Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income auto-callable securities with a stated principal amount of $1,000 per security. The notes pay an annual contingent coupon (to be set on the pricing date, indicated between 8.25% and 9.25%) only if both underliers meet coupon barriers on observation dates, are automatically redeemed if both underliers meet call thresholds on specified redemption determination dates, and return principal at maturity only if both underliers finish above the downside thresholds; otherwise holders suffer a loss tied to the worst-performing underlier. The securities are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and carry issuer credit risk. Key dates: strike/pricing May 26, 2026, original issue May 29, 2026, final observation August 26, 2027, maturity August 31, 2027. The estimated value on the pricing date is approximately $955.70 per security.
Morgan Stanley Finance LLC issues a Trigger PLUS structured note offering linked to the worst performing of the Nasdaq-100 Index, Nasdaq-100 Technology Sector and the VanEck Semiconductor ETF. The securities have a stated principal amount of $1,000 per security and aggregate principal amount of $1,247,000. The notes mature on May 1, 2031 with an observation date of April 28, 2031. At maturity holders receive either the stated principal plus a leveraged upside payment (leverage factor 163%) if the worst performing underlier finishes above its initial level, the stated principal if the worst performing underlier finishes at or above its 80% downside threshold level, or a principal loss equal to the percentage decline of the worst performing underlier if it finishes below its downside threshold (no minimum payment). All payments are subject to issuer and guarantor credit risk; the estimated value on the pricing date was $918.90 per security.
Morgan Stanley Finance LLC is offering Trigger PLUS notes due May 31, 2030, unsecured and fully guaranteed by Morgan Stanley, linked to the worst performing of the Russell 2000® and S&P 500® indices. Each security has a stated principal amount of $1,000 and pays no interest.
At maturity the payout depends on the worst performing underlier: investors receive the stated principal plus a leveraged upside payment if that underlier is above its initial level; receive only principal if the worst underlier is between its initial level and a downside threshold of 75% of its initial level; and lose 1% of principal for every 1% decline below the downside threshold (payment could be zero). The leverage factor will be set on the pricing date at between 130% and 135%. All payments are subject to the issuer’s and guarantor’s credit risk. The estimated value on the pricing date is approximately $938.30 per security.
Morgan Stanley Finance LLC priced a $480,000 offering of Principal at Risk structured notes due May 1, 2031 with a $1,000 stated principal amount per security. The notes pay a contingent coupon of 12.15% per annum only when the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index closes at or above the coupon barrier (70% of the initial level) on observation dates. The notes feature an automatic early redemption if the underlier meets the call threshold (the initial level) on specified redemption determination dates and return principal at maturity only if the final level is at or above the buffer level (85% of the initial level); otherwise principal is reduced 1% per 1% decline beyond the 15% buffer, subject to a 15% minimum payment. Initial level is 1,272.38; estimated value on the pricing date was $942.90. All payments are unsecured and subject to Morgan Stanley's credit risk; sales are to fee-based advisory accounts via MS & Co.
Morgan Stanley offers structured Trigger PLUS securities due May 30, 2031 linked to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $937.40.
At maturity the payout is determined by the worst performing underlier: investors receive principal plus a leveraged upside if that underlier appreciates, principal only if the worst underlier remains at or above a 70% downside threshold, or a proportional loss (up to a total loss) if the worst underlier closes below the threshold. All payments are subject to issuer credit risk and the securities do not pay interest.
Morgan Stanley Finance LLC priced principal‑at‑risk, auto‑callable structured notes linked to the worst performing of the Dow Jones Industrial Average, S&P 500® and Russell 2000®. Each security has a stated principal amount of $1,000, a 150% participation rate for upside, automatic early‑redemption opportunities and a downside threshold at 70% of each initial level. The securities do not pay interest, expose investors to issuer credit risk, and may return less than principal (potentially zero) if the worst performing underlier falls below its downside threshold on the observation date. Automatic early redemption begins on the first determination date of June 1, 2027, and maturity is June 3, 2030. The estimated value on the pricing date was approximately $973.20 per security.
Morgan Stanley Finance LLC priced market-linked notes tied to the EURO STOXX 50® Index with a June 3, 2030 maturity. Each note has a $1,000 stated principal amount and pays no periodic interest; at maturity investors receive principal plus an upside payment if the index final level exceeds the initial level. The participation rate will be set on the pricing date within the disclosed range of 107.75% to 112.75%. The estimated value on the pricing date was approximately $972.80 per note. Payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering structured, principal-at-risk notes—Contingent Income Memory Auto-Callable Securities—linked to the worst performing of the Dow Jones Industrial Average and the State Street SPDR S&P Regional Banking ETF. The securities have a $1,000 stated principal amount, a contingent coupon targeted at 11.00% to 12.00% per annum (actual rate set on the pricing date) and automatic early redemption features tied to specified observation and redemption determination dates. If neither underlier meets downside thresholds at maturity, principal may be reduced pro rata to the worst performing underlier; contingent coupons are paid only when both underliers meet coupon barriers on observation dates. All payments are subject to issuer and guarantor credit risk; estimated value on the pricing date is approximately $975.60 per security.
Morgan Stanley Finance LLC priced contingent income, memory, auto-callable securities due March 2, 2028, fully and unconditionally guaranteed by Morgan Stanley. The notes have a stated principal amount of $1,000 per security, an estimated value on the pricing date of approximately $960.30, and an actual contingent coupon to be set on the pricing date in the range of 9.00% to 10.00% per annum. Coupons are paid only if both underliers meet their coupon barrier levels on observation dates; automatic early redemption occurs if both underliers meet call thresholds on a redemption determination date. At maturity, if the worst performing underlier is below its downside threshold, principal is reduced pro rata and could be zero. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering contingent income auto-callable notes due September 2, 2027, fully guaranteed by Morgan Stanley, with a stated principal amount of $1,000 per security. The securities pay a contingent coupon only if both underlying indices meet barrier levels on observation dates and may auto‑redeem early if call thresholds are met. At maturity, if the worst performing underlier is below its 75% downside threshold, investors suffer a loss equal to that underlier’s percentage decline; if both underliers are at or above their downside thresholds, investors receive principal. All payments are subject to Morgan Stanley’s credit risk.