Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC priced a structured, principal-at-risk note offering fully and unconditionally guaranteed by Morgan Stanley. The securities: stated principal $1,000 per security, aggregate principal $811,000, issue price $1,000, estimated value $975.60. The notes pay a contingent coupon at an annual rate of 12.20% on specified observation dates only if each underlier meets its coupon barrier.
The notes are linked to the worst performing of the Dow Jones Industrial Average, the Nasdaq-100® Technology Sector Index, and the Russell 2000® Index, mature on March 14, 2029, and include quarterly observation/coupon dates and an issuer call feature beginning on June 12, 2026 that depends on a risk-neutral valuation model. Principal is at risk: if the worst performing underlier finishes below a 70% downside threshold, maturity payment is reduced proportionally and could be zero.
Morgan Stanley Finance LLC priced a principal-at-risk, contingent-income auto-callable note offering totaling $250,000 with a $1,000 stated principal per security. The securities are fully and unconditionally guaranteed by Morgan Stanley and mature on March 12, 2032. The contingent coupon is set at 17.45% per annum and will be paid only if the underlier meets the coupon barrier on each observation date. The initial level (strike) was 2,632.21 on March 9, 2026; the coupon barrier is 1,842.547 (70% of initial) and the downside threshold is 1,316.105 (50% of initial). The estimated value on the pricing date was $922.20 per security and the securities may auto‑redeem on specified dates if the call threshold is met.
Morgan Stanley Finance LLC proposes an offering of Trigger PLUS principal‑at‑risk securities, each with a stated principal amount of $1,000, fully and unconditionally guaranteed by Morgan Stanley. The securities mature on September 23, 2027 and reference the worst performing of the EURO STOXX 50, iShares MSCI EAFE (EFA) and iShares MSCI Emerging Markets (EEM) underliers.
The terms state a leverage factor of 195%, a downside threshold at 70% of each underlier’s initial level, and an estimated value on the pricing date of $974.60 per security. Payment at maturity depends solely on closing levels on the observation date: investors receive leveraged upside if the worst performing underlier appreciates, principal at par if the worst performing underlier is between initial level and the downside threshold, and suffer losses 1% for each 1% decline of the worst performing underlier below its downside threshold (with no minimum payment).
Morgan Stanley Finance LLC is offering Principal at Risk PLUS securities due March 31, 2031. Each security has a stated principal amount of $1,000 and a leverage factor of 121.50%; payment at maturity is determined by the worst performing of the Russell 1000® and S&P 500® indices. If both underliers finish above their strike levels, holders receive principal plus 121.50% of the appreciation of the worst performing underlier. If either underlier finishes at or below its initial level, repayment equals the stated principal amount multiplied by the performance factor of the worst performing underlier, and there is no minimum payment (investors could lose their entire principal). All payments are subject to the credit risk of Morgan Stanley and guaranteed by Morgan Stanley; MSFL is a finance subsidiary with no independent assets.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk buffered participation securities linked to the Roundhill Magnificent Seven ETF. The securities have a $1,000 stated principal amount per security, are fully and unconditionally guaranteed by Morgan Stanley and pay no interest.
Key terms: participation rate 100%, a 10% buffer (buffer level = 90% of the initial level), a maximum payment at maturity of $1,780 per security (178% of stated principal), an observation date of March 27, 2029 and maturity on April 2, 2029. The estimated value on the pricing date is approximately $943.10 per security. Payments at maturity depend solely on the closing level of the underlier on the observation date and are subject to issuer credit risk.
Morgan Stanley Finance LLC offers Principal-at-Risk auto-callable securities totaling $300,000 aggregate principal ($1,000 stated principal per security), fully and unconditionally guaranteed by Morgan Stanley. The notes pay a contingent coupon at an annual rate of 17.45% on observation dates when the closing level of NVIDIA common stock is at or above the coupon barrier of $127.855 (70% of the initial level). The securities can be automatically redeemed on specified redemption determination dates if NVIDIA’s closing level is at or above the call threshold of $182.65 (100% of the initial level). If not redeemed, maturity payment depends on the final level relative to the downside threshold of $127.855: if below that threshold investors lose 1% of principal for each 1% decline in the underlier and could lose their entire principal. All payments are subject to issuer and guarantor credit risk; the estimated value on the pricing date was $969.10 per security.
Morgan Stanley Finance LLC priced Structured Investments — Buffered Jump Securities — with an aggregate principal amount of $3,208,000, fully and unconditionally guaranteed by Morgan Stanley. The securities were issued at $1,000 per security (estimated value on the pricing date: $907.90) with a stated principal amount of $1,000 and a maturity date of March 13, 2031.
The notes carry an automatic early redemption feature beginning with the first determination date on March 10, 2027, and fixed early redemption payments that correspond to roughly 12.40% per annum on successively higher scheduled determination dates. The underlier is the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index (initial level on the strike date: 1,147.47), with a call threshold equal to 90% of the initial level (1,032.723) and a buffer set at approximately 85% of the initial level (975.350).
At maturity, if the final level is at or above the call threshold investors receive $1,620.00 per security; if between the call threshold and buffer they receive the stated principal amount; if below the buffer they absorb losses beyond the 15% buffer, subject to a minimum payment of 15% of principal. All payments are subject to Morgan Stanley's credit risk; selling commissions of $42.50 per security were paid, with proceeds to issuer of $957.50 per security.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes totaling $6,734,000 issued at $1,000 per security. The notes are linked to the worst performing of the Russell 1000® Value Index and the Russell 2000® Index, have an automatic early redemption test on February 3, 2027 and mature on February 2, 2029.
Key economics: the participation rate is 150%, the early redemption payment is $1,170, the initial levels (strike date) were 2,163.133 (RLV) and 2,613.743 (RTY), and downside thresholds are ~80% of initial levels. Estimated value at pricing was $976.30 per security. All payments are subject to Morgan Stanley’s credit risk; principal can be partially or wholly lost if the worst performing underlier falls below its downside threshold.
Morgan Stanley Finance LLC is offering principal‑at‑risk, auto‑callable structured notes due March 31, 2031, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and may auto‑redeem on scheduled determination dates for fixed early redemption payments. If not auto‑redeemed, maturity payouts depend on the final levels of the Dow Jones Industrial Average and the S&P 500® Index. Investors face full principal risk if the worst performing underlier falls below its downside threshold (90% of initial level). The pricing date and strike date are March 26, 2026; estimated value on pricing date is approximately $945.70 per security. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes fully guaranteed by Morgan Stanley linked to the common stock of NVIDIA Corporation. The notes have a $1,000 stated principal amount, an observation date of April 13, 2027 and mature on April 16, 2027.
If the final level is at or above a downside threshold set at 60% of the initial level, holders receive the stated principal plus a fixed upside payment of $154.50 (15.45%). If the final level is below that threshold, investors lose 1% of principal for each 1% decline in the underlier; there is no minimum payment and principal could be lost in full. The estimated value at pricing was approximately $978.30 per security and the issue price is $1,000 per security, with an agent commission of $10 and a structuring fee of $1.