Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering structured, principal-at-risk buffered jump securities due July 6, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and may be automatically redeemed on the first determination date for an early redemption payment of $1,120. If not redeemed, maturity payoffs depend on the basket underlier: upside is paid at a 125% participation rate when the final level is above the initial level, the principal is returned if the final level is at or above the 90% buffer level, and investors absorb losses 1% for each 1% decline beyond the buffer (subject to a 10% minimum payment at maturity). All payments are subject to the issuer’s and guarantor’s credit risk. The pricing date and strike date are June 30, 2026, original issue date July 6, 2026, aggregate principal amount offered $717,000, and the estimated value on the pricing date was $961.70 per security.
Morgan Stanley Finance LLC prices market-linked notes linked to the S&P 500® Index. The offering is for $1,589,000 aggregate principal (1,589 notes) at a $1,000 stated principal amount per note; issue price equals stated principal and the estimated value on the pricing date was $980.70 per note.
Each note pays no interest, participates 100% in positive index performance between the initial level of 7,499.36 (strike date June 30, 2026) and the observation date, subject to a maximum payment of $1,227.50 (122.75% of principal) at maturity on July 6, 2029. Payments depend on MSFL/Morgan Stanley credit and are unsecured.
Morgan Stanley Finance LLC is offering structured, variable‑coupon Auto‑Callable Notes due July 15, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and a variable monthly coupon that will be either 12.50% (higher) or 0.25% (lower) depending on observation‑date performance of three specified stocks: Palantir Technologies Inc., Micron Technology, Inc., and Oracle Corporation. The notes pay the higher coupon for an interest period only if the closing level of each underlier on the related observation date is at or above its coupon barrier (set at 74% of the initial level); otherwise the lower coupon applies. The notes are automatically redeemed early if, on any redemption determination date (first such date: July 12, 2027), the closing level of each underlier is at or above its call threshold (100% of initial level), in which case holders receive the stated principal plus the higher coupon for that period. The issuer estimates the value on the pricing date at approximately $925.40 per note and the original issue price is $1,000 per note. All payments are subject to the credit risk of Morgan Stanley and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC priced principal‑at‑risk notes linked to MP Materials Corp. common stock. Each security has a $1,000 stated principal amount, an issue price of $1,000 and an estimated value on the pricing date of $980.10. If the final level on the observation date is at or above the downside threshold (65% of the initial level), holders receive the $1,000 stated principal plus a fixed $358.90 upside payment. If the final level is below the downside threshold, holders suffer losses pro rata (1% loss in principal per 1% decline in the underlier), with no minimum payment at maturity. Payments depend on MSFL's credit and are fully guaranteed by Morgan Stanley; secondary market liquidity and tax treatment are discussed in the supplement.
Morgan Stanley Finance LLC is offering contingent income auto-callable securities due January 6, 2028 that are unsecured obligations of MSFL and fully and unconditionally guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount and an aggregate principal amount of $1,216,000.
They pay a contingent coupon at an annual rate of 12.00% per annum only when the closing level of each underlier meets or exceeds specified coupon barrier levels on observation dates. The notes are automatically redeemed early if all underliers meet their call threshold on a redemption determination date. At maturity, if any underlier is below its downside threshold (60% of initial level), the payment equals the stated principal multiplied by the worst-performing underlier’s performance factor, risking loss of principal. Estimated value on the pricing date: $969.90 per security. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced Enhanced Trigger Jump Securities tied to the S&P 500® (guaranteed by Morgan Stanley). Each security has a $1,000 stated principal amount with an $200 upside payment and a $1,853 maximum payment at maturity. The pricing and strike dates are July 16, 2026, original issue date July 21, 2026, and maturity July 21, 2031. The securities pay no interest and expose investors to full credit risk of Morgan Stanley; if the final level is below the downside threshold (set at 80% of the initial level), principal losses occur on a 1:1 percentage basis. The estimated value on the pricing date is approximately $955.80 per security; the agent receives a $30 sales commission, leaving proceeds of $970 per security to the issuer.
Morgan Stanley Finance LLC is offering Callable Contingent Income Securities due July 13, 2029, fully and unconditionally guaranteed by Morgan Stanley.
The securities pay a contingent coupon of 9.60% per annum only if each underlier closes at or above its coupon barrier on observation dates, are callable by MSFL using a risk neutral valuation model starting January 14, 2027, and return principal at maturity only if each underlier is at or above its downside threshold; otherwise payoff at maturity equals the stated principal multiplied by the worst performing underlier’s performance factor, exposing investors to full principal loss. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering structured, principal‑protected jump notes linked to Amphenol Corporation class A common stock. Each note has a $1,000 stated principal amount, an upfront estimated value of approximately $977, an upside payment of $324 per note (32.40%) if the underlier's closing level on the observation date is greater than or equal to the initial level, a strike/pricing date of July 31, 2026, and a maturity date of August 3, 2029. Purchasers receive only the stated principal at maturity if the final level is below the initial level. All payments are subject to the issuer’s and guarantor’s credit risk; the notes are unsecured, non‑listed, and do not pay periodic interest.
Morgan Stanley Finance LLC offers Market Linked Securities—auto‑callable, principal‑at‑risk notes linked to the iShares® Ethereum Trust ETF due July 6, 2029. The offering sells securities with a face amount of $1,000 per security at a price to public of $1,000, aggregating $498,000 in this issuance.
The securities carry a 150% participation rate in positive fund returns at maturity, an automatic call feature with a fixed call payment of $1,320 on the call date, an estimated value at issuance of $946.20 per security, and full downside exposure below a threshold price of $5.945 (50% of the starting price).
Morgan Stanley Finance LLC is offering Contingent Income Auto-Callable Securities due July 7, 2028, linked to CoreWeave, Inc. class A common stock. The securities pay a contingent quarterly coupon at an annual rate of 31.00% only if the determination closing price is at or above a downside threshold equal to 50% of the initial share price.
Each security has a stated principal amount of $1,000, an original issue date of July 8, 2026, and a pricing date of July 2, 2026. If automatically redeemed after the six-month non-call period or if the final share price is at or above the downside threshold, holders receive principal plus any contingent coupons; if the final share price is below the downside threshold, holders bear a 1-to-1 exposure to the stock decline and may lose most or all principal. Estimated value on the pricing date is approximately $944.30. All payments are subject to issuer and guarantor credit risk.