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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley is offering $16,722,000 aggregate principal amount of Fixed Rate Notes due June 29, 2033. The notes pay 4.850% per annum, interest semi‑annually, have an issue price of $1,000 per note and an estimated value on the pricing date of $988.50 per note.
Payments are subject to the credit risk of Morgan Stanley. The issuer will receive proceeds net of agent commissions; aggregate proceeds to the issuer are shown as $16,588,224. The notes will not be listed on any exchange and are book‑entry only.
Morgan Stanley Finance LLC offers market-linked, auto-callable principal-at-risk securities due July 6, 2029, guaranteed by Morgan Stanley, with a face amount of $1,000 per security.
The preliminary pricing shows a price to public of $1,000, agent commissions up to $25.75 per security, net proceeds to the issuer of $974.25 per security, and an estimated value on the pricing date of approximately $948.40 (± $30.00). The securities link payoff to the lowest performing of BABA ADS, IBM common stock and BX common stock, feature a 400% participation rate on positive performance (subject to a maximum benefit cap), a call premium target of at least approximately 48.30% on the first call date, and potential loss exposure exceeding 50% if the lowest performing underlying closes below its 50% threshold.
Morgan Stanley Finance LLC offers structured, principal-at-risk notes due July 1, 2031 linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. Each security has a $1,000 stated principal amount, 325% participation in upside, a 4.0% per annum decrement to the underlier, and an automatic early redemption feature on the first determination date of June 30, 2027.
The securities pay no interest, may be automatically redeemed for an $1,252.50 early redemption payment, and at maturity can return principal plus upside, return only principal, or suffer loss pro rata to the underlier (potentially to zero) if the final level is below the 50% downside threshold. Estimated value on pricing date was approximately $942.80 per security; all payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC offers structured, principal-at-risk notes due July 1, 2031 linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. Each security has a $1,000 stated principal amount, 325% participation in upside, a 4.0% per annum decrement to the underlier, and an automatic early redemption feature on the first determination date of June 30, 2027.
The securities pay no interest, may be automatically redeemed for an $1,252.50 early redemption payment, and at maturity can return principal plus upside, return only principal, or suffer loss pro rata to the underlier (potentially to zero) if the final level is below the 50% downside threshold. Estimated value on pricing date was approximately $942.80 per security; all payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC offers Structured Investments — Step-Down Jump Securities with an auto-callable feature — due July 6, 2029. Each security has a stated principal amount of $1,000 and an original issue price of $1,000. The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley. They are automatically redeemable on specified determination dates if the closing level of the underlying basket meets or exceeds call thresholds; early redemption payments correspond to an approximate return of 12.90% per annum. If not redeemed, maturity payoffs depend on the final level versus the upside threshold (90%) and downside threshold (70%): the maximum stated payment at maturity shown is $1,387.00, while poor performance can result in substantial principal loss, possibly to zero. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC offers Structured Investments — Step-Down Jump Securities with an auto-callable feature — due July 6, 2029. Each security has a stated principal amount of $1,000 and an original issue price of $1,000. The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley. They are automatically redeemable on specified determination dates if the closing level of the underlying basket meets or exceeds call thresholds; early redemption payments correspond to an approximate return of 12.90% per annum. If not redeemed, maturity payoffs depend on the final level versus the upside threshold (90%) and downside threshold (70%): the maximum stated payment at maturity shown is $1,387.00, while poor performance can result in substantial principal loss, possibly to zero. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley plans to raise its quarterly common stock dividend to $1.15 per share from $1.00, starting with the dividend expected to be declared for the quarter ending September 30, 2026. The board also reauthorized a multi-year common equity share repurchase program of up to $20 billion, with no set expiration, beginning in the third quarter of 2026.
The firm notes that buybacks will occur from time to time based on market conditions, capital levels and its economic and earnings outlook. Following the Federal Reserve’s 2026 stress tests, Morgan Stanley’s Stress Capital Buffer remains at 4.3%, supporting an aggregate U.S. Basel III Standardized Approach CET1 ratio requirement of 11.8% versus an actual CET1 ratio of 15.1% as of March 31, 2026.
Morgan Stanley plans to raise its quarterly common stock dividend to $1.15 per share from $1.00, starting with the dividend expected to be declared for the quarter ending September 30, 2026. The board also reauthorized a multi-year common equity share repurchase program of up to $20 billion, with no set expiration, beginning in the third quarter of 2026.
The firm notes that buybacks will occur from time to time based on market conditions, capital levels and its economic and earnings outlook. Following the Federal Reserve’s 2026 stress tests, Morgan Stanley’s Stress Capital Buffer remains at 4.3%, supporting an aggregate U.S. Basel III Standardized Approach CET1 ratio requirement of 11.8% versus an actual CET1 ratio of 15.1% as of March 31, 2026.
Morgan Stanley Finance LLC priced Principal at Risk structured notes due July 6, 2029, linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 Index and Russell 2000 Index. Each security has a $1,000 stated principal amount and an upside payment of $465 per security (46.50% of principal). At maturity the payout depends on the worst performing underlier on the observation date: full principal plus the greater of the worst-underlier percent change or the upside payment if all underliers finish at or above initial levels; return of principal only if all underliers finish at or above 70% of initial levels; otherwise investors lose 1% for each 1% decline in the worst underlier, with no minimum payment. Payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to Morgan Stanley credit risk. The estimated value on the pricing date is approximately $964.60 per security.
Morgan Stanley Finance LLC priced Principal at Risk structured notes due July 6, 2029, linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 Index and Russell 2000 Index. Each security has a $1,000 stated principal amount and an upside payment of $465 per security (46.50% of principal). At maturity the payout depends on the worst performing underlier on the observation date: full principal plus the greater of the worst-underlier percent change or the upside payment if all underliers finish at or above initial levels; return of principal only if all underliers finish at or above 70% of initial levels; otherwise investors lose 1% for each 1% decline in the worst underlier, with no minimum payment. Payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to Morgan Stanley credit risk. The estimated value on the pricing date is approximately $964.60 per security.
Morgan Stanley Finance LLC is offering Callable Contingent Income Securities due July 8, 2031, fully and unconditionally guaranteed by Morgan Stanley, linked to the worst performing of the Nasdaq-100 Technology Sector, the Russell 2000 and the VanEck Semiconductor ETF.
The securities pay a contingent coupon at an annual rate of 26.60% only if the closing level of each underlier is at or above its coupon barrier (75% of initial level) on an observation date; the downside threshold is 60% of initial level and losses at maturity are 1% for every 1% decline in the worst performing underlier. The first redemption date is January 7, 2027, and early calls are determined by a risk neutral valuation model. The estimated value on the pricing date was approximately $977.90 per security. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Callable Contingent Income Securities due July 8, 2031, fully and unconditionally guaranteed by Morgan Stanley, linked to the worst performing of the Nasdaq-100 Technology Sector, the Russell 2000 and the VanEck Semiconductor ETF.
The securities pay a contingent coupon at an annual rate of 26.60% only if the closing level of each underlier is at or above its coupon barrier (75% of initial level) on an observation date; the downside threshold is 60% of initial level and losses at maturity are 1% for every 1% decline in the worst performing underlier. The first redemption date is January 7, 2027, and early calls are determined by a risk neutral valuation model. The estimated value on the pricing date was approximately $977.90 per security. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk contingent income auto-callable securities due March 27, 2028, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and a contingent coupon at an annual rate of 13.60% payable only when the basket closing level meets or exceeds the coupon barrier on specified observation dates. The basket initial level is 100; the call threshold is 90, the coupon barrier is 70, and the downside threshold is 60. The securities can be automatically redeemed on specified redemption determination dates; if not redeemed, repayment at maturity depends on the final level and may result in a pro rata principal loss (payment = stated principal × final level/initial level if final level < downside threshold). The estimated value on the pricing date is approximately $935.60 per security.
Morgan Stanley Finance LLC is offering Principal at Risk contingent income auto-callable securities due March 27, 2028, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and a contingent coupon at an annual rate of 13.60% payable only when the basket closing level meets or exceeds the coupon barrier on specified observation dates. The basket initial level is 100; the call threshold is 90, the coupon barrier is 70, and the downside threshold is 60. The securities can be automatically redeemed on specified redemption determination dates; if not redeemed, repayment at maturity depends on the final level and may result in a pro rata principal loss (payment = stated principal × final level/initial level if final level < downside threshold). The estimated value on the pricing date is approximately $935.60 per security.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes due July 29, 2027 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and a fixed upside payment of $147.50 (14.75%) if the worst performing underlier finishes at or above its buffer level.
Performance is determined solely by the worst performing underlier of the Nasdaq‑100 Technology Sector, Russell 2000 and S&P 500 on the observation date. There is a 15% buffer: losses beyond that buffer reduce principal dollar‑for‑dollar, and the minimum payment at maturity is 15% of principal. All payments are subject to issuer credit risk; estimated value on the pricing date was approximately $984.50 per security.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes due July 29, 2027 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and a fixed upside payment of $147.50 (14.75%) if the worst performing underlier finishes at or above its buffer level.
Performance is determined solely by the worst performing underlier of the Nasdaq‑100 Technology Sector, Russell 2000 and S&P 500 on the observation date. There is a 15% buffer: losses beyond that buffer reduce principal dollar‑for‑dollar, and the minimum payment at maturity is 15% of principal. All payments are subject to issuer credit risk; estimated value on the pricing date was approximately $984.50 per security.
Morgan Stanley Finance LLC priced principal‑at‑risk securities due July 5, 2030. Each note has a $1,000 stated principal amount and an $595 upside payment (59.50%). The payout depends on the worst performing of the Dow Jones Industrial Average, Nasdaq‑100 and Russell 2000 using a July 1, 2030 observation date and a June 30, 2026 strike/pricing date.
If all underliers finish at or above their initial levels, investors receive principal plus the greater of (i) the percent gain of the worst performing underlier or (ii) the upside payment. If any underlier falls below its downside threshold of 70% of its initial level, investors incur principal losses equal to the worst performing underlier’s decline; there is no minimum payment and full loss is possible. Payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; all payments remain subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC priced principal‑at‑risk securities due July 5, 2030. Each note has a $1,000 stated principal amount and an $595 upside payment (59.50%). The payout depends on the worst performing of the Dow Jones Industrial Average, Nasdaq‑100 and Russell 2000 using a July 1, 2030 observation date and a June 30, 2026 strike/pricing date.
If all underliers finish at or above their initial levels, investors receive principal plus the greater of (i) the percent gain of the worst performing underlier or (ii) the upside payment. If any underlier falls below its downside threshold of 70% of its initial level, investors incur principal losses equal to the worst performing underlier’s decline; there is no minimum payment and full loss is possible. Payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; all payments remain subject to the issuer’s and guarantor’s credit risk.