Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced Principal‑at‑Risk securities linked to the S&P 500® Index. Each note has a $1,000 stated principal amount, an $80 upside payment (8%) if the final level is at or above the downside threshold, and a downside exposure equal to the index performance with a 75% downside threshold. The pricing date was July 2, 2026, the observation date is August 2, 2027, and maturity is August 5, 2027. The estimated value on the pricing date was approximately $987.30 per security; all payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced a series of principal‑at‑risk notes due August 5, 2027 linked to the S&P 500® Index in a preliminary pricing supplement dated July 2, 2026. Each security has a stated principal amount of $1,000 and an upside payment of $87.60 (8.76%) if the final level is greater than or equal to the downside threshold.
If the final level is below the downside threshold (80% of the initial level, or 5,986.584), the payment equals the stated principal amount multiplied by the performance factor (final level/initial level), exposing investors to a 1% loss for each 1% decline in the underlier; there is no minimum payment and principal could be lost. The strike date was July 1, 2026, the pricing date was July 2, 2026, the observation date is August 2, 2027, and the initial level was 7,483.23. The original issue price is $1,000 and the estimated value on the pricing date was approximately $985.50. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; market and credit risks, tax treatment uncertainty, and potential conflicts of interest are disclosed.
Morgan Stanley is offering fixed rate notes due July 20, 2032 with a stated interest rate of 4.700% per annum and a stated principal and issue price of $1,000 per note. Interest accrues from July 20, 2026 and is payable semi‑annually on the 20th of January and July, beginning January 20, 2027. The preliminary pricing supplement states an estimated value on the pricing date of approximately $982.40 per note. Payments depend on Morgan Stanley’s creditworthiness and the notes will not be listed on any securities exchange. Proceeds are for general corporate purposes and the offering includes customary dealer compensation and hedging arrangements by Morgan Stanley affiliates.
Morgan Stanley is offering fixed rate notes due July 19, 2030 with a stated principal and issue price of $1,000 per note and an interest rate of 4.500% per annum payable semi‑annually. The notes accrue interest from July 20, 2026 and make the initial interest payment on January 19, 2027. Morgan Stanley states the estimated value on the pricing date is approximately $988.80 per note. All payments are subject to Morgan Stanley’s credit risk and the notes will not be listed on any securities exchange.
Morgan Stanley priced a preliminary offering of fixed rate notes due July 20, 2029. Each note has a $1,000 stated principal amount and an issue price of $1,000 per note. Interest accrues from July 20, 2026 at 4.40% per annum, paid semi‑annually on January 20 and July 20, beginning January 20, 2027. The estimated value on the pricing date is approximately $990.50 per note. All payments are subject to Morgan Stanley's credit risk and the notes will not be listed on any exchange; proceeds are for general corporate purposes.
Morgan Stanley Finance LLC is offering S&P 500® Index-linked, principal-at-risk notes that are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley. Each note has a $1,000 Face Amount; the estimated trade-date value is $984.40. The notes pay no interest and return at maturity is tied to the S&P 500 Index performance from the Trade Date to the Determination Date (expected between 14 and 16 months after the Trade Date). If the Final Underlier Level is ≥90% of the Initial Underlier Level, holders receive a capped Maximum Settlement Amount (expected between $1,096.90 and $1,113.70 per $1,000). If the Final Underlier Level is below 90% of the Initial Underlier Level, holders suffer downside proportionate to that decline (you could lose some or all principal). All payments are subject to Morgan Stanley credit risk and there is no exchange listing or guaranteed secondary market.
Morgan Stanley proposes a primary offering of fixed rate notes due July 20, 2033 with a stated principal and issue price of $1,000 per note and a fixed interest rate of 4.800% per annum. Interest accrues from July 20, 2026 and is payable semi‑annually on each January 20 and July 20, beginning January 20, 2027. Payments are subject to Morgan Stanley’s credit risk and the notes will not be listed on any exchange. The preliminary pricing supplement states an estimated value on the pricing date of approximately $980.20 per note. Proceeds are to be used for general corporate purposes and detailed selling commissions and final pricing will be set forth in the final pricing supplement.
Morgan Stanley is offering Fixed Rate Notes due July 18, 2031 with a stated principal and issue price of $1,000 per note. The notes pay interest at 4.60% per annum, payable semi-annually, with an original issue date of July 20, 2026. The preliminary pricing supplement states the estimated value on the pricing date is approximately $985.20 per note (within $45.20 of that estimate). Proceeds will be used for general corporate purposes. All payments are subject to Morgan Stanley’s credit risk; the notes will not be listed and are book-entry only.
Morgan Stanley Finance LLC is offering fixed rate callable notes due July 20, 2033, fully guaranteed by Morgan Stanley. Each note has a stated principal of $1,000 and a fixed interest rate of 4.90% per annum, payable semiannually. The issuer may redeem the notes on specified redemption dates if a risk neutral valuation model determination finds redemption economically rational; redemption price is 100% of principal plus accrued interest. The preliminary pricing shows an estimated value on the pricing date of $968.10 (within $48.10 of that estimate). Proceeds will be used for general corporate purposes. The notes will not be listed on any exchange and are subject to the issuer's credit risk.
Morgan Stanley Finance LLC priced a offering of fixed-rate callable notes due July 18, 2031 with a stated principal of $1,000 per note and an interest rate of 4.70% per annum. The notes are fully and unconditionally guaranteed by Morgan Stanley and are callable on July 18, 2027 and January 18, 2028 based on a risk neutral valuation model determination. The issuer estimates the value on the pricing date to be approximately $976.30 per note and states proceeds will be used for general corporate purposes.