Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering market-linked notes due September 5, 2031 whose return depends on the Nasdaq-100 Index®. The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, and pay no periodic interest.
At maturity, investors receive $1,000 per note plus 100% of any positive index return, capped at a maximum payment of $1,554 per note (155.40% of principal). If the final index level is at or below the initial level, investors receive only the $1,000 principal. The estimated value on the pricing date is approximately $927.80 per note, reflecting issuance, structuring and hedging costs borne by investors.
The notes are subject to Morgan Stanley’s credit risk, will not be listed on any exchange, and may have limited or no secondary market liquidity. U.S. tax treatment is expected to follow contingent payment debt instrument rules, requiring annual interest income accruals regardless of actual cash payments.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk structured notes linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, fully and unconditionally guaranteed by Morgan Stanley, with a stated principal amount of $1,000 per security and maturity on August 29, 2031.
The notes pay a 15.00% per annum contingent coupon only if the underlier’s closing level on each observation date is at or above the coupon barrier level of 2,575.373 (75% of the 3,433.83 initial level). They are auto-callable quarterly from November 27, 2026 if the underlier is at or above the call threshold of 3,433.83, returning principal plus the applicable coupon.
If not redeemed early, at maturity investors receive principal in full only if the final underlier level is at or above the buffer level of 2,918.756 (85% of initial). Below this, principal is reduced 1% for each 1% decline beyond the 15% buffer, subject to a minimum payment at maturity of 15% of principal. The estimated value on the pricing date is $914.30 per $1,000, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Buffered Jump Securities with an auto-call feature linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, maturing on October 2, 2031. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of about $906.70, reflecting issuance, selling, structuring and hedging costs. The notes pay no interest and are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley.
The notes may be automatically redeemed quarterly from September 29, 2027 onward if the index closing level is at or above the call threshold level (100% of the initial level), for fixed early redemption payments starting at $1,192.50 per security and increasing over up to 48 determination dates, corresponding to about 19.25% per annum. If held to maturity and not previously called, investors receive $1,962.50 per security if the final level is at or above the call threshold; the stated principal amount if the final level is below the call threshold but at or above the buffer level (85% of initial); and otherwise a loss of 1% of principal for each 1% index decline beyond the 15% buffer, subject to a minimum payment at maturity of 15% of principal. Investors do not participate in any index appreciation, face significant downside risk and are exposed to Morgan Stanley’s credit risk.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk “Jump Securities” with an auto-callable feature maturing on September 5, 2031, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. The notes are unsecured and fully and unconditionally guaranteed by Morgan Stanley.
Each security has a $1,000 stated principal amount and issue price, with an estimated value of about $934.10 on the pricing date, reflecting structuring and hedging costs. The notes pay no interest and can be automatically redeemed starting with the first determination date on September 2, 2027 if the index closes at or above the call threshold (80% of the initial level), for early redemption payments that imply roughly 16.15% per annum and increase over time.
If not redeemed early, at maturity investors receive $1,807.50 per security if the final index level is at or above the call threshold, only principal back if the final level is between the 80% call threshold and the 50% downside threshold, and a 1:1 loss of principal for any decline below the downside threshold, potentially losing the entire investment. All payments depend on Morgan Stanley’s credit, and the complex underlier includes leverage, volatility targeting and a 4% annual decrement, with limited operating history and significant market and liquidity risks.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering $250,000 of Buffered Performance Leveraged Upside Securities (Buffered PLUS) due August 28, 2031, linked to the S&P 500® Futures Excess Return Index. Each security has a $1,000 principal amount and pays no interest.
At maturity, investors receive leveraged upside of 212% of any index gain above the initial level of 612.17. If the index ends between the initial level and the buffer level of 520.345 (85% of initial), investors receive principal only. Below the buffer, principal is reduced one-for-one with index losses beyond the 15% buffer, but not below a 15% minimum payment. The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, and expose holders to both market risk and issuer credit risk. The estimated value on the pricing date is $972.90 per $1,000 security.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk “Jump Securities with Auto-Callable Feature” maturing August 28, 2031, linked to the worst performing of the S&P 500® Index, Russell 2000® Index and EURO STOXX 50® Index, in an aggregate principal amount of $12,635,000 at $1,000 per security.
The notes may be automatically redeemed quarterly starting August 27, 2027 if each index is at or above its call threshold (100% of its initial level), for fixed cash payments that imply about 10.89% per annum, up to $1,535.425 by the last call date. If not called, at maturity investors receive $1,544.50 per security if each index is at or above 90% of its initial level; $1,000 if each stays at or above 70% but at least one is below 90%; otherwise, repayment is reduced in proportion to the decline of the worst performing index, potentially to zero.
The initial index levels are SPX 7,677.28, RTY 3,010.022 and SX5E 6,455.63; upside thresholds are 90% and downside thresholds 70% of these. The securities pay no interest, do not guarantee principal, and all payments are subject to the credit risk of Morgan Stanley. The estimated value on the pricing date is $954.60 per security, below the issue price, reflecting embedded costs.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (MS), via Morgan Stanley Finance LLC, is offering principal-at-risk Enhanced Trigger Jump Securities maturing October 14, 2027, linked to the worst performer of the Nasdaq‑100, Russell 2000 and S&P 500 indices. Each security has a stated principal amount and issue price of $1,000, with an estimated value on the pricing date of about $988.40, reflecting embedded issuance, structuring and hedging costs.
At maturity, if every index finishes at or above 70% of its initial level (its downside threshold), investors receive $1,000 plus a fixed $112.50 upside payment (11.25%), regardless of how much the indices have risen. If any index finishes below its threshold, repayment is reduced 1% for each 1% decline in the worst-performing index, with no minimum, so principal can be fully lost. The notes pay no interest, are unsecured obligations of MSFL fully and unconditionally guaranteed by Morgan Stanley, and expose holders to Morgan Stanley credit risk, limited liquidity, index volatility (including small‑cap risk via the Russell 2000) and uncertain U.S. tax treatment.