Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC offers principal‑at‑risk, auto‑callable securities linked to the common stock of Blackstone Inc. The securities have a $1,000 face amount, a contingent coupon rate to be set at no less than 16.35% per annum, an estimated value of approximately $956.50 per security on the pricing date and a maturity date of March 23, 2029. Payments of contingent coupons occur quarterly only if the stock closing price on each calculation day meets or exceeds a coupon threshold equal to 60% of the starting price. After a six‑month non‑call period, the securities may be automatically called on quarterly calculation days if the stock closing price is at or above a call threshold equal to 90% of the starting price, producing a cash payment of face amount plus a final contingent coupon. If not called, at maturity investors receive either full face amount if the ending price is at or above the downside threshold (also 60% of the starting price) or a reduced principal equal to the performance factor multiplied by $1,000, exposing holders to more than 40% principal loss if the ending price falls below that threshold. All payments are subject to issuer credit risk, distribution commissions of up to $23.25 per security, and other offering costs.
Morgan Stanley Finance LLC prices Principal at Risk Buffered Jump Securities with an auto-callable feature due March 13, 2031. The offering is for securities with a stated principal amount of $1,000 per security and an aggregate principal amount of $1,735,000. The issue price is $1,000 per security and the estimated value on the pricing date was $904.00 per security.
The notes reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, include a 15% buffer and a minimum payment at maturity of 15% of principal, provide potential automatic early redemption with fixed per‑security early redemption payments, do not pay periodic interest, and are fully guaranteed by Morgan Stanley. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC priced $8,969,000 of buffered jump securities (principal at risk) with a $1,000 stated principal amount per security. The securities are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley.
The notes are auto-callable beginning on March 11, 2027 if the underlier closes at or above the call threshold level of 1,142.90. Early redemption payments correspond to a return of approximately 17.00% per annum and increase on each determination date. If not called, maturity is March 13, 2031. At maturity investors receive $1,850 if the final level is at or above the call threshold, the stated principal if the final level is at or above the buffer level of 971.465 (85% of initial), or a reduced payment that loses 1% per 1% decline beyond the buffer, subject to a 15% minimum payment.
The underlier is the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index (initial level 1,142.90), established March 14, 2022. The estimated value on the pricing date was $907.30 per security; the issue price is $1,000 with agent commissions of $42.50 per security. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering contingent income, memory buffered auto-callable securities with a $1,000 stated principal per security and an issue price $1,000. The securities pay a contingent coupon at an annual rate of 11.50% if observation-date conditions are met, are fully and unconditionally guaranteed by Morgan Stanley, and mature on March 25, 2031 (final observation March 20, 2031), subject to postponement for non-trading days and market disruption events. The securities feature a 15% buffer (buffer level = 85% of initial level), a minimum payment at maturity of 15% of principal, automatic early redemption beginning with the first redemption determination date on March 22, 2027, and an estimated value on the pricing date of approximately $903.60 per security.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable market-linked securities linked to the common stock of Broadcom Inc. due March 23, 2028. Each security has a face amount of $1,000 and a price to public of $1,000 per security; the agent commission is $23.25 and proceeds to the issuer are $976.75 per security. The issuer estimates the value on the pricing date at approximately $959.90 (within $35.00). Coupon payments are contingent and only paid monthly if the stock closing price meets the coupon threshold (equal to 60% of the starting price); the contingent coupon rate will be set on the pricing date and will be at least 14.50% per annum. If not called and the ending price is below the downside threshold (equal to 50% of the starting price), the maturity payment will be reduced on a 1-to-1 basis and could result in a loss of more than 50% or all of principal. All payments are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC offers Trigger Autocallable Contingent Yield Notes linked to the Least Performing Underlying Shares between the Invesco S&P 500® Equal Weight ETF (RSP) and the Invesco QQQ, Series 1 (QQQ). The Securities are principal‑at‑risk debt obligations of MSFL, fully guaranteed by Morgan Stanley.
Key economic terms in this preliminary pricing supplement: Trade Date March 13, 2026, Settlement Date March 18, 2026, Final Observation Date March 13, 2031, Maturity Date March 18, 2031. Contingent Coupon Rate will be set on the Trade Date in the range 9.50% to 10.10% per annum. Coupon Barriers are 70% of the Initial Underlying Price and Downside Thresholds are 60% of the Initial Underlying Price for each Underlying. Minimum investment is $1,000 and the Issue Price is $10.00 per Security; estimated Trade Date value is approximately $9.798 per Security (within $0.40).
The notes pay equal quarterly Contingent Coupons only if both Underlying Shares close at or above their Coupon Barriers on an Observation Date, are automatically callable beginning on the Observation Date September 14, 2026 if both Underlying Shares close at or above their Initial Underlying Prices, and repay a principal linked to the Least Performing Underlying Shares at maturity (including potential significant loss if the Least Performing Underlying Share is below its Downside Threshold). All payments are subject to MSFL and Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced a preliminary offering of principal-at-risk, auto-callable Buffered Jump Securities linked to the S&P 500® Index with a $1,000 stated principal amount and an issue price of $1,000 per security. The securities have a 10% buffer, a 125% participation rate and a 10% minimum payment at maturity.
Key dates: strike/pricing March 26, 2026, first determination date April 1, 2027 (auto-call tested), early redemption date April 6, 2027 for an early redemption payment of $1,098.80, and maturity March 30, 2028. Estimated value on the pricing date is approximately $973.60 per security. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering structured Buffered Jump Securities due March 16, 2028, fully and unconditionally guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount and an issue price of $1,000 per security, with an estimated value on the pricing date of approximately $979.20.
The notes reference the S&P 500® Index with an initial level (strike) of 6,775.80. An automatic early redemption is possible on the first determination date March 24, 2027 if the closing level is at or above the call threshold (6,775.80), producing an early redemption payment of $1,095.20 on March 29, 2027. If not redeemed, maturity payment on March 16, 2028 depends on final level: full principal plus an upside payment at a 125% participation rate for appreciation; full principal if final level is at or above the buffer level (5,420.64, 80% of initial); or losses equal to 1.25% of principal for each 1% decline beyond the 20% buffer (downside factor 1.25), potentially resulting in a total loss.
Morgan Stanley Finance LLC offers Trigger Autocallable Contingent Yield Notes linked to the least performing of the Invesco S&P 500® Equal Weight ETF (RSP) and the Invesco QQQ, Series 1 (QQQ).
The Securities have a Principal Amount of $10.00, an Issue Price of $10.00, an estimated Trade Date value of $9.595, a term to the Final Maturity Date of March 18, 2031, and quarterly contingent coupons with a preliminary range of 7.50% to 8.10% per annum (actual rate set on the Trade Date). Coupon Barriers are 70% of each Initial Underlying Price and Downside Thresholds are 60% of each Initial Underlying Price. The notes are automatically callable beginning September 14, 2026 if both Underlyings close at or above their Initial Underlying Prices on an Observation Date. Payments and principal are linked to the performance of the Least Performing Underlying Shares; if that Underlying closes below its Downside Threshold at maturity, investors can lose a significant portion or all of principal.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Auto-Callable Trigger PLUS notes linked to the S&P 500® Index with a $1,000 stated principal per security. The pricing date is March 31, 2026, original issue date April 6, 2026, and maturity is April 5, 2028.
The securities are automatically redeemed if the index closing value on the first determination date (April 7, 2027) is greater than or equal to the initial index value, for an early redemption payment of $1,096.30 per security. If not redeemed early, the maturity payoff is: 1) if final index value > initial index value, $1,000 + ($1,000 × index percent change × 125%); 2) if final index value ≥ the downside threshold level (80% of initial), $1,000; 3) if final index value < downside threshold, a loss equal to the index decline on a 1-to-1 basis (payment could be less than $800 and may be zero).
The issuer estimates the securities' value on the pricing date at approximately $961.30. All payments are subject to Morgan Stanley's credit risk; holders could lose some or all of their investment.