Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes due March 25, 2031 that are fully and unconditionally guaranteed by Morgan Stanley. The notes reference the worst performing of the XLE Fund, the NDXT Index and the KRE Fund, include an automatic early redemption feature, and have a stated issue price of $1,000 per security.
The notes pay no regular interest, have a participation rate of 125% for upside on the worst performing underlier, an early redemption payment of $1,790 (first determination date March 27, 2028), and a downside threshold equal to 50% of each initial level. The issuer estimated the securities' value on the pricing date at approximately $918.70 per security.
Morgan Stanley Finance LLC priced $4,405,000 of Principal at Risk structured notes due March 10, 2031, fully guaranteed by Morgan Stanley. The notes pay a contingent coupon at an annual rate of 10.85% on specified observation dates and are automatically redeemable beginning with the first redemption determination date on March 10, 2027 if the underlier meets the call threshold.
Payments at maturity depend on the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index: if the final level is at or above 60% of the initial level (the downside threshold), investors receive principal; if below 60%, principal is reduced pro rata to the index performance and could be zero. All payments are subject to Morgan Stanley's credit risk and the securities do not participate in upside beyond the contingent coupons.
Morgan Stanley Finance LLC amends Pricing Supplement No. 13,628 relating to structured, principal-at-risk securities due January 31, 2031, fully and unconditionally guaranteed by Morgan Stanley.
The offering registers an aggregate principal amount of $1,728,000 in securities with a stated principal amount of $1,000 per security and an estimated value on the pricing date of $985.40 per security. The notes are linked to the worst performing of the Dow Jones Industrial Average, S&P 500® and Russell 2000® and feature automatic early redemption beginning on the first determination date, February 2, 2027, with specified early redemption payments and a final maturity payment schedule that can return $1,480, $1,000, or a reduced principal tied to the worst performing underlier down to zero.
Morgan Stanley Finance LLC is offering principal-at-risk auto-callable securities linked to the worst performing of the S&P 500® Index and the VanEck® Gold Miners ETF. The offering aggregates $1,010,000 at an issue price of $1,000 per security and an estimated value on the pricing date of $954.80. The securities pay a contingent coupon at an annual rate of 13.80% only if both underliers meet coupon barrier tests on observation dates, and are subject to automatic early redemption if both underliers meet call thresholds on redemption determination dates. Coupon barrier levels are 70% of initial levels and downside threshold levels are 60% of initial levels. If at maturity the worst performing underlier is below its downside threshold, investors suffer proportional principal loss; payments may be significantly less than principal or zero. All payments are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley; payments remain subject to issuer credit risk.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes called Buffered Jump Securities with an auto-callable feature, issued at $1,000 per security and fully guaranteed by Morgan Stanley. The securities have a March 16, 2026 issue date and mature on March 15, 2028.
The notes reference a four-stock basket (APO, BX, ARES, KKR) with equal 25% weights. Key economics: call threshold 100, early redemption payment $1,235 (first determination date March 23, 2027), participation rate 150%, upside payment $470, buffer level 85 (buffer amount 15%), downside factor 1.1765. Estimated value on the pricing date: approximately $967.20.
Investors bear credit risk of Morgan Stanley, may lose principal if final level falls below the buffer, and pay issuance costs including a $15 placement fee per security.
Morgan Stanley Finance LLC priced $2,012,000 aggregate principal of Principal at Risk Securities due March 14, 2028. Each security has a stated principal amount of $1,000 and is fully guaranteed by Morgan Stanley. The securities are linked to the worst performing of the S&P 500, Russell 2000 and Nasdaq-100 indices.
The securities pay no interest. If the worst performing underlier is at or above its upside threshold (80% of its initial level), holders receive the $1,000 principal plus an upside payment of $242.50 (24.25%). If the worst performing underlier is between the upside and downside thresholds (80%–70%), holders receive the $1,000 principal. If the worst performing underlier is below 70% of its initial level, holders suffer a prorated loss of principal equal to the percentage decline in that underlier; there is no minimum payment.
The estimated value on the pricing date was $984.50 per security, the issue price is $1,000 and MS & Co. received $4 per security in fees; proceeds to issuer per security are $996. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC prices a 6‑month PLUS linked to the VanEck® Semiconductor ETF. Each security has a $1,000 stated principal amount and a March 17, 2027 maturity. The initial level was $397.33 (strike date March 10, 2026) and the observation date is March 12, 2027.
At maturity investors receive the stated principal plus a 300% leverage on upside capped at a $1,338 maximum payment (133.80% of principal). If the final level is below the initial level, investors lose 1% of principal for each 1% decline in the underlier; there is no minimum payment and the principal could be entirely lost. All payments are subject to MSFL credit risk and guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC priced a structured, principal-at-risk note offering fully and unconditionally guaranteed by Morgan Stanley. The securities: stated principal $1,000 per security, aggregate principal $811,000, issue price $1,000, estimated value $975.60. The notes pay a contingent coupon at an annual rate of 12.20% on specified observation dates only if each underlier meets its coupon barrier.
The notes are linked to the worst performing of the Dow Jones Industrial Average, the Nasdaq-100® Technology Sector Index, and the Russell 2000® Index, mature on March 14, 2029, and include quarterly observation/coupon dates and an issuer call feature beginning on June 12, 2026 that depends on a risk-neutral valuation model. Principal is at risk: if the worst performing underlier finishes below a 70% downside threshold, maturity payment is reduced proportionally and could be zero.
Morgan Stanley Finance LLC priced a principal-at-risk, contingent-income auto-callable note offering totaling $250,000 with a $1,000 stated principal per security. The securities are fully and unconditionally guaranteed by Morgan Stanley and mature on March 12, 2032. The contingent coupon is set at 17.45% per annum and will be paid only if the underlier meets the coupon barrier on each observation date. The initial level (strike) was 2,632.21 on March 9, 2026; the coupon barrier is 1,842.547 (70% of initial) and the downside threshold is 1,316.105 (50% of initial). The estimated value on the pricing date was $922.20 per security and the securities may auto‑redeem on specified dates if the call threshold is met.
Morgan Stanley Finance LLC proposes an offering of Trigger PLUS principal‑at‑risk securities, each with a stated principal amount of $1,000, fully and unconditionally guaranteed by Morgan Stanley. The securities mature on September 23, 2027 and reference the worst performing of the EURO STOXX 50, iShares MSCI EAFE (EFA) and iShares MSCI Emerging Markets (EEM) underliers.
The terms state a leverage factor of 195%, a downside threshold at 70% of each underlier’s initial level, and an estimated value on the pricing date of $974.60 per security. Payment at maturity depends solely on closing levels on the observation date: investors receive leveraged upside if the worst performing underlier appreciates, principal at par if the worst performing underlier is between initial level and the downside threshold, and suffer losses 1% for each 1% decline of the worst performing underlier below its downside threshold (with no minimum payment).