Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes due July 3, 2031 tied to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000. The stated principal amount is $1,000 per security and the aggregate offering is $375,000. The securities pay no interest; at maturity investors receive the stated principal plus the greater of the underlier percent change on the worst performing underlier or an $462.50 upside payment if all underliers finish at or above their downside thresholds. Downside protection is limited: each underlier’s downside threshold is 70% of its initial level and losses are 1% for each 1% decline of the worst performing underlier, with no minimum payment. Estimated value on the pricing date was $965.30 per security and the price to public is $1,000 with agent fees of $7.50 per security; all payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced $394,000 aggregate of Principal-at-Risk securities fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and matures on July 3, 2031. The payoff depends on the S&P 500® Futures Excess Return Index performance on the observation date.
At maturity investors receive: the stated principal plus the greater of (i) index percent change or (ii) a fixed $530 upside payment if the final level ≥ initial level; a positive absolute-return payoff (capped at 20%) if the final level is between the buffer (480.584) and initial level (600.73); or a loss beyond the 20% buffer, subject to a minimum payment of 20% of principal.
Morgan Stanley Finance LLC priced structured, principal-at-risk notes linked to the worst performing of the EURO STOXX 50®, Nasdaq-100® and S&P 500® with automatic early redemption and a $1,000 stated principal amount per security. The offer aggregates $1,214,000. The securities may auto-redeem on annual determination dates beginning July 1, 2027 for fixed early redemption payments (first: $1,136.50), and mature on July 3, 2031. If not redeemed, payment at maturity depends on whether each underlier meets call or downside thresholds (70% downside). All payments are unsecured and subject to Morgan Stanley credit risk; estimated value on the pricing date was $954.90 per security.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes due September 3, 2027, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and a fixed $131 upside payment (13.10%) if the worst performing underlier is at or above its downside threshold on the observation date.
Payments at maturity are determined by the worst performing of the Russell 2000® Index and the S&P 500® Index measured on the observation date August 31, 2027. If the worst performing underlier finishes below its downside threshold (85% of its initial level), holders lose 1% of principal for each 1% decline in that underlier; there is no minimum payment. The document states an estimated value of $972.60 on the pricing date July 31, 2026.
Morgan Stanley Finance LLC offers market-linked, auto-callable principal-at-risk securities linked to the lowest-performing share of NVIDIA Corporation and Micron Technology, Inc. Each security has a face amount of $1,000, an illustrative call payment of $1,450 (≈45% call premium) and a 200% participation rate for positive performance of the lowest-performing underlying stock. The pricing date is July 15, 2026 and the original issue date is July 20, 2026. The issuer estimates the value on the pricing date at $940.70 per security (± $40.70). If not called, maturity is July 19, 2029, and downside exposure can exceed 40%, potentially resulting in total loss.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable structured notes due July 12, 2029, fully and unconditionally guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount and may automatically redeem on specified determination dates for fixed cash payments. If not redeemed, maturity payoff depends on the worst-performing of the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000 relative to call and downside thresholds. Call threshold levels equal 100% of initial levels and downside thresholds equal 70% of initial levels. If the worst-performing underlier finishes below its downside threshold, investors lose 1% of principal for each 1% decline; payments could be significantly less than principal or zero. All payments are subject to Morgan Stanley’s credit risk; estimated value on the pricing date was approximately $959.90 per security.
Morgan Stanley Finance LLC is offering structured, market-linked notes due July 10, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and pays no interest. At maturity investors receive the stated principal plus an upside payment only if the underlier’s final level exceeds the initial level; otherwise holders receive only the stated principal.
The underlier is a 10-component equity basket (each component weighted 10%). The participation rate is 112%, so the upside payment equals stated principal × participation rate × underlier percent change. Key dates: strike/pricing July 6, 2026, issue July 9, 2026, observation July 7, 2031. Estimated value on the pricing date was $944.60 per note (approximately).
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk securities due July 14, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $983.50. The securities link to the Invesco S&P 500® Equal Weight ETF with a leverage factor of 150%, a buffer amount of 10% and a maximum payment at maturity of $1,102 per security (110.20% of stated principal). Observation date is July 9, 2027 (subject to postponement) and the strike/pricing date is July 8, 2026. Payments at maturity depend solely on the closing level on the observation date: investors may receive the stated principal plus a leveraged upside (capped), the stated principal, or a reduced payment if the final level is below the buffer; the minimum payment at maturity is 10% of stated principal. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes tied to Micron Technology, Inc. The notes have a $1,000 stated principal amount, priced at $1,000 with an estimated value of approximately $982 on the pricing date. The securities mature on August 5, 2027 and pay a fixed upside payment of $444.90 (44.49%) if the final level on the observation date is at or above a downside threshold of $516.14 (50% of the initial level). If the final level is below the threshold, investors suffer a dollar‑for‑dollar loss versus the underlying (performance factor = final level / initial level), and the payment at maturity could be significantly less than principal or zero. All payments are subject to Morgan Stanley and MSFL credit risk; MS & Co. is the calculation agent and agent for distribution. The offering includes placement fees of up to $10.42 per $1,000 and discloses tax and liquidity considerations in the accompanying supplements.
Morgan Stanley Finance LLC priced Principal at Risk securities linked to Micron Technology, Inc. Each note has a $1,000 stated principal amount and an issue price of $1,000. The securities pay no interest and are fully guaranteed by Morgan Stanley. If the closing level of Micron on the observation date July 14, 2027 is at or above the downside threshold of $619.368 (60% of the initial level), holders receive principal plus a fixed $536.20 upside payment. If the final level is below that threshold, holders receive the stated principal multiplied by the performance factor (final level/initial level) and may lose up to their entire investment. Estimated value on pricing date was approximately $982.00 per security; all payments remain subject to Morgan Stanley's credit risk.