Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC priced a primary offering of structured, principal‑at‑risk notes fully guaranteed by Morgan Stanley with an aggregate principal amount of $772,000 and a stated principal amount of $1,000 per security. The securities pay a contingent annual coupon of 13.00% on each coupon payment date only if the S&P® 500 Futures 40% Intraday 4% Decrement VT Index closes at or above the coupon barrier on the related observation date. If the final level on the final observation date is below the downside threshold (50% of the initial level), the payment at maturity equals the stated principal multiplied by the performance factor and could be significantly less than, or equal to, zero. All payments are subject to the issuer’s and guarantor’s credit risk. Observation dates begin March 20, 2026 and conclude on the final observation date February 20, 2031, with maturity on February 25, 2031.
Morgan Stanley Finance LLC amends Pricing Supplement No. 13,404 describing Dual Directional Trigger Jump Securities due January 25, 2029, fully and unconditionally guaranteed by Morgan Stanley.
The securities are principal‑at‑risk notes linked to the worst performing of the Russell 2000, Dow Jones Industrial Average and Nasdaq‑100. Each security has a stated principal amount of $1,000, an upside payment of $359 (35.90%), an estimated value on the pricing date of $978.90, and an aggregate principal amount offered of $250,000. Key payoff mechanics: full principal plus upside payment if all underliers finish at or above initial levels; a capped positive return (up to 30%) if the worst performing underlier declines but stays at or above its 70% downside threshold; and pro rata principal loss equal to the percentage decline of the worst performing underlier if it finishes below its 70% threshold, with no minimum payment at maturity.
Morgan Stanley Finance LLC is offering Structured Investments: Contingent Income Memory Auto-Callable Securities linked to the Class A common stock of Dave Inc. The offering is $500,000 aggregate with a $1,000 stated principal per security and an estimated pricing-date value of $951.80 per security. The notes pay a contingent coupon at an annual rate of 26.40% subject to observation-date barriers, feature automatic early redemption if the underlier closes at or above the call threshold $190.40 on a redemption determination date, and repay principal at maturity only if the final level is at or above the downside threshold $95.20 (50% of initial level). If the final level is below that threshold, payment at maturity equals the stated principal multiplied by the performance factor (final level/initial level), which could result in significant principal loss or zero return. All payments are unsecured and subject to Morgan Stanley credit risk. Coupon observation and redemption determination dates run from April 2026 through April 2027, with maturity on April 27, 2027.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income buffered auto-callable securities due November 1, 2028, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The securities pay a contingent coupon at an annual rate of 5.50% on each coupon payment date only if the closing level of both underliers (the Nasdaq-100 Index and the Russell 2000 Index) is at or above their coupon barrier levels on the related observation dates. The securities are automatically redeemed early if both underliers are at or above their call threshold levels on any redemption determination date; otherwise payment at maturity depends on the worst performing underlier versus a 20% buffer, with a 20% minimum payment at maturity. Strike date and pricing date are April 28, 2026 with original issue date April 30, 2026. The estimated value on the pricing date is approximately $954.60 per security. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk notes fully and unconditionally guaranteed by Morgan Stanley with a stated principal amount of $1,000 per security and an aggregate principal amount of $795,000. The notes reference the worst performing of Alphabet Inc. (GOOGL) and Amazon.com, Inc. (AMZN) and feature an automatic early redemption if both underliers meet their call thresholds on a determination date.
If not redeemed early, maturity payments vary: $1,666 per security if both underliers are at or above their call thresholds; the stated principal amount ($1,000) if each is at or above its downside threshold; otherwise a loss proportional to the worst performing underlier (payment could be zero). Initial levels were $330.54 for GOOGL and $234.34 for AMZN; call thresholds are 90% of initial levels and downside thresholds are 60% of initial levels. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering market-linked, auto-callable principal-at-risk securities linked to the lowest performing of the Dow Jones Industrial Average, the Russell 2000® Index and the S&P 500® Equal Weight Index due April 28, 2032. Each security has a face amount of $1,000 and a pricing date of April 23, 2026. The preliminary pricing supplement states an estimated value on the pricing date of approximately $982.80 per security (within $55.00). Call dates begin April 28, 2027 and occur semiannually; specified call payments range from $1,129.00 up to $1,774.00 depending on the calculation day. If not called, maturity payment depends on the lowest performing underlying and can result in a loss greater than 25% or the loss of the full face amount.
Morgan Stanley Finance LLC offers market-linked, auto-callable principal-at-risk securities fully guaranteed by Morgan Stanley due April 6, 2029 with a face amount of $1,000 per security. The securities have a 125% participation rate, a threshold level of 75 (75% of starting level) and an automatic call feature on April 6, 2027. The pricing date is March 31, 2026 and the original issue date is April 6, 2026. Morgan Stanley estimates the securities’ value on the pricing date at approximately $953.10 (± $30.00). If not called, maturity payoff depends on the Basket’s ending level: full participation in positive returns at the stated participation rate, a return of principal if the ending level is between the starting level and threshold, or a loss 25% or total loss) if the ending level is below the threshold.
Morgan Stanley Finance LLC offers Buffered PLUS linked to a 10-stock equally weighted basket due May 3, 2028. Each Buffered PLUS has a $1,000 stated principal amount and an original issue price of $1,000 (estimated value on the pricing date approximately $966.90).
The securities provide 150% leveraged upside (subject to a $1,465 maximum payment at maturity), a 10% downside buffer and a minimum payment at maturity of $100 (10% of principal). Pricing date was April 16, 2026 and original issue date April 21, 2026. All payments are unsecured obligations of MSFL and are guaranteed by Morgan Stanley and are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC offers $1,940,000 aggregate principal of structured, principal‑at‑risk notes with a 15% buffer and automatic early‑call feature, fully guaranteed by Morgan Stanley.
Each security has a $1,000 stated principal amount and issue price, an estimated value on the pricing date of $986.10, a strike date of March 24, 2026, pricing date March 25, 2026, original issue date March 30, 2026, observation date March 26, 2029 and maturity date March 29, 2029. The notes reference the XLP Fund, RSP Fund and the RTY Index, pay no regular interest, offer fixed early‑redemption payments that correspond to approximately 12.45% per annum if all underliers meet call thresholds on scheduled determination dates beginning March 29, 2027, and at maturity return $1,373.50 if each underlier is at or above its buffer level; otherwise losses are tied to the worst performing underlier beyond the 15% buffer, subject to a minimum payment of 15% of principal.
Morgan Stanley Finance LLC is offering structured Jump Notes due March 29, 2029 with payments linked to the worst-performing of META, GOOGL and NVDA. The offering totals $365,000 in aggregate principal at an issue price of $1,000 per note and an estimated value on the pricing date of $958.90 per note.
The notes pay no interest, carry automatic early redemption on specified determination dates beginning March 24, 2027, and provide fixed early redemption payments that correspond to a return of approximately 9.00% per annum if all three underliers meet their 100% call threshold levels. If not redeemed early and any underlier is below its threshold on the final determination date, investors receive only the stated principal amount.