Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Trigger PLUS principal‑at‑risk securities due June 3, 2030 linked to the worst performing of the Russell 2000® and the S&P 500®. Each security has a $1,000 stated principal amount and an issue price of $1,000. Payment at maturity depends solely on closing levels on the observation date May 29, 2030. If the final level of each underlier is above its initial level, investors receive principal plus a leveraged upside equal to the leverage factor times the appreciation of the worst performing underlier; the leverage factor will be set between 147% and 157%. If the worst performing underlier is at or above its downside threshold of 75% of its initial level, investors receive the stated principal amount. If the worst performing underlier is below that threshold, investors incur losses equal to the percentage decline of that underlier, potentially losing all principal. The preliminary estimated value on the pricing date is approximately $966.90 per security. All payments are subject to issuer and guarantor credit risk and the securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC is offering Dual Directional Buffered PLUS notes due May 30, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal and is linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000.
At maturity the payoff depends on the worst performing underlier: upside participation with a leverage factor determined on the pricing date (stated range 136%–151%), an absolute‑return participation feature if declines remain within a 20% buffer, and, if the worst underlier falls below the buffer, pro rata principal loss. The securities pay no interest, have an estimated value on the pricing date of approximately $930.80 and a minimum payment at maturity equal to 20% of principal.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk notes due June 3, 2030, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $959.60. Payoff depends on the worst performing of the Nasdaq-100 Technology Sector, Russell 2000 and S&P 500: investors receive leveraged upside if the worst underlier finishes above its initial level, principal if the worst underlier finishes between its initial level and a 70% downside threshold, or a prorated loss tied to the worst underlier if it finishes below that threshold. The leverage factor will be set on the pricing date (stated range 170%–175%). All payments are subject to issuer and guarantor credit risk, there is no guaranteed interest, and there may be limited secondary-market liquidity.
Morgan Stanley Finance LLC is offering Dual Directional Buffered PLUS notes due May 29, 2031, linked to the EURO STOXX 50® Index. The stated principal amount and issue price are $1,000 per security; the estimated value on the pricing date is approximately $930.90. At maturity the payout depends on the final index level: (1) if the final level > initial level, holders receive principal plus a leveraged upside (leverage factor set on pricing date between 144% and 159%); (2) if final level ≤ initial but ≥ the 85% buffer level, holders receive principal plus a positive return based on the absolute underlier return (100% participation) capped effectively at 15%; (3) if final level < buffer level, holders lose principal beyond the 15% buffer, with a minimum payment at maturity of 15% of principal. All payments are unsecured and guaranteed by Morgan Stanley and are subject to the issuer’s credit risk. This pricing supplement references the product, index, tax supplements and prospectus for full terms.
Morgan Stanley Finance LLC priced Dual Directional Buffered Participation Securities due May 30, 2031, principal-at-risk notes linked to the S&P 500® Index and fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $937.00.
Payments at maturity depend on the index closing on the observation date: investors receive upside participation (100%) subject to a capped maximum payment of $1,585 to $1,605, a buffered absolute-return feature for declines down to 85% of the initial level, and a minimum payment of 15% of principal. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced a Trigger PLUS principal-at-risk note due June 3, 2031, fully guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security, an estimated value on the pricing date of approximately $956, and are linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indices.
Holders receive either principal plus a leveraged upside payment (400% leverage) capped at a $1,800–$1,850 maximum, return of principal if the worst underlier is no worse than 70% of its initial level, or a pro rata loss equal to the percent decline of the worst underlier if it falls below the 70% threshold. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced a structured, market-linked note offering: $500,000 aggregate principal of five-year notes due May 2, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and was issued at $1,000 per note with an estimated value of $943.60 on the pricing date.
The notes pay no interest and return at maturity either the stated principal or the stated principal plus an upside payment equal to the stated principal × 135% participation rate × the percent change of the worst performing underlier (STOXX Europe 600 and EURO STOXX 50). Payments are subject to Morgan Stanley’s credit risk, the notes are unsecured, and they will not be listed on an exchange.
Morgan Stanley Finance LLC offers Dual Directional Trigger PLUS securities due May 30, 2031, linked to the S&P 500® Futures Excess Return Index with a stated principal amount of $1,000 per security. The securities pay no interest and are fully guaranteed by Morgan Stanley. The payment at maturity depends on the index closing level on the observation date: if the final level is higher than the initial level, holders receive principal plus a leveraged upside (leverage factor to be set on the pricing date, disclosed as 159%–174%); if the final level is flat or down but ≥ the downside threshold (set at 60% of the initial level), holders receive principal plus an absolute-return payment based on a 50% participation rate (capped effectively at 20% under the stated terms); if the final level is below the downside threshold, holders suffer principal losses at a 1:1 rate and could lose their entire investment. All payments are subject to issuer and guarantor credit risk. The estimated value on the pricing date was approximately $931.60 per security.
The Dual Directional Trigger PLUS notes are unsecured, principal‑at‑risk securities issued by Morgan Stanley Finance LLC and fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and matures on May 30, 2031. Payout at maturity is determined solely by the worst performing of the Dow Jones Industrial Average, Russell 2000® and S&P 500®.
If every underlier is above its initial level, holders receive principal plus a leveraged upside. If the worst performing underlier is below its initial level but at or above its downside threshold (60% of initial), holders receive principal plus a capped positive return tied to the absolute decline (50% participation). If any underlier is below its downside threshold, holders lose 1% of principal for every 1% decline in that underlier; the payment could be significantly less than principal or zero. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering market-linked notes tied to the EURO STOXX 50® Index with a stated principal amount of $1,000 per note and a maturity date of June 3, 2031. The notes pay no interest; at maturity investors receive the stated principal plus an upside payment only if the final level exceeds the initial level. The participation rate will be set on the pricing date and is disclosed in the range 123% to 133%. The estimated value on the pricing date is approximately $967.00 per note. All payments are subject to Morgan Stanley and MSFL credit risk; the notes are unsecured and will not be listed.