Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering $500,000 of Digital S&P 500® Index-Linked Notes due July 7, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each $1,000 Face Amount note provides a capped upside of $1,089.40 at maturity if the S&P 500® closes at or above 80% of its June 2, 2026 level; otherwise investors suffer a loss equal to the full percentage decline in the index from the initial level, potentially losing the entire investment. The notes pay no interest, are unsecured, not listed, and their estimated value on the trade date was $985.80 per note. All payments are subject to issuer credit risk and payment at maturity depends on the Closing Level on the Determination Date.
Morgan Stanley Finance LLC priced contingent income auto-callable notes linked to Intuitive Surgical common stock with a stated principal amount of $1,000 per security and a maturity date of July 15, 2027. The notes pay a contingent coupon (annual rate 18.90%) only if the underlier's closing level meets the coupon barrier on observation dates and may be automatically redeemed early if the closing level meets the call threshold on redemption determination dates. If not called and the final level is below the downside threshold (77% of the initial level), holders suffer a proportional loss of principal (payment = stated principal × final level/initial level). All payments are subject to Morgan Stanley's credit risk; estimated value on the pricing date was approximately $983.40 per security.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due June 27, 2030 that are fully guaranteed by Morgan Stanley. Each security has a $1,000 issue price and an estimated value on the pricing date of approximately $887.50. The underlier is a five-stock basket (20% weights) comprising CRWV, MRVL, MU, QCOM and WDC, with an initial level of 100, a call threshold of 95 and a downside threshold of 50. The notes pay no interest and expose investors to loss of principal if the final level is below the downside threshold; payment at maturity can be $2,006 if the final level meets the call threshold, $1,000 if between thresholds, or stated principal × (final level/initial level) if below the downside threshold. Automatic early redemption begins at the first determination date on July 1, 2027 with scheduled early-redemption payments rising across periodic determination dates. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC priced contingent income auto-callable securities due June 15, 2029 linked to the Class A common stock of CoreWeave, Inc. The securities have a $1,000 stated principal amount and pay a contingent quarterly coupon at an annual rate of 30.00% only if the determination closing price is at or above a downside threshold equal to 50% of the initial share price. If any of the first eleven determination dates has a closing price at or above the initial share price, the securities will be automatically redeemed at the stated principal amount plus the applicable contingent coupon. If the securities remain outstanding to maturity and the final share price is below the downside threshold, investors will receive a payment equal to the stated principal amount multiplied by the share performance factor and could lose a substantial portion or all of their principal.
The issue price is $1,000 per security; Morgan Stanley estimates the security's value on the pricing date at approximately $962.40. Pricing date is June 12, 2026, original issue date June 17, 2026, and the final determination date is June 12, 2029. All payments are unsecured obligations of MSFL and guaranteed by Morgan Stanley; holders bear issuer credit risk and market/underlier risks described herein.
Morgan Stanley Finance LLC priced contingent income auto-callable notes linked to Netflix, Inc. common stock. Each security has a $1,000 stated principal amount, a 14.00% annual contingent coupon (payable only if observation-date conditions are met) and a maturity date of July 22, 2027. The notes may be automatically redeemed on specified redemption determination dates beginning December 18, 2026, and investors can lose principal if the underlier breaches the downside threshold level during the term. All payments are subject to Morgan Stanley's credit risk and tax treatment is uncertain.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes tied to the common stock of Intuitive Surgical, Inc. The notes have a $1,000 stated principal amount, a contingent coupon at an annual rate of 16.20%, automatic early redemption features and mature on July 15, 2027.
Coupons are paid only if the underlier’s closing level meets the coupon barrier on observation dates; early redemption occurs if the closing level meets the call threshold on scheduled redemption determination dates. If not redeemed and the final level is below the downside threshold (set at 77% of the initial level), investors suffer proportional principal loss. All payments are subject to Morgan Stanley credit risk and tax treatment is uncertain.
Morgan Stanley Finance LLC is offering Structured Investments — Buffered Jump Securities (principal at risk) due June 27, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The securities feature a 15% buffer, a 201% participation rate in the upside of the worst performing of the Dow Jones Industrial Average and the S&P 500 Index, a minimum payment at maturity of 15% of principal, and an automatic early redemption on the first determination date for an early redemption payment of $1,100 per security if both underliers are at or above their 100% call thresholds. Estimated value on the pricing date is approximately $980.70 per security. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk, auto‑callable securities due June 29, 2029 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an original issue price of $1,000.
The securities reference the worst performing of the Dow Jones Industrial Average, the Nasdaq‑100 and the S&P 500. Key economic terms disclosed include an estimated value on the pricing date of approximately $974.10, a participation rate of 150%, an early redemption payment of $1,186 if all call thresholds are met on the first determination date (June 29, 2027), and a downside threshold equal to 70% of each underlier’s initial level. If any underlier finishes below its downside threshold, payment at maturity is reduced pro rata to the worst performer and could be zero.
Morgan Stanley Finance LLC priced a buffered, principal-at-risk note due December 16, 2027 that is fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and provides 150% leveraged upside on the worst performing of the Nasdaq-100® Technology Sector and the S&P 500®, subject to a $1,310 maximum payment. The securities return the stated principal at maturity if the worst performing underlier finishes no worse than 15% below its initial level (the buffer). If the worst performing underlier falls below the buffer, holders lose 1.1765% of principal for each 1% decline beyond the buffer; there is no minimum payment and investors could lose their entire investment. The document discloses an estimated value on the pricing date of approximately $979.70 per security and states all payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is pricing Principal at Risk auto-callable notes linked to the common stock of NVIDIA Corporation, due June 14, 2029. Each security has a stated principal amount of $1,000 and an issue price of $1,000.
The securities pay a contingent coupon at an annual rate of 13.85% on each coupon payment date only if the closing level of the underlier on the related observation date is at or above the coupon barrier level (60% of the initial level). The securities may be automatically redeemed early if the closing level on any redemption determination date is at or above the call threshold (100% of the initial level). At maturity, if not redeemed, holders receive principal only if the final level is at or above the downside threshold (60% of the initial level); otherwise repayment equals the stated principal multiplied by the performance factor, which may result in a significant loss of principal, potentially to zero. All payments are subject to the issuer’s and guarantor’s credit risk. The estimated value on the pricing date was approximately $961.70 per security.