Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC priced a series of principal-at-risk, auto-callable notes (fully guaranteed by Morgan Stanley) with an aggregate principal amount of $2,978,000 and a stated principal amount of $1,000 per security. The securities are linked to the worst performing of the Dow Jones Industrial, Nasdaq-100 and Russell 2000 indices and feature automatic early redemption starting on April 8, 2027 if each underlier meets its 100% call threshold.
If not auto-redeemed, maturity is April 5, 2029. Payments: early redemption payments are fixed ($1,184 on April 13, 2027 and $1,368 on April 6, 2028); maturity can pay $1,552 if all underliers ≥ call thresholds, return principal if all ≥ 70% downside thresholds, or suffer a loss equal to the percentage decline of the worst performing underlier (principal could be zero). Estimated value on pricing date was $982.10 per security. All payments are subject to Morgan Stanley’s credit risk; these securities do not pay interest and do not participate in upside beyond the fixed payments.
Morgan Stanley Finance LLC is offering principal-at-risk, fixed-coupon, buffered auto-callable securities linked to Bloom Energy Corporation class A common stock. Each security has a $1,000 stated principal amount, an issue price of $1,000, a 14.50% annual fixed coupon (paid monthly) and a maturity date of April 5, 2029. The securities can be automatically redeemed early if the underlier’s closing level on a redemption determination date is greater than or equal to the call threshold level of $132.45 (100% of the initial level), in which case holders receive principal plus the related coupon. If not redeemed, a buffer protects the first 20% of underlier decline (buffer level $105.96), but investors absorb losses beyond the buffer and face a minimum payment at maturity of 20% of principal. Aggregate principal offered is $360,000. All payments are subject to MSFL’s and Morgan Stanley’s credit risk and the offering includes agent commissions of $28.50 per security.
Morgan Stanley Finance LLC is offering Principal-at-Risk, contingent-income auto-callable securities linked to the Class A common stock of Bloom Energy Corporation, with a stated principal amount of $1,000 per security and an aggregate principal amount of $712,000. The notes pay a contingent coupon only if the underlier meets the coupon barrier on observation dates, can auto-redeem early if the call threshold is met, and expose investors to full downside below a 50% downside threshold. Estimated value at pricing was $948.90 per security; all payments are subject to issuer and guarantor credit risk.
Morgan Stanley is asking shareholders to vote at its virtual 2026 annual meeting on May 14, 2026, including electing 15 directors, approving executive pay on an advisory basis, ratifying Deloitte & Touche as auditor and considering one shareholder proposal.
The proxy highlights record 2025 results, with net revenues of $70.6 billion, diluted EPS of $10.21, return on average tangible common equity of 21.6% and total client assets of $9.3 trillion. The standardized CET1 capital ratio was 15.0%, supporting continued investment, dividends and capital allocation.
The Board proposes re‑electing a largely independent slate and adding Yasushi Itagaki as an MUFG representative, while Masato Miyachi will step down. The independent lead director role remains with Thomas Glocer, and Board committees oversee audit, risk, compensation, governance, and technology/cybersecurity.
The CD&A describes a pay‑for‑performance program and notes CEO Edward Pick’s 2025 total compensation of $45 million, 75% of which is deferred for three years and 100% delivered as performance stock units tied to multi‑year financial metrics. In 2025, about 95.43% of votes supported the prior “Say on Pay” proposal.
The proxy also outlines sustainability and community initiatives, including a goal to mobilize $750 billion for low‑carbon and green solutions by 2030, a commitment to net‑zero financed emissions by 2050, carbon‑neutral operations since 2022, roughly $2.7 billion in 2025 Community Reinvestment Act community development loans and investments, and over $127 million in charitable donations.
Morgan Stanley Finance LLC filed a pricing supplement to sell Principal at Risk securities tied to NVIDIA Corporation common stock. The offering is for an aggregate principal amount of $1,577,000 at a stated principal amount of $1,000 per security. Each security will mature on May 6, 2027 and pays no interest; investors receive $152 per security (15.20%) at maturity if the final level is at or above the downside threshold of $104.64 (60% of the initial level). If the final level is below that threshold, holders suffer losses proportional to the decline (performance factor = final level / initial level), and the payment could be significantly less than principal or zero. Payments are unsecured obligations of MSFL and are unconditionally guaranteed by Morgan Stanley; all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Trigger PLUS principal-at-risk securities linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500. Each security has a stated principal amount of $1,000 and an original issue date of May 5, 2026.
Payment at maturity on May 5, 2031 depends on the worst performing underlier on the observation date of April 30, 2031: full principal plus a 400% leveraged upside up to a $1,800–$1,850 cap if the worst underlier is higher; full principal if the worst underlier is down but ≥70% of initial level; otherwise principal declines dollar-for-dollar with the worst underlier and could be zero. All payments are subject to issuer and guarantor credit risk. Estimated value on the pricing date is approximately $944.70 per security.
Morgan Stanley Finance LLC is offering Principal at Risk auto-callable securities linked to Oracle Corporation common stock, with a stated principal amount of $1,000 per security and maturity on April 20, 2028. The securities pay a contingent coupon (annual rate to be set on the pricing date, indicated between 17.25%–18.25%) only if the underlier meets the coupon barrier on observation dates and are automatically redeemed early if the underlier meets the call threshold on redemption determination dates. If not called, repayment at maturity depends on the final level relative to a downside threshold (60% of the initial level); a final level below that threshold produces a principal loss equal to the underlier’s decline. All payments are unsecured and subject to Morgan Stanley’s credit risk. The preliminary estimated value on the pricing date is approximately $955.10 per security.
Morgan Stanley Finance LLC is offering Principal at Risk Buffered Participation Securities with an aggregate principal amount of $495,000, issued at $1,000 per security. The securities mature on July 1, 2027 and are fully and unconditionally guaranteed by Morgan Stanley.
Each security’s payoff is linked to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index. The notes include a 15% buffer, a 100% participation rate up to a $1,226 maximum payment, and a 15% minimum payment. All payments are subject to the issuer’s credit risk; estimated value on the pricing date was $975.90 per security.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable structured notes due April 5, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $957.60.
The notes are linked to the worst performing of three ETFs (KRE, GDX, TLT). They feature automatic early redemption opportunities with fixed early redemption payments (examples range from $1,051.25 to $1,187.917 per $1,000 stated principal) and a fixed capped payment of $1,205 at maturity if each underlier meets its upside threshold. If the worst performing underlier falls below its downside threshold, investors lose proportionally and could lose their entire principal. All payments are subject to Morgan Stanley credit risk.