Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent-income auto-callable securities linked to the common stock of Amazon.com, Inc. Each security has a stated principal amount of $1,000, an original issue date of April 6, 2026, a final observation date of April 30, 2027 and a maturity date of May 5, 2027. The securities pay a contingent coupon at an annual rate of 15.00% only if the closing level of the underlier on each observation date is at or above the coupon barrier level (set at 68% of the initial level). The notes are automatically redeemed early if the underlier is at or above the call threshold (100% of the initial level) on any redemption determination date, in which case holders receive principal plus the contingent coupon for that period. If not redeemed and the final level is below the downside threshold (also 68% of the initial level), repayment at maturity is the stated principal times the performance factor and could be significantly less than principal or zero. The estimated value on the pricing date was approximately $988.00 per security. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering principal‑at‑risk, auto‑callable structured notes with a $1,000 stated principal amount per security and an original issue price of $1,000. The securities mature on March 25, 2031 and are fully and unconditionally guaranteed by Morgan Stanley. They provide no interest and may be automatically redeemed beginning on March 26, 2027 if each underlier meets its call threshold on a determination date; early redemption payments correspond to a fixed approximate return of 13.45% per annum on the listed early redemption dates. Payment at maturity depends on the worst performing of the Dow Jones Industrial Average, S&P 500® and Russell 2000® indices: full positive payout if each underlier ≥ call threshold, return of principal if all final levels ≥ downside threshold, or a loss equal to the percentage decline of the worst performing underlier if any final level < downside threshold (downside threshold = 70% of initial level). All payments are subject to the issuer’s credit risk. The estimated value on the pricing date was approximately $980.80 per security.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable structured notes linked to the iShares® Bitcoin Trust ETF with an aggregate principal amount of $100,000. Each security has a stated principal amount of $1,000 and an issue price of $1,000.
The securities have a strike/initial level of $40.37 (closing level on March 13, 2026), a first determination date of March 17, 2027 and an early redemption payment of $1,230. Maturity is March 16, 2029 with a final determination date of March 13, 2029. The participation rate is 150% and the downside threshold is $24.222 (60% of the initial level). All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income auto-callable notes due March 22, 2029, fully and unconditionally guaranteed by Morgan Stanley. The securities reference the State Street SPDR S&P Regional Banking ETF and pay an annual contingent coupon of 11.50% only if the underlier meets the coupon barrier on observation dates; automatic early redemption may occur on multiple scheduled dates starting June 24, 2026. At maturity, if the final level is below the downside threshold (set at 70% of the initial level), principal is reduced pro rata by the underlier's decline, potentially to zero. The pricing date shows an estimated value of approximately $962.10 per security versus an issue price of $1,000, and all payments are subject to the issuer's credit risk.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due March 22, 2028, fully and unconditionally guaranteed by Morgan Stanley.
The securities reference the MSCI AC Asia ex Japan index, have a $1,000 stated principal amount, a 15% buffer (buffer level = 85% of the initial level), a 1.1765 downside factor, and a 150% participation rate. Automatic early redemption is triggered if the underlier is ≥ the call threshold (100% of the initial level) on the first determination date (March 29, 2027), producing an early redemption payment of at least $1,150 per security. Pricing and strike dates are March 17, 2026; the pricing date estimated value was approximately $967.50 per security.
Morgan Stanley Finance LLC is offering Principal at Risk Enhanced Buffered Jump Securities due April 23, 2027, linked to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index. Each security has a $1,000 stated principal amount, pays no interest and is fully and unconditionally guaranteed by Morgan Stanley.
Key economics disclosed: an upside payment of $74.50 (7.45% of principal), a buffer amount of 20% (buffer level = 80% of initial level), and a minimum payment at maturity equal to 20% of principal. If the final level of either underlier is below its buffer, investors lose 1% of principal for each 1% decline beyond the buffer. The pricing/strike date is March 20, 2026, original issue date March 25, 2026, and observation date April 20, 2027 (subject to postponement). The estimated value on the pricing date was approximately $983.50 per security. The securities are unsecured obligations of MSFL; holders are exposed to Morgan Stanley credit risk and to limited secondary-market liquidity.
Morgan Stanley Finance LLC is issuing Structured Investments — Enhanced Buffered Jump Securities tied to NIKE, Inc. Class B common stock. Each note has a $1,000 stated principal, an original issue price of $1,000, an estimated value of approximately $975.70 on the pricing date and matures on April 1, 2027.
Key economic terms: an upside payment of $157.50 (15.75%), an initial level of $54.79, a buffer amount of 20% (buffer level $43.832), and a downside factor of 1.25. If the final level is below the buffer level, investors lose 1.25% of principal for every 1% decline beyond the buffer; there is no minimum payment at maturity.
Morgan Stanley Finance LLC files a preliminary pricing supplement for structured, principal-at-risk notes linked to the Russell 2000® Index. The securities are unsecured obligations of Morgan Stanley Finance LLC and are fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, a 125% participation rate, a 15% buffer and a downside factor of 1.1764.
The notes may be automatically redeemed on the first determination date if the underlier equals or exceeds the call threshold (initial level 2,503.292), producing an early redemption payment of $1,152.20. If not called, maturity is March 21, 2028, with payoffs that can return principal plus upside, return principal only if final level ≥ buffer level, or produce losses (possibly to zero) if final level < buffer level. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering structured, principal-at-risk Buffered Jump Securities with an auto-call feature due March 21, 2028. Each security has a $1,000 stated principal amount and issue price of $1,000; estimated value on the pricing date was approximately $967.70.
Key terms: a first determination date of March 29, 2027 with a call threshold of 100 and an early redemption payment of $1,262.50; final determination on March 16, 2028; participation rate 150%; buffer 15% (buffer level 85); downside factor 1.1765; upside payment $525.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income auto-callable securities due May 5, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal of $1,000 and an issue price of $1,000.
The securities pay a contingent coupon at an annual rate of 11.65% only if the closing level of both underliers (the Nasdaq-100® Technology Sector Index and the S&P 500® Index) meets or exceeds coupon barrier levels on specified observation dates. The securities are automatically redeemed early if both underliers meet call thresholds on a redemption determination date. If not redeemed, maturity payoff depends on the worst performing underlier: investors receive principal only if both final levels are at or above downside thresholds (each at 80% of initial levels); otherwise investors lose 1% of principal for each 1% decline of the worst performing underlier and could lose their entire principal.