Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC offers a preliminary pricing supplement for Principal at Risk, contingent income, auto-callable securities (guaranteed by Morgan Stanley) linked to the common stock of an incorporated issuer.
The notes have a stated principal amount of $1,000 per security, a contingent coupon at an annual rate of 12.50%, observation dates through June 1, 2027 and a maturity date of June 4, 2027. Coupons and early redemption depend on the underlier meeting specified barrier and call thresholds; if the final level is below the downside threshold (68% of the initial level), principal is reduced pro rata by the performance factor.
Morgan Stanley Finance LLC offers leveraged, buffered S&P 500® Index-linked notes (each $1,000 face amount) due in approximately 14–16 months, fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest and return at maturity depends on the S&P 500® Index performance versus an Initial Underlier Level set on the Trade Date.
If the Underlier return is positive you receive 150% participation in appreciation subject to a cap (Maximum Settlement Amount expected between $1,148.50 and $1,174.15 per $1,000). If the Underlier falls by up to 7.50% you receive face amount; declines beyond 7.50% expose you to losses, potentially the full principal. Estimated Trade Date value is approximately $986.40 per note.
Morgan Stanley Finance LLC priced Principal-at-Risk auto-callable notes. The offering totals $290,000 in aggregate principal at $1,000 per security with an original issue date of April 20, 2026 and maturity on October 20, 2027. The securities pay a fixed coupon at an annual rate of 8.65% monthly and can be automatically redeemed on specified monthly observation/redemption determination dates beginning October 15, 2026. Redemption and maturity payouts are linked to the worst performing of the Nasdaq-100 and S&P 500 indices: call threshold levels equal 100% of initial levels and downside threshold levels equal 70% of initial levels (NDX initial 26,204.58; SPX initial 7,022.95). The estimated value on the pricing date was $993.10 per security. These are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, expose investors to credit risk, and do not guarantee repayment of principal.
Morgan Stanley Finance LLC priced Principal-at-Risk structured notes linked to the worst performing of the EURO STOXX 50® and STOXX Europe 600 indices. Each security has a $1,000 stated principal, a May 6, 2031 maturity and an automatic early redemption test on May 7, 2027.
If both underliers are at or above a 100% call threshold on the first determination date, securities auto‑redeem for an early redemption payment of $1,180. If not redeemed, investors at maturity receive either principal plus an upside payment (participation 150% of the worst performing underlier’s appreciation), principal only if both final levels are at or above 70% of initial levels, or a loss equal to the percentage decline of the worst performing underlier.
Morgan Stanley Finance LLC is offering Capped GEARS linked to the Invesco KBW Bank ETF. The securities have an Issue Price of $10.00, an Upside Gearing of 3.0 and an indicative Maximum Gain range of 18.75%–21.75%. The Trade Date is April 28, 2026, the Final Valuation Date is expected to be June 28, 2027, and the Maturity Date is expected to be June 30, 2027. Morgan Stanley estimates the value on the Trade Date at approximately $9.484 per security. These are principal‑at‑risk debt securities guaranteed by Morgan Stanley that pay no interest or dividends and may repay less than principal at maturity if the Underlying Return is negative.
The document is a preliminary pricing supplement for Morgan Stanley Finance LLC notes: auto-callable, principal‑at‑risk securities linked to the S&P 500® Futures Excess Return Index. Each security has a $1,000 stated principal amount, a 200% participation rate, a potential early redemption on April 27, 2027 (first determination date) with an early redemption payment of $1,175, and a maturity on April 29, 2031. The securities do not guarantee principal, are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley, and all payments are subject to Morgan Stanley’s credit risk. If the final index level is below 70% of the initial level, investors bear full downside and could lose their entire investment. The estimated value on the pricing date is approximately $981.80 per security.
Morgan Stanley Finance LLC priced auto-callable, principal-at-risk securities linked to the worst performing of the KRE, SOXX and TLT ETFs. Each note has a $1,000 stated principal, an estimated pricing-date value of approximately $968.40 and a scheduled maturity of April 27, 2027.
The notes can automatically redeem on periodic determination dates beginning July 20, 2026 for fixed early redemption payments that equate to an approximate 19.00% per annum return if all underliers meet call thresholds. If not called, maturity payouts depend on underlier performance: $1,190.00 if all underliers meet upside thresholds, $1,000 if all meet downside thresholds, or a principal loss proportional to the worst performing underlier if any underlier falls below its downside threshold.
Morgan Stanley Finance LLC priced contingent income auto-callable securities linked to NVIDIA common stock. The notes have a $1,000 stated principal per security, an original issue price of $1,000, an estimated value of approximately $978.10 on the pricing date, and an annual contingent coupon rate of 12.32%. Observation and redemption dates run from July 23, 2026 through the final observation on October 25, 2027 with maturity on October 28, 2027. Coupons are paid only if the underlier’s closing level on each observation date is at or above a coupon barrier equal to 55% of the initial level. Automatic early redemption occurs if the closing level is at or above a call threshold equal to 100% of the initial level on any redemption determination date. If not redeemed, repayment at maturity is either the stated principal (if final level ≥ the downside threshold of 55% of the initial level) or the stated principal multiplied by the performance factor (final level/initial level), which could result in a substantial loss of principal. All payments are subject to issuer and guarantor credit risk; MS & Co. acts as agent and calculation agent. Closing level of NVIDIA on April 16, 2026 was $198.35.
Morgan Stanley Finance LLC offers Principal-at-Risk securities linked to Oracle Corporation common stock with a stated principal amount of $1,000 per security. The notes pay a contingent coupon of 16.00% per annum on observation dates when the underlier is at or above a coupon barrier (65% of the initial level). The notes may be automatically redeemed early if the underlier meets a call threshold (85% of the initial level) on any redemption determination date. If not redeemed, maturity protections hinge on a downside threshold of 60% of the initial level; a final level below that causes principal loss proportional to the underlier’s decline. Pricing, strike and issue dates: pricing/strike April 23, 2026; original issue April 28, 2026. Final observation and maturity dates are February 23, 2028 and February 28, 2028. All payments are subject to MSFL/Morgan Stanley credit risk. The estimated value on the pricing date was approximately $965.90 per security.
Morgan Stanley Finance LLC is offering leveraged buffered notes linked to the MSCI EAFE® Index. The notes have a $1,000 face amount, a 200% Upside Participation Rate and a 7.50% buffer (Buffer Level at 92.50% of the Initial Underlier Level). The Cash Settlement Amount at maturity is based solely on the Closing Level of the MSCI EAFE® Index on the Determination Date (expected 16–19 months after the Trade Date) and is capped at a Maximum Settlement Amount expected between $1,194.40 and $1,228.20 per $1,000. If the Final Underlier Level is below the Buffer Level, holders will receive less than the Face Amount and could lose all principal. Payments are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley; all payments are subject to issuer credit risk.