Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Enhanced Buffered Jump Securities, principal-at-risk notes linked to the S&P 500® Index and fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, pays no interest and matures on December 2, 2027.
At maturity, if the S&P 500 final level is at or above the 85% buffer level, investors receive $1,000 plus a fixed upside payment of $80 per security, an 8% return regardless of how much the index has risen within that range. If the final level falls below the buffer, investors lose 1.1765% of principal for every 1% decline beyond the 15% buffer, with no minimum payment; the entire investment can be lost.
The estimated value on the pricing date is approximately $971.50 per security, below the $1,000 issue price because it embeds issuing, selling, structuring and hedging costs. Investors are exposed to Morgan Stanley’s credit risk, limited secondary market liquidity, complex and uncertain U.S. tax treatment, and structural risks such as capped upside and amplified downside beyond the buffer.
Morgan Stanley Finance LLC is offering principal-at-risk Jump Securities with an auto-call feature, due September 5, 2031, fully and unconditionally guaranteed by Morgan Stanley. The notes are linked to the worst performing of the State Street Financial Select Sector SPDR ETF (XLF) and the State Street SPDR S&P Regional Banking ETF (KRE).
Each security has a $1,000 stated principal amount and issue price, with an estimated value on the pricing date of about $943.10 due to embedded costs. On the first determination date, September 7, 2027, if both underliers are at or above 100% of their initial levels, the notes auto-call and pay a fixed $1,191.50 per security, with no further upside.
If not called, at maturity investors receive principal plus an upside payment equal to 150% of the gain of the worst underlier if both are above initial levels; principal back if each is at or above 70% of its initial level; and a linear loss (1% per 1% decline) based on the worst underlier if either finishes below that 70% downside threshold, potentially reducing the payment to zero. Payments are unsecured and subject to Morgan Stanley’s and MSFL’s credit risk, and the product offers no periodic interest and carries complex tax and liquidity risks.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk notes due September 3, 2031, fully and unconditionally guaranteed by Morgan Stanley and linked to the S&P 500® Futures Excess Return Index. The notes pay no interest.
Each security has a $1,000 stated principal and issue price. At maturity, if the index is above its initial level, investors receive $1,000 plus 221.50% of the index gain. If the final level is at or below the initial level but at or above 60% of the initial level, investors receive only $1,000. If the final level is below 60% of the initial level, principal is reduced 1% for each 1% index decline, with no minimum payment, so the investment can be lost entirely.
The estimated value on the pricing date is approximately $973.60 per security, below the issue price due to issuing, selling, structuring and hedging costs. The notes are unsecured obligations subject to Morgan Stanley’s credit risk, may have limited or no secondary market liquidity, and have uncertain and complex U.S. tax treatment described as prepaid financial contracts.
Morgan Stanley Finance LLC is offering Lookback Entry Trigger PLUS notes due September 6, 2028, linked to the Class A common stock of Space Exploration Technologies Corp., fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and pays no interest, with principal at risk.
The initial level will be the lowest closing level of the stock during an observation period from the August 31, 2026 pricing date through November 30, 2026, while the final level is the closing level on the August 31, 2028 observation date. At maturity, investors receive: (i) principal plus a 200% leveraged upside payment, capped at a maximum of $1,612.50 per security (161.25% of principal), if the final level is above the initial level; (ii) only principal if the final level is at or below the initial level but at or above the downside threshold of 75% of the initial level; or (iii) a loss of 1% of principal for each 1% decline in the stock if the final level is below the downside threshold, with no minimum payment.
The estimated value on the pricing date is approximately $923.30 per security, reflecting issuing, selling, structuring and hedging costs borne by investors, as well as the issuer’s funding rate. The notes are unsecured obligations of MSFL, subject to the credit risk of MSFL and Morgan Stanley, and may have limited or no secondary market liquidity. The underlying stock began trading on June 12, 2026 and has a very limited trading history, adding to risk.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes, fully and unconditionally guaranteed by Morgan Stanley, linked to the worst of Advanced Micro Devices and Apple common stock. Each security has a $1,000 stated principal amount, no periodic interest and is an unsecured obligation subject to Morgan Stanley’s credit risk.
The notes may auto-call on August 24, 2027 if each stock closes at or above 100% of its initial level, paying an early redemption amount of $1,610 per security. If not called, at maturity investors receive: 200% of the gain of the worst-performing stock if both finish above initial; up to a 50% positive return via an “absolute return” feature if the worst-performing stock is down but stays at or above 50% of its initial level; or a one-for-one loss with the worst-performing stock if it finishes below that downside threshold, potentially losing the entire investment.
The indicative estimated value on the pricing date is about $937.20 per $1,000, reflecting issuance, structuring and hedging costs. The notes are expected to be treated for U.S. tax purposes as prepaid financial contracts, with complex and uncertain tax and Section 871(m) consequences, and may have limited or no secondary market liquidity.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing principal-at-risk Jump Securities with an auto-callable feature maturing on August 9, 2029. The notes are unsecured obligations linked to the worst performing of Microsoft, NVIDIA and Tesla common stocks and pay no coupons.
The stated principal amount is $1,000 per security, with an aggregate principal amount of $503,000, issued at par. The initial stock levels also serve as call threshold levels, while downside threshold levels are set at 60% of each initial level. If on any determination date from August 6, 2027 onward each underlier closes at or above its call threshold, the notes auto-redeem for a fixed early redemption payment that corresponds to approximately 47.10% per annum, increasing over time, and no further payments are made.
If not redeemed early and on the final determination date all underliers are at or above their call thresholds, holders receive $2,413 per security at maturity. If at least one underlier is below its call threshold but all are at or above their downside thresholds, only principal is returned. If any underlier finishes below its downside threshold, repayment is reduced 1% for each 1% decline in the worst performer, potentially to zero. The estimated value on the pricing date is $977 per $1,000, and all payments are subject to Morgan Stanley’s and MSFL’s credit risk.
Morgan Stanley Finance LLC is offering Contingent Income Memory Auto-Callable Securities due August 10, 2028, linked to the worst performer of Bank of America, Citigroup and JPMorgan Chase common stocks, fully and unconditionally guaranteed by Morgan Stanley, with principal at risk.
Each security has a $1,000 stated principal amount and pays an 11.00% per annum contingent coupon only if, on the relevant observation date, all three stocks close at or above their coupon barrier levels, set at 60% of their initial levels ($37.80 for BAC, $80.292 for C, $213.78 for JPM). The notes are automatically called, starting November 6, 2026, if on any redemption determination date all three stocks are at or above their call thresholds, equal to 100% of initial levels, returning principal plus the due and any unpaid coupons.
If not called, at maturity investors receive principal only if each final stock level is at or above its downside threshold (also 60% of initial); otherwise, repayment is reduced 1% for each 1% decline of the worst performing underlier, potentially to zero. The estimated value on the pricing date is approximately $981.90 per $1,000 security, reflecting issuance, structuring and hedging costs, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is issuing Contingent Income Memory Buffered Auto-Callable Securities due August 25, 2031, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index and fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and is principal at risk.
Investors may receive an 11.50% per annum contingent coupon, paid only when the index closes at or above 70% of its initial level on observation dates; missed coupons can be paid later if conditions are met. The notes auto-call if the index is at or above 100% of its initial level on specified redemption determination dates.
If not called, maturity payment is buffered: full principal back when the final index level is at or above 85% of the initial level, but losses of 1% for each 1% decline beyond the 15% buffer, with a minimum payment of 15% of principal. The estimated value on the pricing date is about $909 per $1,000, and investors face issuer credit risk, limited liquidity, index-specific risks and uncertain tax treatment.
Morgan Stanley Finance LLC is offering $1,000,000 of Contingent Income Memory Auto-Callable Securities, issued at $1,000 per note and fully and unconditionally guaranteed by Morgan Stanley. These principal-at-risk notes are linked to the worst performer of the EURO STOXX 50®, Russell 2000® and S&P 500® indices.
Investors may receive a 9.65% per annum contingent coupon (with “memory”) only if all three indices are at or above their respective 70% coupon barrier levels on observation dates; missed coupons can be paid later if conditions are met. The notes are automatically called at par plus applicable coupons if, on a redemption determination date starting February 5, 2027, all indices are at or above 100% of their initial levels. If held to February 10, 2028 and any index finishes below its 70% downside threshold, repayment is reduced 1% for each 1% decline of the worst-performing index, down to zero. The estimated value on the pricing date is $987.80 per note, and all payments depend on Morgan Stanley’s and MSFL’s credit.
Morgan Stanley Finance LLC is offering long-dated, principal-at-risk structured notes linked to the S&P 500® Index, fully and unconditionally guaranteed by Morgan Stanley, maturing on January 29, 2032. Each Security has a $1,000 stated principal amount and pays no coupons.
The initial and final index levels are based on arithmetic averages over specified initial and final averaging periods. At maturity, investors can receive tiered payouts: enhanced upside if the index ends above 119% of the initial average, a lower participation gain between 86% and 119%, par at exactly 86%, leveraged losses (via a 2.00 downside factor) between 86% and 72%, and one-for-one losses below 72%, with a maximum payment of $1,823.80 per Security and no minimum payment. The estimated value on the pricing date is about $982.40 per Security, and all payments depend on Morgan Stanley’s credit.