Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced Principal at Risk notes linked to the worst performing of the Russell 2000 and S&P 500. The offering is $9,360,000 in aggregate at a stated principal amount of $1,000 per security and an issue price of $1,000. The securities mature on June 3, 2027 and pay no interest. If, on the observation date (May 28, 2027, subject to postponement), the final level of each underlier is at or above its downside threshold (65% of the initial level), holders receive the stated principal plus an upside payment of $91 (9.10%). If the final level of either underlier is below its downside threshold, payment equals the stated principal multiplied by the worst performing underlier’s performance factor, which could result in a significant loss or zero return. All payments are subject to MSFL and Morgan Stanley credit risk.
Morgan Stanley Finance LLC offers principal-at-risk, auto-callable structured securities linked to the worst performing of the Russell 2000® and S&P 500® indices with a stated principal amount of $1,000 per security. The securities may automatically redeem on the first determination date for a fixed early redemption payment or else pay at maturity on June 3, 2030 based on the final levels of the underliers and a 150% participation rate for upside. If the worst performing underlier falls below its downside threshold (70% of its initial level), investors lose 1% of principal for each 1% decline in that underlier; the payment at maturity could be significantly less than principal or zero. All payments are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley; payments remain subject to Morgan Stanley’s credit risk. The document notes an estimated value on the pricing date of approximately $976.90 and that the issue price of $1,000 includes issuing, structuring and hedging costs borne by investors.
The filing is a preliminary pricing supplement for Morgan Stanley Finance LLC notes called Dual Directional Trigger PLUS due May 31, 2030, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $932.20. Payments at maturity depend on the performance of the worst performing of the Nasdaq-100 Technology Sector Index and the Russell 2000 Index, with a leveraged upside (leverage factor to be set on the pricing date between 122%–137%), a 50% absolute return participation feature if the worst underlier remains above its 70% downside threshold, and full downside exposure if the worst underlier falls below that threshold. The notes pay no interest, are principal‑at‑risk, and are subject to Morgan Stanley’s credit risk and the calculation agent’s discretion.
Morgan Stanley Finance LLC is offering Principal‑at‑Risk contingent‑coupon auto‑callable notes linked to General Electric Company common stock. Each security has a stated principal amount of $1,000, an issue price of $1,000 and an estimated value on the pricing date of approximately $977.30. The notes pay a contingent coupon only when the underlier meets the coupon barrier on observation dates and can be automatically redeemed early if the underlier meets the call threshold on specified redemption determination dates. At maturity, if not auto‑redeemed, investors either receive principal (if the final level is at or above the downside threshold) or a reduced cash payment equal to the performance factor multiplied by principal, exposing investors to potential loss of principal. All payments are subject to Morgan Stanley and MSFL credit risk; offering terms reference product, tax supplement and prospectus documentation.
Morgan Stanley Finance LLC offers Principal at Risk Contingent Income Auto-Callable Securities due December 1, 2027, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal and an issue price of $1,000. The notes pay a contingent coupon (actual rate set on the pricing date, indicated range 9.25%–10.25%), are auto-callable on set observation/redemption dates, and link payoff to the worst performing of the Dow Jones Industrial Average (INDU) and the State Street Energy Select Sector SPDR ETF (XLE). If either underlier closes below downside thresholds at maturity, principal is reduced pro rata to the worst performing underlier; investors do not participate in upside. Estimated value on the pricing date is approximately $965.10 per security.
Morgan Stanley Finance LLC priced Principal-at-Risk auto-callable securities linked to the worst performing of the EURO STOXX 50®, Russell 2000® and S&P 500®, fully guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, a 150% participation rate and an automatic early redemption feature on the first determination date of June 8, 2027.
If not auto‑redeemed, maturity is May 30, 2031. Payments at maturity depend on the worst performing underlier: investors either receive principal plus an upside payment, return of principal, or an amount reduced pro rata if the worst underlier falls below its 70% downside threshold, potentially resulting in total loss. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk Buffered Jump Securities linked to the worst performing of Broadcom Inc., Micron Technology, and NVIDIA Corporation, fully guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount, an aggregate principal of $3,336,000, an original issue date of May 1, 2026 and mature on June 6, 2029. They pay no regular interest and include an automatic early redemption on the first determination date (May 5, 2027) if each underlier meets its call threshold, producing an early redemption payment of $1,800 per security. At maturity investors may receive the stated principal plus an upside payment (participation rate 350% of the worst performing underlier’s gain), the stated principal, or a reduced payment reflecting losses beyond a 21% buffer (minimum payment 21% of principal). All payments are subject to Morgan Stanley’s credit risk and tax treatment is uncertain.
Morgan Stanley Finance LLC priced auto-callable principal-at-risk notes linked to the worst performing of the EURO STOXX 50®, Russell 2000® and S&P 500®, with a $1,000 stated principal per security and maturity on June 3, 2030. The notes pay no regular interest and may be automatically redeemed on June 11, 2027 if each underlier meets its call threshold on the first determination date (June 8, 2027). If not redeemed, payoff at maturity depends on the worst performing underlier: full principal plus an upside payment if all final levels exceed initial levels; full principal if all final levels remain ≥70% of initial levels; otherwise principal is reduced proportionately to the worst performing underlier and could be zero. The participation rate is 150%. Estimated value on the pricing date was approximately $975.40 per security. All payments are unsecured and guaranteed by Morgan Stanley and subject to the issuer's credit risk.
Morgan Stanley Finance LLC priced a preliminary offering of principal-at-risk, auto-callable securities backed by Morgan Stanley, linked to the worst performing of the Russell 2000® and S&P 500® indices. The securities have a $1,000 stated principal amount per security, an original issue price of $1,000, an estimated value on the pricing date of approximately $948.30, a maturity date of May 31, 2030 and a first determination date for early redemption of June 8, 2027.
The notes pay no periodic interest, carry a 150% participation rate on upside if the final level of each underlier is above its initial level, and are subject to a downside threshold of 70% of the initial level. If the worst performing underlier falls below that threshold at maturity, investors lose 1% of principal for each 1% decline in that underlier; payments may be significantly less than principal or zero. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering buffered jump, auto-callable principal-at-risk notes due May 31, 2030, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The notes are linked to the worst performing of the Nasdaq-100 Technology Sector, the Russell 2000 and the S&P 500. A 20% buffer protects against losses up to 20% of the worst performing underlier; losses beyond that reduce principal dollar-for-dollar. The notes can auto-redeem on the first determination date for a fixed early redemption payment. Payments are subject to Morgan Stanley’s credit risk and the securities do not pay periodic interest.