Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering $3,422,000 of Airbag In-Digital Securities linked to the S&P 500® Index, fully and unconditionally guaranteed by Morgan Stanley. Each Security has a $10 principal amount and a term of approximately 18 months, from an August 26, 2026 trade date to a March 2, 2028 maturity.
If the Final S&P 500® level on the February 28, 2028 valuation date is at or above the Digital Barrier/Downside Threshold of 6,908.13 (90% of the Initial Level 7,675.70), investors receive $10 plus a fixed Digital Return of 14.62%, regardless of index appreciation. If the Final Level is below the Downside Threshold, the maturity payment is reduced by 1.111% of principal for each 1% the index has fallen beyond the 10% Threshold Percentage, exposing holders to partial or total loss of principal.
The Securities pay no interest or dividends, cap upside at the Digital Return, and any contingent principal protection applies only at maturity. All payments are subject to the credit risk of Morgan Stanley Finance LLC and Morgan Stanley. The estimated value on the trade date is $9.975 per $10 Security, reflecting issuance, structuring and hedging costs embedded in the issue price.
Morgan Stanley, through Morgan Stanley Finance LLC, is offering principal-at-risk Callable Contingent Income Securities due September 28, 2028, linked to the worst performing of the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Index. Each security has a $1,000 stated principal amount.
Investors may receive a contingent coupon at an annual rate of 10.65%, paid on scheduled coupon dates only if on each related observation date all three indices are at or above 70% of their initial levels. There is no minimum number of coupons and it is possible to receive none over the life of the notes.
Beginning March 31, 2027, the notes are callable in whole on specified redemption dates if a risk neutral valuation model indicates early redemption is economically rational for Morgan Stanley; once redeemed, no further payments are made. If the notes are not redeemed and, on the final observation date, any index is below its 70% downside threshold, the maturity payment is reduced in proportion to the decline of the worst performing index and can be zero; otherwise, principal is repaid (plus any final coupon). The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, with an estimated value on the pricing date of approximately $980.10 per security, below the $1,000 issue price, and are expected to have limited liquidity and complex, uncertain tax treatment.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering Performance Leveraged Upside Securities (PLUS), unsecured notes linked to the EURO STOXX 50® Index and fully and unconditionally guaranteed by Morgan Stanley, maturing on January 5, 2028.
Each PLUS has a $1,000 stated principal amount and pays no interest. If the index rises, investors receive $1,000 plus 300% of the index gain, capped at a maximum payment of $1,213 (121.30% of principal). If the final index value is at or below the initial value, repayment equals $1,000 times the index performance factor, with no downside protection, so the maturity payment can be zero.
The estimated value on the pricing date is approximately $970.10 per PLUS, below the issue price, reflecting embedded distribution, structuring and hedging costs, including a $17.50 sales commission and $5 structuring fee per note. The notes are not listed, secondary liquidity may be limited, all payments are subject to Morgan Stanley’s credit risk, and investors do not receive dividends or other rights on the index components.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering market linked, principal-at-risk securities linked to the Russell 2000® Index, maturing on September 6, 2029 and fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 face amount, with an estimated value on the pricing date of approximately $962.90 per security.
The notes are auto-callable on September 3, 2027 if the index closes at or above the starting level, in which case investors receive a fixed call payment of at least $1,101 per $1,000 (at least a 10.10% return) and no further payments. If not called, at maturity investors receive: leveraged upside of 125% of any positive index return; full principal if the index decline is within a 10% buffer; or a loss of principal if the index falls more than 10%, with losses up to 90% of face amount.
The securities pay no interest, do not provide dividends on the index components, and all payments are subject to Morgan Stanley’s credit risk. The price to the public is $1,000 per security, including up to $25.75 in selling commissions, and they may have limited or no secondary market liquidity.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering unsecured, auto-callable Jump Notes due September 20, 2033 linked to the Morgan Stanley Amplitude Index. Each note has a $1,000 stated principal amount, pays no interest, and is fully and unconditionally guaranteed by Morgan Stanley.
The notes may be automatically redeemed on annual determination dates starting September 15, 2027 if the index is at or above 101% of the initial level, for step-up payments of at least $1,110 to $1,660 per note. If not called and the final index level is above the initial level, investors receive $1,000 plus a 100% participation in index appreciation; otherwise they receive only $1,000 at maturity.
The notes are principal-at-maturity products only to the extent Morgan Stanley and MSFL meet their obligations; all payments are subject to their credit risk. The estimated value on the pricing date is about $890.30 per note, below the $1,000 issue price, reflecting issuance, structuring and hedging costs. The notes will not be listed, secondary liquidity may be limited, and for U.S. tax purposes they are expected to be treated as contingent payment debt instruments, requiring annual accrual of taxable interest.
MORGAN STANLEY (MS), via Morgan Stanley Finance LLC, is offering principal-at-risk Callable Contingent Income Securities due September 6, 2028, linked to the worst performer of the Nasdaq-100® Technology Sector, Russell 2000® Index and S&P 500® Index, fully and unconditionally guaranteed by Morgan Stanley.
The notes have a $1,000 stated principal amount and pay a 9.00% per annum contingent coupon only if on each observation date all three indices close at or above their coupon barrier levels, set at 70% of initial levels. If not, that period’s coupon is skipped, potentially for the entire term. Beginning March 3, 2027, early redemption can occur on scheduled dates only if a risk neutral valuation model indicates it is economically rational for Morgan Stanley, in which case holders receive principal plus any due coupon. If held to maturity and all final index levels are at or above their 65% downside thresholds, investors receive principal (plus any final coupon); otherwise, repayment is reduced 1% for every 1% decline in the worst-performing index, down to zero. The estimated value on the pricing date is approximately $960 per $1,000 note, reflecting embedded costs and issuer economics, and all payments are subject to Morgan Stanley’s credit risk.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering market-linked principal-at-risk securities tied to the State Street Energy Select Sector SPDR ETF, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 face amount and matures on November 5, 2027.
The notes provide 300% leveraged upside participation in the ETF’s price gains, capped by a maximum return of at least 27.30% (at least $273 per $1,000). Principal is protected only down to a 95% threshold; below that level, losses are 1‑for‑1 with the ETF, up to a total loss. The estimated value on the pricing date is about $966.10 per $1,000, reflecting embedded fees and hedging costs, and the securities pay no interest and may have limited liquidity.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering unsecured market-linked notes due September 5, 2031, linked to the Dow Jones Industrial Average℠ and fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount and issue price of $1,000 and pays no periodic interest.
At maturity, if the index’s final level on the September 2, 2031 observation date exceeds its initial level, holders receive $1,000 plus 100% of the index’s percentage gain, capped at a maximum payment of $1,561.50 per note (156.15% of principal). If the final level is equal to or below the initial level, investors receive only the $1,000 principal. The estimated value on the pricing date is approximately $968.70 per note, reflecting issuance, structuring and hedging costs.
The notes are subject to Morgan Stanley’s credit risk, will not be listed on any exchange, and may have limited or no secondary liquidity. The Dow Jones Industrial Average closing level on August 26, 2026 was 53,463.88. For U.S. tax purposes the securities are expected to be treated as contingent payment debt instruments, requiring accrual of interest income over their term.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering structured market-linked securities with a face amount of $1,000 per security, fully and unconditionally guaranteed by Morgan Stanley and linked to an equally weighted basket of two ETFs (XOP and XLK) maturing on December 6, 2027.
The notes provide 100% upside participation in the basket’s gain up to a maximum return of at least 14.15% (at least $141.50), and a 15% downside buffer so principal is fully protected only if the basket decline does not exceed 15%. Below an 85% threshold, losses match further basket declines, up to an 85% loss of principal.
The public offering price is $1,000 with selling agents receiving up to $23.25 per security and Morgan Stanley Finance LLC receiving proceeds of $976.75 per security. The issuer estimates the value on the pricing date at about $954.20 per security, reflecting embedded issuance, structuring and hedging costs. The securities pay no interest, have limited liquidity, and all payments depend on Morgan Stanley’s credit.