Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC offers S&P 500® Index-linked, principal-at-risk notes governed by a preliminary pricing supplement dated June 4, 2026.
The notes have a $1,000 Face Amount and do not pay interest. The cash payment at maturity (expected between 17 and 20 months after the trade date) depends on the Final Underlier Level versus a Threshold Level equal to 90% of the Initial Underlier Level. If the Final Underlier Level is ≥ the Threshold Level, each note will pay a capped Maximum Settlement Amount expected to be between $1,121.20 and $1,142.50 per $1,000 face amount. If the Final Underlier Level is below the Threshold Level, investors receive a formulaic cash amount that incorporates a Buffer Rate of approximately 111.11%, and may lose some or all principal. The issuer estimates a Trade Date value of approximately $997.40 per note. All payments are subject to the issuer's credit risk and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Digital EURO STOXX 50® Index‑Linked Notes due August 9, 2027 with $1,000 face amount per note. The notes pay no interest; maturity payment depends on the EURO STOXX 50® performance from June 2, 2026 (initial level 6,107.85) to the Determination Date.
If the Final Underlier Level is ≥ 90% of the initial level (threshold 5,497.065), holders receive a Maximum Settlement Amount of $1,119.00 (111.90% of face). If below 90%, the payoff is reduced according to the Buffer Rate (~111.11%), and investors may lose some or all principal. Original issue price is $1,000; estimated value on trade date ~$987.80.
Morgan Stanley Finance LLC priced contingent income auto-callable notes due June 14, 2029 linked to the worst performing of the SPDR® Gold Trust (GLD) and the VanEck® Gold Miners ETF (GDX). Each security has a $1,000 stated principal amount and a contingent annual coupon of 13.00% payable only when both underliers meet their coupon barrier levels on observation dates. The notes can be automatically redeemed on specified redemption determination dates for the stated principal plus any contingent coupon if both underliers meet call thresholds; otherwise holders face principal loss at maturity if the worst performing underlier falls below its 60% downside threshold of its initial level. Payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley; all payments remain subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes due June 17, 2031 linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $941.00. The notes can be automatically redeemed on the first determination date June 16, 2027 for an early redemption payment of $1,215 if the underlier is at or above the call threshold (80% of the initial level). At maturity, holders may receive (a) principal plus an upside payment if the final level is above the initial level (participation rate 350%), (b) principal only if the final level is between the downside threshold (50% of initial) and the initial level, or (c) a reduced payment proportional to the underlier’s decline if the final level is below the downside threshold, potentially losing the entire investment. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC priced principal-at-risk structured notes linked to the worst-performing of the MSCI EAFE® and MSCI Emerging Markets indices. Each note has a $1,000 stated principal amount and an original issue price of $1,000. The notes can be automatically redeemed on the first determination date for a fixed early redemption payment of $1,225 or, if not redeemed, pay at maturity based on the worst-performing underlier, with a 150% participation rate in upside and a 70% downside threshold. Estimated value on the pricing date is approximately $940.80 per security. All payments are subject to Morgan Stanley Finance LLC’s and Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes linked to the worst performing of the State Street SPDR S&P Metals & Mining ETF (XME) and the VanEck Gold Miners ETF (GDX). Each security has a $1,000 stated principal amount and matures on March 29, 2029. The securities feature a 15% buffer (buffer level = 85% of initial level) and automatic early redemption opportunities beginning with the determination date on December 28, 2026, with scheduled early redemption payments that correspond to an approximate 10.20% per annum return if triggered. The estimated value on the pricing date is approximately $947 per security. If neither underlier is at or above its buffer level at maturity, the payment equals principal multiplied by (performance factor of the worst performing underlier + 15%), subject to a 15% minimum payment. All payments are unsecured and subject to Morgan Stanley Finance LLC’s and Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes due June 13, 2031 linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a $1,000 stated principal amount and may pay a 13.40% contingent coupon on specified observation dates if the underlier meets the coupon barrier.
The notes can be automatically redeemed early if the underlier equals or exceeds the call threshold on a redemption determination date, in which case holders receive principal plus that interest. If not redeemed, maturity proceeds return principal only if the final level is at or above the downside threshold (50% of the initial level); otherwise investors bear losses proportionate to the underlier’s decline.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes due June 17, 2031, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal and issue price, an estimated value of approximately $942 on the pricing date, and a 350% participation rate.
The notes reference the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, feature an automatic early redemption on the first determination date (June 16, 2027) if the underlier is at least 100% of the initial level, producing an early redemption payment of $1,252.50 per security. At maturity, outcomes depend on the final level versus the initial level and a 50% downside threshold; if the final level is below that threshold, principal is reduced proportionally and could be zero.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes due July 22, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an upside payment of $113.50 (11.35%). Payment at maturity depends on the worst performing of the Russell 2000® and S&P 500® indices: if both final levels are at or above their 75% downside thresholds, holders receive principal plus the upside payment; if either index falls below its threshold, holders suffer a loss equal to the percentage decline of the worst performing underlier, with no minimum payment and potential loss of the entire principal. The pricing date and strike date are June 18, 2026, original issue date June 24, 2026, observation date July 19, 2027 (subject to postponement), and maturity July 22, 2027. The estimated value on the pricing date is approximately $987.70 per security, which is below the issue price due to issuance, structuring and hedging costs.
Morgan Stanley Finance LLC issues structured, market-linked notes due June 15, 2029 fully guaranteed by Morgan Stanley. The notes have a $1,000 stated principal per note, an estimated value of $964.40 on the pricing date, and a 100% participation rate in upside of the S&P 500® Futures Excess Return Index, subject to a $1,331.50 maximum payment at maturity. Key dates include strike/pricing date June 12, 2026, original issue date June 17, 2026, observation date June 12, 2029, and maturity June 15, 2029. Payments are based solely on the closing level of the underlier on the observation date and are subject to Morgan Stanley’s credit risk.