Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC priced a series of Buffered PLUS principal-at-risk securities linked to the S&P 500® Futures Excess Return Index with an observation date of April 9, 2029 and maturity on April 12, 2029. The notes have a stated principal amount of $1,000 per security, a 123% leverage factor on upside, a 25% buffer and a minimum payment at maturity equal to 25% of principal.
The preliminary pricing supplement discloses an estimated value on the pricing date of approximately $973.30 per security and explains material risks including credit risk of MSFL/Morgan Stanley, possible significant principal loss if the final level is below the buffer, model-based valuation, limited secondary-market liquidity and uncertain U.S. federal tax treatment.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable structured notes linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 and S&P 500. Each note has a $1,000 stated principal amount, an estimated value on the pricing date of approximately $927.60, and a potential automatic early redemption on May 7, 2027 for an early redemption payment of $1,128.50 if each underlier meets call thresholds on the first determination date.
Notes mature on May 5, 2031. If not auto‑redeemed, maturity payouts depend on the worst performing underlier: full principal plus an upside payment if all final levels exceed their initials; full principal if worst performance stays above a 70% downside threshold; or a reduced payment proportional to the worst underlier (possible total loss).
Morgan Stanley Finance LLC offers contingent-income, memory buffered auto-callable notes linked to Alphabet Inc. Class A stock with $1,000 stated principal and a 17.28% contingent annual coupon. The notes mature on April 28, 2027 and are automatically redeemed early if the underlier meets the call threshold on scheduled determination dates.
Payments depend on observation-date closings: a 15% buffer and a downside factor of 1.1765 apply at maturity, so losses occur for declines beyond the buffer. All payments are subject to MSFL/Morgan Stanley credit risk; estimated value at pricing was approximately $983.50 per security.
Morgan Stanley Finance LLC is offering structured, principal-at-risk securities linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 and S&P 500, with a $1,000 stated principal amount per security and an original issue price of $1,000. The securities may be automatically redeemed on the first determination date of May 4, 2027 for an early redemption payment of $1,129. If not redeemed, maturity is May 3, 2030 with final payoff tied to the worst-performing underlier: upside participation of at least 150% of the worst underlier’s gain if all underliers finish above initial levels, full principal if all underliers finish at or above 70% of initial levels, and a pro rata principal loss equal to the worst underlier’s decline if any underlier finishes below 70%. Estimated value on the pricing date was approximately $931.60 per security. All payments are unsecured and subject to Morgan Stanley’s credit risk; these securities do not pay interest and investors may lose up to their entire investment.
Morgan Stanley Finance LLC offers structured, market-linked notes due April 15, 2031, fully guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000 per note, is linked to the EURO STOXX 50® Index, and provides an upside payment equal to the stated principal amount × 118.50% × underlier percent change if the final level exceeds the initial level. The notes pay no interest, are not listed, and have an estimated value on the pricing date of approximately $967.80 per note. Payments are subject to the issuer’s and guarantor’s credit risk; the notes are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC is offering market-linked notes due April 14, 2031 that are fully and unconditionally guaranteed by Morgan Stanley and pay no interest. The notes have a stated principal amount of $1,000 per note and provide an upside payment at maturity equal to the stated principal amount multiplied by a participation rate of 126.50% times the underlier percent change of the S&P 500® Futures Excess Return Index. The pricing date and strike date are April 8, 2026, the original issue date is April 13, 2026, and the observation date is April 8, 2031. Morgan Stanley estimates the value on the pricing date at approximately $967.90 per note. Payments at maturity depend solely on the closing level of the underlier on the observation date, and all payments are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC offers contingent‑income, principal‑at‑risk notes due March 15, 2029, guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and a contingent coupon at an annual rate of 8.00%, payable only if both underliers meet coupon barriers on observation dates. The notes are auto‑callable on scheduled redemption determination dates and repay principal at maturity only if the final level of each underlier is at or above its buffer level (80% of initial); otherwise holders suffer losses proportional to the decline of the worst performing underlier, subject to a 20% minimum payment. The securities reference the XME and GDX ETFs, have an estimated value on the pricing date of approximately $942.40 per security, and are unsecured obligations of MSFL, with payments subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering $3,500,000 of Capped Buffer GEARS due October 6, 2027, fully guaranteed by Morgan Stanley. Each $10 Security provides 2.0 Upside Gearing on a weighted basket of seven alternative-asset managers up to a Maximum Gain of 33% (maximum payment $13.30). The Securities include a 20% Buffer: if the Final Basket Level is at or above 80 (of initial 100) you receive $10 at maturity; below 80 you lose 1% of principal for each 1% decline beyond the Buffer, up to an 80% principal loss. Issue Price is $10.00 (estimated Trade Date value $9.596). Minimum purchase: 100 Securities. Payments and any recovery are subject to Morgan Stanley credit risk; secondary market liquidity is limited and MS & Co. may cease making a market.
Morgan Stanley Finance LLC is issuing buffered participation securities due October 14, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, a 100% participation rate, a 20% buffer (buffer level 80) and a maximum payment at maturity of $1,206.50. The securities pay no interest; at maturity investors receive upside up to the maximum, full principal if underlier decline is within the buffer, or a pro rata principal loss beyond the buffer, subject to a 20% minimum payment. All payments remain subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering buffered jump, auto-callable principal-at-risk securities with a stated principal amount of $1,000 per security and an issue price of $1,000. The estimated value on the pricing date is approximately $967.40. The securities pay no interest and are fully guaranteed by Morgan Stanley. They use a four-stock basket (APO, BX, ARES, KKR) weighted equally. Key economics: participation rate 150%, buffer 15%, downside factor 1.1765, upside payment $483, and an automatic early redemption payment $1,241.50 if the basket meets the call threshold on April 19, 2027. Maturity is April 11, 2028. All payments are subject to the issuer’s credit risk.