent coupon at an annual rate of 5.50% on each coupon date only if both underliers are at or above their coupon barrier levels on the related observation dates; automatic early redemption is possible on scheduled redemption determination dates if both underliers are at or above their call thresholds. At maturity investors receive principal only if both underliers are at or above their buffer levels (80% of initial); otherwise the payment equals the stated principal multiplied by the worst performing underlier's performance factor plus the 20% buffer, subject to a 20% minimum payment. All payments are subject to issuer and guarantor credit risk and tax treatment is described as uncertain.
Morgan Stanley Finance LLC priced Contingent Income Auto-Callable Notes due May 3, 2029 linked to the worst performing of the Dow Jones Industrial Average, EURO STOXX 50 and Russell 2000. The securities carry a stated principal amount of $1,000 per security, an aggregate issue of $271,000, and an estimated value on the pricing date of $957.20 per security.
They pay a contingent coupon at an annual rate of 9.75% only if each underlier is at or above its coupon barrier on observation dates, feature automatic early redemption on specified redemption determination dates if all underliers meet call thresholds, and expose investors to principal loss at maturity if the worst performing underlier falls below a 70% downside threshold.
Morgan Stanley Finance LLC is offering Trigger Absolute Return Step Securities linked to a weighted basket of international indices. Each Security has a $10 principal amount and an Issue Price of $10.00; the issuer estimates the Trade Date value at $9.402 per Security. The five-year notes mature on April 30, 2031 and pay at maturity either (i) $10 plus a return equal to the greater of the Step Return of 40.00% or the Basket Return if the Final Basket Level is at or above the Step Barrier (100), (ii) $10 plus the Contingent Absolute Return if the Final Basket Level is below the Step Barrier but at or above the Downside Threshold (75), or (iii) $10 plus the Basket Return (which may be negative) if the Final Basket Level is below the Downside Threshold, potentially resulting in a substantial loss of principal. All payments are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley; payments depend on the issuer’s creditworthiness. Trade Date: April 28, 2026; Settlement Date: April 30, 2026.
The pricing supplement offers Dual Directional Trigger PLUS notes issued by Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, linked to the worst performing of the Dow Jones Industrial Average and the Nasdaq-100 Index. The securities have a $1,000 stated principal amount, mature on May 2, 2029, and pay no interest. Payouts at maturity depend on the worst performing underlier: leveraged upside of 110% if the final level is above its initial level; a capped positive return via a 50% absolute return participation rate if declines remain above a 70% downside threshold; otherwise, holders suffer losses pro rata (1% loss per 1% index decline) and could lose their entire principal. All payments are subject to issuer credit risk and the estimated value on the pricing date was $945.90 per security.
Morgan Stanley Finance LLC priced market-linked notes due May 3, 2030, fully guaranteed by Morgan Stanley. The notes link to the worst performing of the Russell 2000® Index and the EURO STOXX 50® Index, pay no periodic interest and have a participation rate of 102%. The stated principal amount is $1,000 per note and the aggregate principal amount offered is $151,000. Investors receive the stated principal amount at maturity and, if the worst performing underlier finishes above its initial level, an upside payment equal to the stated principal amount multiplied by the participation rate and the percent appreciation of the worst performing underlier. All payments are subject to the issuers and guarantors credit risk; the notes are unsecured and will not be listed on an exchange.
Morgan Stanley Finance LLC priced Principal at Risk notes linked to the S&P 500® Index. The securities have a $1,000 stated principal amount, an original issue price of $1,000 and an aggregate principal amount of $1,224,000. The observation date is April 28, 2031 with maturity on May 1, 2031. Returns vary by final index level: investors receive principal plus upside (100% participation) capped at $1,640 per security if the index rises; if the index declines but stays above the 15% buffer, investors receive the stated principal plus a positive absolute-return payment (100% participation) up to 15%; if the index falls below the 15% buffer, investors incur 1% principal loss for each 1% decline beyond the buffer, subject to a minimum payment of 15% of principal. Payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to issuer credit risk and tax uncertainty.
Morgan Stanley Finance LLC is offering Trigger Step Securities due April 30, 2031, fully guaranteed by Morgan Stanley. Each $10 Security links to the least performing of the S&P 500® and EURO STOXX 50® indices. If both Underlyings finish at or above their Step Barriers, holders receive principal plus the greater of a 65.00% Step Return or the Least Performing Underlying’s return. If either Underlying closes below its Downside Threshold (75% of its Initial Level), holders suffer a principal loss proportional to the Least Performing Underlying’s decline. Trade Date is April 28, 2026, Settlement Date April 30, 2026, Final Valuation Date April 28, 2031 and Maturity Date April 30, 2031. The Issue Price is $10.00, estimated Trade Date value is $9.436 per Security, and total offered principal is $19,916,200. All payments are subject to Morgan Stanley’s credit risk and the contingent repayment of principal applies only at maturity.
Morgan Stanley Finance LLC is offering $2,000,000 of Capped GEARS linked to the Invesco KBW Bank ETF with a June 30, 2027 maturity, fully and unconditionally guaranteed by Morgan Stanley. Each $10 Security has 3.0 Upside Gearing and a Maximum Gain of 21.75% ($12.175 payoff). The Securities repay principal only at maturity and expose holders to full downside of the Underlying Return; estimated trade‑date value was $9.617 per Security and the Issue Price is $10. These are unsecured debt obligations subject to Morgan Stanley credit risk and limited liquidity.