Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a structured note offering of Dual Directional Buffered PLUS securities due November 2, 2027, fully guaranteed by Morgan Stanley. The securities link to the worst performing of the Russell 2000® and the S&P 500® indices, offer a 109.50% leverage factor on upside and a 10% buffer on declines, and have a $1,000 stated principal amount per security. The offering size is $1,448,000 aggregate principal, with an original issue price of $1,000 and an estimated value on the pricing date of $970.10. Payments at maturity depend solely on closing levels on the observation date, subject to a 10% minimum payment and full credit risk of the issuer/guarantor.
Morgan Stanley Finance LLC priced market-linked notes tied to the S&P 500 Futures Excess Return Index with a $1,000 stated principal per note. The notes mature on June 3, 2031 with an observation date of May 29, 2031 and pay no interest. At maturity, if the final index level exceeds the initial level, investors receive the stated principal plus an upside payment equal to the appreciation multiplied by a participation rate (to be set on the pricing date between 130.50% and 134.50%). If the final level is equal to or less than the initial level, investors receive only the stated principal. The estimated value on the pricing date was approximately $965.60 per note; the issue price is $1,000 per note. All payments are subject to issuer credit risk and the notes are unsecured and unlisted.
Morgan Stanley Finance LLC priced principal-at-risk notes linked to the S&P 500® Futures Excess Return Index due June 3, 2031. Each $1,000 security may pay an upside or absolute-return-based positive payoff if the index remains above a 70% downside threshold on the observation date of May 29, 2031; if the index finishes below that threshold investors lose 1% of principal for each 1% decline, potentially losing their entire investment. The estimated value on the pricing date was approximately $965.80 per security and all payments are subject to Morgan Stanley credit risk.
Morgan Stanley offers a priced supplement for Dual Directional Buffered PLUS notes due June 3, 2031, linked to the worst performing of the EURO STOXX 50® and the S&P 500®. Each note has a $1,000 stated principal and does not pay interest.
At maturity the payout is based on the worst performing underlier: a leveraged upside if the worst underlier appreciates, a capped positive return if the worst underlier declines but stays above a 20% buffer, and pro rata principal loss beyond the buffer subject to a 20% minimum payment. Payments are unsecured obligations of Morgan Stanley Finance LLC and are unconditionally guaranteed by Morgan Stanley; all payments remain subject to issuer credit risk.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities due June 3, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, no periodic interest, and pays a leveraged upside if the worst performing underlier finishes above its strike.
Payment at maturity is determined by the worst performing of the Dow Jones Industrial Average and the S&P 500® Index on the observation date May 29, 2031. A downside threshold is set at 75% of the initial level; if either underlier is below that threshold, investors suffer a dollar-for-dollar loss based on that worst performing underlier. The leverage factor will be set on the pricing date between 143% and 158%. The estimated value on the pricing date is approximately $965.70 per security.
Morgan Stanley Finance LLC priced a structured note — the Dual Directional Trigger PLUS — due June 3, 2031 and guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount and pay at maturity based on the S&P 500® Futures Excess Return Index performance. If the final level is above the initial level, investors receive principal plus a leveraged upside (leverage factor determined on pricing date between 180%–195%); if the final level is below the initial level but at or above 60% of the initial level, investors receive principal plus an absolute-return payment using a 50% participation rate (capped effectively at 20% in examples); if the final level is below the 60% threshold, investors suffer principal loss pro rata and could lose their entire investment. The pricing/strike date is May 29, 2026 and the estimated value on the pricing date is approximately $959.50 per security.
Morgan Stanley Finance LLC amended a pricing supplement for market-linked notes due April 16, 2031, fully guaranteed by Morgan Stanley. The notes pay no interest, have a participation rate of 111% in upside tied to the S&P 500® Futures Excess Return Index, and return stated principal at maturity unless the index finishes above the initial level of 550.19.
The issue price is $1,000 per note (estimated value $944.40), aggregate principal is $390,000, and agent commissions are $37.50 per note. Payments are subject to Morgan Stanley's credit risk, no exchange listing, and tax treatment as contingent payment debt instruments.
Morgan Stanley Finance LLC offers Dual Directional Trigger PLUS principal-at-risk securities due June 3, 2030 that are fully and unconditionally guaranteed by Morgan Stanley. The notes return no interest and expose investors to loss of principal based on the worst performing of the Nasdaq-100® Technology Sector and the Russell 2000® Index on the observation date.
The securities pay the stated principal plus a leveraged upside if both underliers finish above their initial levels; if the worst performing underlier finishes between its initial level and a 70% downside threshold, investors may receive a limited positive return via a 50% absolute return participation feature (capped effectively at 15%). If the worst performing underlier is below its 70% downside threshold, investors suffer a pro rata loss of principal (1% loss of principal for each 1% decline), with no minimum payment. All payments are subject to MSFL and Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk, contingent income auto‑callable securities linked to the common stock of Philip Morris International Inc. The notes have a $1,000 stated principal amount per security, a contingent coupon at an annual rate of 13.95%, a maturity date of June 11, 2027 and a final observation date of June 8, 2027. The contingent coupon is paid only if the closing level of the underlier is at or above the coupon barrier level (set at 77% of the initial level) on each observation date; early automatic redemption occurs if the closing level is at or above the call threshold (100% of the initial level) on any redemption determination date. If the securities are not called and the final level is below the downside threshold (set at 77% of the initial level), investors suffer a loss proportional to the decline in the underlier and could lose their entire investment. All payments are subject to issuer and guarantor credit risk. The pricing/strike date was May 8, 2026, original issue date May 13, 2026, and the issuer’s estimated value on pricing was approximately $982.60 per security.
Morgan Stanley Finance LLC offers Buffered PLUS principal-at-risk securities due November 18, 2027, fully and unconditionally guaranteed by Morgan Stanley. These notes reference the worst performing of the iShares Russell Mid‑Cap ETF (IWR) and the S&P 500 Index (SPX) and pay no interest.
At maturity the payment depends on the worst performing underlier: investors receive the stated principal plus a 120% leverage on positive performance subject to a $1,227.50 maximum payment, receive principal if the worst underlier finishes no worse than a 20% buffer, or lose 1% for each 1% decline beyond the buffer (subject to a 20% minimum payment).