Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering contingent income memory buffered auto-callable securities with an aggregate principal amount of $1,000,000, fully and unconditionally guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount, a 9.00% contingent coupon, a 10% buffer with a 1.1111 downside factor, a maturity date of March 13, 2031 and a first redemption determination date of September 9, 2027. Coupons are paid only if the closing level of each underlier (the Dow Jones Industrial Average, the Russell 2000® Index and the S&P 500® Index) meets or exceeds its coupon barrier on observation dates; otherwise coupons may remain unpaid and only become payable later if conditions are met. If not automatically redeemed and the final level of any underlier is below its buffer level, investors suffer losses equal to 1.1111% of principal for each 1% decline beyond the 10% buffer, and there is no minimum payment. All payments are subject to issuer credit risk and the estimated value at pricing was $974.80 per security.
Morgan Stanley Finance LLC prices a Dual Directional Auto-Callable Trigger PLUS linked to the common stock of Broadcom Inc. The securities have a stated principal amount of $1,000 per security and an early redemption payment of $1,248.50 if the underlying closes at or above the initial share price on the first determination date. The pricing date is March 31, 2026, original issue date April 6, 2026, first determination date April 7, 2027, final determination date March 31, 2028, and maturity April 5, 2028. The securities provide an upside participation of 150% if the final share price is at or above the initial share price, an absolute-return feature capped at +35% if the final share price is between the initial price and the downside threshold, and a downside exposure equal to the share performance factor if the final share price is below the downside threshold (which is 65% of the initial share price). All payments are "subject to our credit risk."
Morgan Stanley Finance LLC is offering Trigger Jump Securities maturing July 6, 2027, guaranteed by Morgan Stanley, linked to the iShares® Expanded Tech-Software Sector ETF.
The securities pay no interest and provide a fixed $262 upside payment per security (a 26.20% return) if the final share price is at or above the initial share price on the valuation date. If the final share price is between the trigger level (85% of the initial share price) and the initial share price, investors receive the $1,000 stated principal amount. If the final share price is below the trigger level, investors suffer a 1:1 loss in principal tied to the percentage decline in the underlying shares and may lose up to their entire investment. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering the Bearish Dual Directional Trigger PLUS linked to the inverse performance of the S&P 500® Index, maturing April 16, 2027. Each note has a $1,000 stated principal, 200% leverage on index declines, a trigger at 114% of the initial index value and a maximum payment of $1,300 (130% of principal). If the index rises by up to 14%, holders receive an unleveraged positive return up to $1,140. If the index rises beyond the trigger, holders lose 1% of principal for each 1% of index appreciation and may lose the entire investment. Estimated value on the pricing date is approximately $977.60. Pricing date is March 13, 2026 and original issue date is March 18, 2026. Payments are unsecured, subject to Morgan Stanley credit risk, and these notes will not be listed on an exchange.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk notes linked to an equally weighted basket of ten stocks. The securities have a pricing date of March 31, 2026, an original issue date of April 6, 2026 and mature on April 5, 2028. The notes have a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $885.60.
The payoff provides 150% leverage on positive basket performance up to a $1,460 cap (146.00% of principal). A trigger level of 80% provides limited protection only if the final basket value is at or above that level; if the final basket value is below the trigger, investors suffer proportional losses and may lose their entire investment. Sales commission is $20 plus a structuring fee of $5.
Morgan Stanley Finance LLC amends a preliminary pricing supplement for Buffered PLUS securities due April 30, 2027 linked to the S&P 500 Index. The securities have a stated principal amount $1,000, an issue price of $1,000, an estimated value on the pricing date of $988.30, and an observation date of April 27, 2027.
Key economic terms disclosed include a leverage factor 109%, a buffer amount 20% (buffer level = 80% of the initial level), a maximum payment at maturity $1,102.50 (110.25% of principal) and a minimum payment at maturity 20% of principal. Payment at maturity depends solely on the closing final level on the observation date and is subject to Morgan Stanley's credit support via an unconditional guarantee.
The Buffered PLUS are principal-at-risk notes issued by Morgan Stanley Finance LLC and fully guaranteed by Morgan Stanley, linked to the MSCI Emerging Markets Index with a 150% leverage factor and a 10% buffer.
Key terms: stated principal $1,000, maximum payment at maturity $1,357 (135.70%); minimum payment $100 (10%). Pricing date is March 31, 2026, original issue date April 7, 2026. Estimated value on the pricing date: approximately $953.30. Issues are unsecured, not listed, and subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC offers Dual Directional Buffered PLUS linked to the Russell 2000® Index due April 5, 2028, guaranteed by Morgan Stanley. Each Buffered PLUS has a stated principal of $1,000 and an issue price of $1,000. Pricing date is March 31, 2026 and original issue date is April 6, 2026.
Key economics: a 150% leverage factor on positive index returns up to a $1,197.70 cap per Buffered PLUS, a 15% buffer that provides an unleveraged positive return for limited declines, and a $150 minimum payment at maturity. The securities pay no interest, are unsecured obligations of MSFL, are subject to Morgan Stanley credit risk, and will not be listed on an exchange.
Morgan Stanley Finance LLC offers Trigger Jump Securities tied to Tesla, Inc. common stock, fully guaranteed by Morgan Stanley. Each security has a stated principal of $1,000, an upside payment of $457 (45.70%), and matures on October 5, 2027 with a valuation date of September 30, 2027.
If the final share price is at or above the initial share price, holders receive $1,000 plus the $457 upside payment. If the final share price is between the initial price and 65% of the initial price, holders receive $1,000. If the final share price is below that 65% threshold, the maturity payment equals $1,000 times the share performance factor and may be significantly less, possibly zero. The estimated value on the pricing date was approximately $965.30.
Morgan Stanley Finance LLC is offering Dual Directional Trigger PLUS linked to the VanEck® Gold Miners ETF (GDX), maturing October 5, 2027. Each Trigger PLUS has a stated principal of $1,000, no interest, and a 200% leverage factor for upside.
Key economic terms: the trigger level is 80% of the initial share price, the maximum payment at maturity is $1,492.80, pricing date is March 31, 2026, original issue date is April 6, 2026, and the estimated value on the pricing date is approximately $959.20. There is no minimum payment at maturity; investors may lose their entire investment and are exposed to Morgan Stanley credit risk. Secondary trading may be limited and purchases carry a $20 dealer commission plus a $5 structuring fee.