Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing Trigger PLUS structured notes due February 11, 2031, linked to the worst performer among the iShares S&P 500 Growth ETF, the S&P 500 Equal Weight Index and the S&P 500 Index. Each security has a $1,000 stated principal amount, with an aggregate principal of $3,159,000, and was priced at $1,000, while the estimated value on the pricing date was $983 per security.
At maturity, if each underlier’s final level is above its initial level, holders receive $1,000 plus a leveraged upside payment equal to 183% of the worst underlier’s gain. If any underlier is at or below its initial level but all remain at or above 70% of their initial levels, investors receive only principal back. If any underlier falls below its 70% downside threshold, repayment is reduced 1% for every 1% decline in the worst performer, with no minimum; the payment could be zero. The notes pay no interest, are unsecured, and all payments depend on Morgan Stanley’s and MSFL’s credit.
Morgan Stanley Finance LLC is issuing Enhanced Trigger Jump Securities linked to the S&P 500® Index, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and an aggregate principal amount of $1,050,000. The notes pay no interest, are unsecured, and expose investors to full principal risk.
At maturity on September 10, 2027, if the S&P 500® final level on the September 7, 2027 observation date is greater than or equal to the downside threshold level of 6,565.018 (85% of the initial level 7,723.55), investors receive $1,000 plus a fixed upside payment of $97.60, a 9.76% return, regardless of how much the index has risen. If the final level is below the downside threshold, the payoff equals $1,000 multiplied by the performance factor (final level / initial level), producing a 1% loss of principal for each 1% index decline with no minimum, so the payment can be zero.
The issue price is $1,000 per note, with an estimated value on the pricing date of $986.40 after issuance, selling, structuring and hedging costs. Minimum denomination is $1,000 with a $10,000 minimum ticket. All payments depend on Morgan Stanley’s and MSFL’s credit; the notes are not bank deposits and are not FDIC insured.
Morgan Stanley Finance LLC is offering Enhanced Trigger Jump Securities, unsecured structured notes linked to the S&P 500® Index, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, an issue price of $1,000, and an aggregate principal amount of $700,000. The notes pay no interest and have principal at risk.
At maturity on September 10, 2027, if the S&P 500® final level is at or above the downside threshold of 5,792.663 (75% of the initial level of 7,723.55), investors receive $1,000 plus a fixed upside payment of $78 per security, regardless of how much the index has appreciated. If the final level is below the threshold, investors receive $1,000 multiplied by the performance factor (final level ÷ initial level), losing 1% of principal for each 1% index decline, with no minimum payment.
The estimated value on the pricing date is $986.40 per security, reflecting issuance, selling, structuring and hedging costs borne by investors. The notes are subject to Morgan Stanley’s credit risk, limited liquidity, model-based valuation uncertainty and complex, unsettled U.S. federal income tax treatment.
Morgan Stanley Finance LLC is issuing Contingent Income Auto-Callable Securities due August 10, 2028, linked to the Class A ordinary shares of Accenture plc and fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and issue price, with an aggregate principal amount of $487,000. The initial level of the Accenture underlier is $171.11.
Investors may receive a contingent coupon at 18.50% per annum, payable only if on each observation date the underlier closes at or above the coupon barrier of $85.555 (50% of the initial level). The notes are auto-callable from February 8, 2027 onward if the underlier is at or above the call threshold of $171.11, in which case investors receive principal plus the applicable coupon and no further payments. At maturity, if not previously redeemed and the final level is at or above the downside threshold of $85.555, investors receive principal (plus any final coupon). If the final level is below the downside threshold, repayment is reduced in proportion to the decline, and the principal repayment can fall to zero. The securities are principal-at-risk, unsecured obligations, with all payments subject to the credit risk of MSFL and Morgan Stanley. The estimated value on the pricing date is $984.00 per security, below the $1,000 issue price.
Morgan Stanley Finance LLC is offering Jump Securities with an auto-callable feature, unsecured notes fully and unconditionally guaranteed by Morgan Stanley, linked to the worst performing of the S&P 500 Index, Russell 2000 Index and EURO STOXX 50 Index. Each security has a $1,000 stated principal amount, but principal is at risk and no interest is paid.
The notes may be automatically redeemed on quarterly determination dates starting August 27, 2027 if each index is at or above its call threshold (100% of its initial level), paying at least a return of approximately 10.50% per annum (for example, at least $1,105 on the first call date, stepping up to at least $1,516.25 by the last). If not called, at maturity in August 2031 investors receive at least $1,525 per security only if each index is at or above 90% of its initial level; otherwise they receive $1,000 if all stay at or above 70%, or suffer a 1% loss of principal for each 1% decline in the worst index below 70%, potentially losing the entire investment.
The estimated value on the pricing date is approximately $949.10 per $1,000 security, reflecting issuance and hedging costs. All payments are subject to Morgan Stanley’s credit risk, secondary market liquidity may be limited, and the U.S. tax treatment is complex and uncertain.
Morgan Stanley Finance LLC is offering Callable Contingent Income Buffered Securities due August 10, 2028, linked to the worst performer of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the State Street® Utilities Select Sector SPDR® ETF. Each security has a $1,000 principal amount, with an aggregate offering of $1,000,000, and is fully and unconditionally guaranteed by Morgan Stanley.
Investors may receive a 10.85% per annum contingent coupon on scheduled dates, but only if the closing level of each underlier is at or above its coupon barrier (70% of its initial level). Starting November 12, 2026, Morgan Stanley may redeem the notes early on specified redemption dates if a risk-neutral valuation model indicates redemption is economically rational, paying principal plus any due coupon.
If not redeemed and on the final observation date each underlier is at or above its buffer level (80% of initial), investors receive principal plus any final coupon. If any underlier finishes below its buffer, repayment decreases 1% for each 1% drop of the worst performer beyond the 20% buffer, but not below the minimum 20% of principal. The notes are principal-at-risk, offer no participation in underlier appreciation, and all payments depend on Morgan Stanley’s credit. The estimated value on the pricing date is $990.70 per security, below the issue price, reflecting issuance, structuring and hedging costs.
Morgan Stanley Finance LLC is offering Callable Contingent Income Securities due August 10, 2028, fully and unconditionally guaranteed by Morgan Stanley, in an aggregate principal amount of $1,490,000 at $1,000 per security. These are principal-at-risk structured notes linked to the worst performing of three ETFs: Invesco S&P 500® Equal Weight ETF (RSP), iShares® Russell 2000® ETF (IWM) and State Street® Energy Select Sector SPDR® ETF (XLE).
The notes pay a contingent coupon of 8.90% per annum only if on each observation date all underliers are at or above their coupon barrier levels, set at 60% of initial levels (RSP $131.148; IWM $178.95; XLE $34.896). Starting August 11, 2027, the issuer may redeem the notes on specified monthly dates if a risk neutral valuation model indicates early redemption is economically rational for Morgan Stanley; if called, investors receive principal plus that period’s coupon and no further payments.
If not redeemed and on the final observation date each underlier is at or above its downside threshold (also 60% of initial levels), investors receive principal plus any final contingent coupon. If any underlier finishes below its downside threshold, repayment is reduced 1% for each 1% decline of the worst performer, potentially to zero. The estimated value on the pricing date is $986.70 per security, below the issue price, reflecting issuance, structuring and hedging costs. All payments are subject to the credit risk of MSFL and Morgan Stanley, and U.S. tax treatment is uncertain, with potential withholding for non-U.S. holders.
Morgan Stanley Finance LLC is issuing contingent income auto-callable securities linked to the Class A common stock of Space Exploration Technologies Corp., fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, with a total offering of $500,000.
The note pays a 23.00% per annum contingent coupon only if the stock’s closing level on each observation date is at or above the coupon barrier level of $54.135, 50% of the $108.27 initial level. The securities may be automatically redeemed on scheduled redemption determination dates if the underlier is at or above the $108.27 call threshold, returning principal plus the applicable coupon.
If not called, and the final level is at or above the downside threshold of $54.135, investors receive principal back (plus any final coupon). If the final level is below this threshold, repayment is reduced one-for-one with the underlier’s decline, potentially to zero. The securities are unsecured, principal-at-risk obligations, with an estimated value on the pricing date of $936.40 per $1,000, reflecting embedded costs and issuer economics.
Morgan Stanley Finance LLC is offering Dual Directional Buffered Participation Securities due August 28, 2031, linked to the worst performer of the Russell 2000 Index and the S&P 500 Index, fully and unconditionally guaranteed by Morgan Stanley, with a $1,000 stated principal amount per security and no periodic interest.
At maturity, investors participate 100% in upside of the worst-performing index, capped at $1,994 per security (199.40% of principal). If the worst-performing index is down but not below its 70% buffer level, investors receive a positive return up to 30% through an absolute return feature. If it falls below the buffer, principal is reduced 1% for each 1% decline beyond the 30% buffer, with a minimum payment of 30% of principal. The estimated value on the pricing date is approximately $943.50 per security, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Enhanced Trigger Jump Securities, principal-at-risk structured notes linked to the common stock of Marvell Technology, Inc., fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, pays no interest and is unsecured.
At maturity on February 17, 2028, investors receive $1,000 plus a fixed upside payment of $520 per security (a 52% return) if the final stock level on the February 14, 2028 observation date is at or above the downside threshold, which is set at 50% of the initial level. If the final level is below this threshold, the payoff equals the principal multiplied by the performance factor, causing a 1% loss of principal for each 1% decline in the stock, with no minimum payment and potential total loss of investment.
The estimated value on the pricing date is approximately $963.20 per security, reflecting issuing, selling, structuring and hedging costs borne by investors. The notes expose holders to Morgan Stanley’s credit risk, limited or no secondary market liquidity, potentially volatile Marvell share performance, and uncertain U.S. federal tax treatment, including possible effects of future tax law or IRS guidance.