Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC offers Principal at Risk structured notes with an auto-callable feature linked to the worst performing of the Nasdaq-100 Technology Sector, Russell 2000, and S&P 500. Each security has a $1,000 stated principal amount and does not pay interest. The securities may be automatically redeemed on the first determination date (June 8, 2027) if each underlier meets its call threshold, producing an early redemption payment in the stated range. If not called, payoff at maturity (June 3, 2030) depends on the worst performing underlier: investors may receive principal plus an upside payment (150% participation) if all underliers finish above initial levels, receive only principal if all finish at or above 70% of initial levels, or suffer losses pro rata to the worst underlier (possible total loss).
Morgan Stanley Finance LLC priced a $22,550,000 offering of Trigger PLUS principal-at-risk securities fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest, mature on May 3, 2032, and reference a six-index basket with an observation date of April 28, 2032.
The securities return the $1,000 stated principal plus a 130% leverage factor on any appreciation of the underlier. If the final level is below the downside threshold of 75, investors lose 1% of principal for each 1% decline; there is no minimum payment. Issue price is $1,000 (estimated value on the pricing date: $960.80), agent commission $30 per security, and proceeds to issuer $970 per security.
Morgan Stanley Finance LLC is offering Principal at Risk Structured Investments—Enhanced Trigger Jump Securities due June 3, 2031 linked to the worst performing of the Dow Jones Industrial, Nasdaq-100 and Russell 2000 indices. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $964.90. At maturity investors either receive principal plus the greater of the worst-underlier percent change or an upside payment, or suffer losses if any underlier falls below its 70% downside threshold; there is no guaranteed return of principal and payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC offers market-linked notes tied to the EURO STOXX 50® Index, fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000 per note, does not pay interest, and will pay at maturity either the stated principal or the stated principal plus an upside payment if the underlier’s final level exceeds the initial level. The upside payment equals the stated principal amount multiplied by a participation rate (to be set on the pricing date between 106.50% and 116.50%) and the underlier percent change. The notes mature on May 29, 2031 with an observation date of May 26, 2031. All payments are subject to Morgan Stanley’s credit risk; notes are unsecured, not exchange listed, and may have limited secondary liquidity.
Morgan Stanley Finance LLC priced market-linked notes — Structured Investments due May 30, 2031, fully guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and pays no periodic interest.
At maturity investors receive principal plus an upside payment if the S&P 500® Futures Excess Return Index final level exceeds the initial level; the upside equals stated principal × participation rate × underlier percent change. The participation rate will be set on the pricing date between 112% and 117%. The estimated value on the pricing date was approximately $941.00 per note.
Morgan Stanley Finance LLC offers Structured Investments — Buffered Jump Securities with an auto-call feature, fully guaranteed by Morgan Stanley.
Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $972.40. The notes pay no interest, carry principal-at-risk protection with a 20% buffer, a 150% participation rate in the upside of the worst-performing underlier, a minimum payment at maturity of 20% of principal, an automatic early redemption test on June 8, 2027 and final maturity on June 3, 2030. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced market-linked notes due May 31, 2030, fully guaranteed by Morgan Stanley, linked to the S&P 500® Futures Excess Return Index. Each note has a $1,000 stated principal amount and pays no interest. At maturity investors receive principal and an upside payment equal to 100% participation in the underlier’s appreciation, capped at a maximum payment that will be set on the pricing date (illustrated as $1,587 to $1,637 per note). The estimated value on the pricing date is approximately $953.60 per note; the issue price is $1,000, which reflects issuance and hedging costs borne by investors. All payments are subject to Morgan Stanley’s credit risk and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk securities due June 3, 2030. Each security has a stated principal amount of $1,000 and is linked to the worst performing of the Russell 2000® and S&P 500® indices. The payment at maturity depends on the worst performing underlier: investors receive the stated principal plus a leveraged upside if that underlier appreciates, the stated principal if the worst performing underlier finishes no worse than the 20% buffer, or a reduced amount (losing 1% per 1% decline beyond the buffer) subject to a 20% minimum payment. The leverage factor will be determined on the pricing date and is expected to be between 125% and 130%. All payments are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley and are subject to Morgan Stanley credit risk. Estimated value on the pricing date is approximately $971.20 per security, reflecting issuance, structuring and hedging costs included in the $1,000 issue price.
Morgan Stanley Finance LLC priced Principal at Risk structured notes linked to the S&P 500® Futures Excess Return Index with a $1,000 stated principal amount per security. The notes mature on May 30, 2031 and pay no interest. At maturity investors receive either (a) principal plus the greater of the underlier percent change or an upside payment (expected $507.50 to $527.50 per security), (b) a positive absolute-return payment if the final level is between the downside threshold (70% of the initial level) and the initial level, or (c) a loss of principal pro rata if the final level is below the downside threshold. The estimated value on the pricing date was approximately $937.20, reflecting issuance, structuring and hedging costs borne by investors. All payments are subject to Morgan Stanley Finance LLC credit risk and guaranteed by Morgan Stanley. Timing references: strike/pricing date May 26, 2026, issue date May 29, 2026, observation date May 27, 2031.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities linked to the S&P 500® Futures Excess Return Index with a stated principal amount of $1,000 per security. The securities mature on June 3, 2031 and pay no interest. If the final index level on the observation date is above the initial level, holders receive principal plus a leveraged upside payment using a leverage factor to be set on the pricing date (disclosed range: 210%–215%). If the final level is between the initial level and a downside threshold (70% of the initial level), holders receive only principal. If the final level is below the downside threshold, holders incur losses equal to the percentage decline in the underlier, with no minimum payment and the possibility of losing the entire investment. Payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley; all payments are subject to Morgan Stanley’s credit risk. The estimated value on the pricing date was approximately $959.50 per security. The aggregate offering amount is not specified in the excerpt.